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Unterseher Loren A

Disclosed activity across 2 companies

Tapewire entity
27502
SEC CIK
0001741560

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BLOOMIA HOLDINGS, INC.LDWY · Entity 7768DirectorSeptember 30, 2023October 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BLOOMIA HOLDINGS, INC.

Report date September 30, 2023 · Filed October 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock EquivalentSEC Table II · derivative / convertible securityDirect10,631 Reported balance After 2023-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-09-30 · Grant · Acquired 872 · Balance 10,631

F1: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SkyWater Technology, LLC

Report date July 28, 2026 · Filed July 31, 2026

Jointly reported with CMI Oxbow Partners, LLC, Oxbow Industries, LLC

Section 16 reporting ended · disclosed 2026-07-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 2024 grantor retained annuity trust1,069,543 Reported balance After 2026-07-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-07-28 · Gift · Disposed 160,321 · Balance 1,069,543

Common StockSEC Table I · non-derivativeIndirectBy 2024 grantor retained annuity trust0 Reported balance After 2026-07-31 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-07-31 · Disposition to issuer · Disposed 1,069,543 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy revocable trust812,139 Reported balance After 2026-07-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-07-28 · Gift · Acquired 160,321 · Balance 812,139

Common StockSEC Table I · non-derivativeIndirectBy revocable trust0 Reported balance After 2026-07-31 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-07-31 · Disposition to issuer · Disposed 812,139 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy revocable trust0 Reported balance After 2026-07-31 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2026-07-31 · Disposition to issuer · Disposed 2 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-31 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-07-31 · Disposition to issuer · Disposed 23,713 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

F2: Owned directly by Mr. Unterseher.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-31 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2026-07-31 · Disposition to issuer · Disposed 3 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

F3: Shares held directly by Oxbow Industries, LLC ("Oxbow").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-31 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2026-07-31 · Disposition to issuer · Disposed 4,487,394 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-31 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2026-07-31 · Disposition to issuer · Disposed 4,304 · Balance 0

F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

F2: Owned directly by Mr. Unterseher.

Common StockSEC Table I · non-derivativeIndirectBy family irrevocable trust0 Reported balance After 2026-07-31 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2026-07-31 · Disposition to issuer · Disposed 531,283 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy trust for benefit of daughter0 Reported balance After 2026-07-31 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy trust for benefit of daughter0 Reported balance After 2026-07-31 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy trust for benefit of son0 Reported balance After 2026-07-31 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy trust for benefit of son0 Reported balance After 2026-07-31 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

F2: Owned directly by Mr. Unterseher.

F3: Shares held directly by Oxbow Industries, LLC ("Oxbow").

F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2022 Filed Dec 10, 2022 01:02 UTC SkyWater Technology, LLC SKYT · Entity 27424 GiftCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 4

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner

Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 370

Read SEC document
November 10, 2022 Filed Dec 10, 2022 01:02 UTC SkyWater Technology, LLC SKYT · Entity 27424 GiftCommon Stock 5,910 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 3

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner

Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 5,910

F1 · ownership.nature: Contribution of 5,910 shares previously held by Oxbow Industries, LLC to a grantor retained annuity trust for the benefit of Mr. Unterseher's children.

Read SEC document
November 10, 2022 Filed Dec 10, 2022 01:02 UTC SkyWater Technology, LLC SKYT · Entity 27424 GiftCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 2

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner

Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By family irrevocable trust

Disclosed balance after: 1,468

Read SEC document
November 09, 2022 Filed Dec 10, 2022 01:02 UTC SkyWater Technology, LLC SKYT · Entity 27424 GiftCommon Stock 366 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner

Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 366

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:03 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 898 $6.12 $5,495.76
Disclosure

SEC source: 0001654954-22-013227 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

Underlying: Common Stock · 898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:27 UTC SkyWater Technology, LLC SKYT · Entity 27424 SaleCommon Stock 88,084 $8.66 $763,159.78
Disclosure

SEC source: 0001741560-22-000009 · wf-form4_166361925941650.xml · nonDerivative · entry 3

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 21,960,324

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.50 to 8.97, inclusive.

F2 · ownership.nature: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:27 UTC SkyWater Technology, LLC SKYT · Entity 27424 SaleCommon Stock 85,584 $8.98 $768,458.74
Disclosure

SEC source: 0001741560-22-000009 · wf-form4_166361925941650.xml · nonDerivative · entry 2

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 22,048,408

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.82 to $9.45, inclusive.

F2 · ownership.nature: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 20:06 UTC SkyWater Technology, LLC SKYT · Entity 27424 SaleCommon Stock 20,729 $12.07 $250,246.71
Disclosure

SEC source: 0001741560-22-000007 · wf-form4_166318596790057.xml · nonDerivative · entry 4

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 22,133,992

F4 · price: Reflects the weighted average price of 20,729 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $12.00 to $12.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 20:06 UTC SkyWater Technology, LLC SKYT · Entity 27424 SaleCommon Stock 75,809 $11.65 $883,334.05
Disclosure

SEC source: 0001741560-22-000007 · wf-form4_166318596790057.xml · nonDerivative · entry 3

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 22,154,721

F3 · price: Reflects the weighted average price of 75,809 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $11.00 to $11.995 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:06 UTC SkyWater Technology, LLC SKYT · Entity 27424 SaleCommon Stock 29,794 $11.18 $333,067.13
Disclosure

SEC source: 0001741560-22-000007 · wf-form4_166318596790057.xml · nonDerivative · entry 2

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 22,230,530

F1 · price: Reflects the weighted average price of 29,794 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 12, 2022 with sale prices ranging from $11.00 to $11.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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September 02, 2022 Filed Sep 2, 2022 20:13 UTC SkyWater Technology, LLC SKYT · Entity 27424 OtherCommon Stock 5,299,080 $0.00 $0.00
Disclosure

SEC source: 0001741560-22-000005 · wf-form4_166214956235183.xml · nonDerivative · entry 2

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 22,260,324

F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC to a non-managing member for no consideration.

F2 · ownership.nature: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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August 04, 2022 Filed Aug 8, 2022 22:43 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-010784 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,811

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of August 4, 2023 and the day before the next annual meeting of shareholders of the Issuer.

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June 30, 2022 Filed Jul 5, 2022 17:32 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 718 $7.65 $5,492.70
Disclosure

SEC source: 0001654954-22-009257 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,693

Underlying: Common Stock · 718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 01, 2022 Filed Jun 3, 2022 20:53 UTC SkyWater Technology, LLC SKYT · Entity 27424 GrantCommon Stock 14,947 $0.00 $0.00
Disclosure

SEC source: 0001819974-22-000036 · wf-form4_165428958930792.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,090

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

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March 31, 2022 Filed Apr 4, 2022 19:21 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 485 $11.32 $5,490.20
Disclosure

SEC source: 0001654954-22-004554 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,975

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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December 31, 2021 Filed Jan 4, 2022 20:21 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equilvalent · Derivative 238 $23.08 $5,493.04
Disclosure

SEC source: 0001654954-22-000133 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,490

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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September 30, 2021 Filed Oct 4, 2021 20:31 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 734 $7.49 $5,497.66
Disclosure

SEC source: 0001654954-21-010758 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,252

Underlying: Common Stock · 734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2021 Filed Jul 1, 2021 18:51 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 663 $8.29 $5,496.27
Disclosure

SEC source: 0001654954-21-007507 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

Underlying: Common Stock · 663 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 19:19 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock 1,838 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006848 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,249

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of June 10, 2022 and the day before the next annual meeting of shareholders of the Issuer.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 22:55 UTC SkyWater Technology, LLC SKYT · Entity 27424 GrantCommon Stock 7,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016779 · doc4.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:17 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 936 $5.87 $5,494.32
Disclosure

SEC source: 0001654954-21-003813 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856

Underlying: Common Stock · 936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 19:36 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock 17,504 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-013917 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,897

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of (i) the day before the next annual meeting of shareholders of the Issuer and (ii) December 22, 2021.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:29 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 7,533 $0.73 Strike: $0.00 $5,499.84
Disclosure

SEC source: 0001654954-20-000038 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,533

Underlying: Common Stock · 7,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 19:00 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 5,612 $0.98 Strike: $0.00 $5,499.76
Disclosure

SEC source: 0001654954-19-011362 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,612

Underlying: Common Stock · 5,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:04 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 4,094 $1.14 Strike: $0.00 $4,667.16
Disclosure

SEC source: 0001654954-19-007905 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,094

Underlying: Common Stock · 4,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:47 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock 14,151 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007143 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,393

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest on the day immediately preceding the date of the next annual meeting of shareholders of the Issuer.

Read SEC document
March 31, 2019 Filed Apr 12, 2019 14:08 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock Equivalent · Derivative 3,195 $1.33 Strike: $0.00 $4,249.35
Disclosure

SEC source: 0001654954-19-004318 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,195

Underlying: Common Stock · 3,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 21:12 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock 7,692 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-009164 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,692

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest on the date immediately preceding the date of the next annual meeting of shareholders of the Issuer.

Read SEC document
August 10, 2018 Filed Feb 25, 2019 18:31 UTC Amendment BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 GrantCommon Stock 7,692 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-001937 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,242

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest on the date immediately preceding the date of the next annual meeting of shareholders of the Issuer.

F2 · balance_after: Report amended solely to correct a clerical error in the originally reported amount of securities beneficially owned following reported transaction.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:38 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 PurchaseCommon Stock 6,477 $1.90 $12,311.48
Disclosure

SEC source: 0001654954-18-008542 · section16.xml · nonDerivative · entry 3

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,550

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:38 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 PurchaseCommon Stock 123 $1.90 $234.13
Disclosure

SEC source: 0001654954-18-008542 · section16.xml · nonDerivative · entry 2

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,073

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:38 UTC BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 PurchaseCommon Stock 2,950 $1.92 $5,653.09
Disclosure

SEC source: 0001654954-18-008542 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.