person · Reporting owner
CMI Oxbow Partners, LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SkyWater Technology, LLC
Report date July 28, 2026 · Filed July 31, 2026
Jointly reported with Unterseher Loren A, Oxbow Industries, LLC
Section 16 reporting ended · disclosed 2026-07-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 2024 grantor retained annuity trust | 1,069,543 |
Reported balance
After 2026-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-28 · Gift · Disposed 160,321 · Balance 1,069,543 |
| Common StockSEC Table I · non-derivative | IndirectBy 2024 grantor retained annuity trust | 0 |
Reported balance
After 2026-07-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-07-31 · Disposition to issuer · Disposed 1,069,543 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 812,139 |
Reported balance
After 2026-07-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-07-28 · Gift · Acquired 160,321 · Balance 812,139 |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-07-31 · Disposition to issuer · Disposed 812,139 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2026-07-31 · Disposition to issuer · Disposed 2 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-07-31 · Disposition to issuer · Disposed 23,713 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2: Owned directly by Mr. Unterseher. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-07-31 · Disposition to issuer · Disposed 3 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F3: Shares held directly by Oxbow Industries, LLC ("Oxbow"). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-07-31 · Disposition to issuer · Disposed 4,487,394 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-07-31 · Disposition to issuer · Disposed 4,304 · Balance 0 F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2: Owned directly by Mr. Unterseher. |
| Common StockSEC Table I · non-derivative | IndirectBy family irrevocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2026-07-31 · Disposition to issuer · Disposed 531,283 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of daughter | 0 |
Reported balance
After 2026-07-31 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of daughter | 0 |
Reported balance
After 2026-07-31 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of son | 0 |
Reported balance
After 2026-07-31 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of son | 0 |
Reported balance
After 2026-07-31 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
F2: Owned directly by Mr. Unterseher.
F3: Shares held directly by Oxbow Industries, LLC ("Oxbow").
F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 687,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 14 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 687,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 13 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 687,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 12 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 687,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 11 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 10 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 531,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 9 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By family irrevocable trust Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 4,304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 8 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F5 · security: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F5 · price: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2 · ownership.nature: Owned directly by Mr. Unterseher. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 4,487,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 7 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F4 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 6 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F3 · ownership.nature: Shares held directly by Oxbow Industries, LLC ("Oxbow"). Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 23,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 5 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2 · ownership.nature: Owned directly by Mr. Unterseher. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 812,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | Disposition to issuerCommon Stock | 1,069,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 2024 grantor retained annuity trust Disclosed balance after: 0 F1 · security: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F1 · price: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. Read SEC document |
| July 28, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 160,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 812,139 Read SEC document |
| July 28, 2026 Filed Jul 31, 2026 14:16 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 160,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-26-000008 · form4-07312026_020749.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 2024 grantor retained annuity trust Disclosed balance after: 1,069,543 Read SEC document |
| June 10, 2026 Filed Jun 13, 2026 00:40 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 4,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-26-000002 · form4-06132026_120647.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,017 F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. F2 · ownership.nature: Shares owned directly by Mr. Unterseher. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 23:28 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 100,000 | $14.54 | $1,454,310.00 |
DisclosureSEC source: 0001741560-25-000025 · form4-12012025_111201.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,487,394 F1 · price: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 26, 2025 with sale prices ranging from $14.50 to $14.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 02:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 100,000 | $14.53 | $1,452,670.00 |
DisclosureSEC source: 0001741560-25-000023 · form4-11262025_021140.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,711,256 F3 · price: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 24, 2025 with sale prices ranging from $14.50 to $14.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 24, 2025 Filed Dec 1, 2025 23:27 UTC Amendment | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 100,000 | $14.53 | $1,452,670.00 |
DisclosureSEC source: 0001741560-25-000024 · form4a-12012025_111220.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,587,394 F4 · price: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 24, 2025 with sale prices ranging from $14.50 to $14.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: The reporting person's Form 4 filed on November 25, 2025 inadvertently reported incorrect holding amount. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 21, 2025 Filed Nov 26, 2025 02:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 100,000 | $14.13 | $1,412,640.00 |
DisclosureSEC source: 0001741560-25-000023 · form4-11262025_021140.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,611,256 F1 · price: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 21, 2025 with sale prices ranging from $14.00 to $14.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 21, 2025 Filed Dec 1, 2025 23:27 UTC Amendment | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 100,000 | $14.13 | $1,412,640.00 |
DisclosureSEC source: 0001741560-25-000024 · form4a-12012025_111220.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,687,394 F1 · price: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 21, 2025 with sale prices ranging from $14.00 to $14.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: The reporting person's Form 4 filed on November 25, 2025 inadvertently reported incorrect holding amount. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 21:14 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 9,662 | $16.26 | $157,064.51 |
DisclosureSEC source: 0001741560-25-000020 · form4-11202025_091105.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,787,394 F1 · price: Reflects the weighted average price of 9,662 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 18, 2025 with sale prices ranging from $16.25 to $16.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 12,000 | $17.45 | $209,412.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 8 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,797,056 F4 · price: Reflects the weighted average price of 12,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 17, 2025 with sale prices ranging from $17.25 to $17.505 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 13, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 2,200 | $20.55 | $45,203.84 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 7 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,809,056 F1 · price: Reflects the weighted average price of 2,200 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 13, 2025 with sale prices ranging from $20.50 to $20.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Since the date of the reporting person's last ownership report, 2,000,000 shares of common stock were transferred to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| October 03, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 651,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 6 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Revocable Trust Disclosed balance after: 651,818 Read SEC document |
| October 03, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 457,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 5 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 687,811 Read SEC document |
| October 03, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 457,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 687,811 Read SEC document |
| October 03, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 457,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 687,812 Read SEC document |
| October 03, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 457,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 687,812 Read SEC document |
| October 03, 2025 Filed Nov 18, 2025 00:37 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 2,480,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001741560-25-000018 · form4-11182025_121118.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 2023 grantor retained annuity trust Disclosed balance after: 0 Read SEC document |
| September 26, 2025 Filed Oct 1, 2025 00:30 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 120,370 | $18.02 | $2,169,308.14 |
DisclosureSEC source: 0001741560-25-000015 · form4-09302025_080901.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,811,256 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F2 · price: Reflects the weighted average price of 120,370 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 26, 2025 with sale prices ranging from $18.00 to $18.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 19, 2025 Filed Sep 23, 2025 12:15 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 120,000 | $14.05 | $1,686,276.00 |
DisclosureSEC source: 0001741560-25-000010 · form4-09232025_120907.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,931,626 F4 · price: Reflects the weighted average price of 120,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 19, 2025 with sale prices ranging from $14.00 to $14.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 16:01 UTC Amendment | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 120,000 | $14.05 | $1,686,276.00 |
DisclosureSEC source: 0001741560-25-000012 · form4a-09242025_040918.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,931,626 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F5 · price: Reflects the weighted average price of 120,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 19, 2025 with sale prices ranging from $14.00 to $14.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2025 Filed Sep 23, 2025 12:15 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 45,100 | $13.59 | $612,872.92 |
DisclosureSEC source: 0001741560-25-000010 · form4-09232025_120907.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,051,626 F3 · price: Reflects the weighted average price of 45,100 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $13.50 to $13.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2025 Filed Sep 23, 2025 12:15 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 74,900 | $12.81 | $959,124.46 |
DisclosureSEC source: 0001741560-25-000010 · form4-09232025_120907.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,096,726 F1 · price: Reflects the weighted average price of 74,900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $12.50 to $13.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2025 Filed Sep 24, 2025 16:01 UTC Amendment | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 45,100 | $13.59 | $612,872.92 |
DisclosureSEC source: 0001741560-25-000012 · form4a-09242025_040918.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,051,626 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F4 · price: Reflects the weighted average price of 45,100 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $13.50 to $13.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2025 Filed Sep 24, 2025 16:01 UTC Amendment | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 74,900 | $12.81 | $959,124.46 |
DisclosureSEC source: 0001741560-25-000012 · form4a-09242025_040918.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,096,726 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F2 · price: Reflects the weighted average price of 74,900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $12.50 to $13.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 00:24 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 188,976 | $10.47 | $1,978,937.77 |
DisclosureSEC source: 0001741560-25-000007 · form4-09172025_120904.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,171,626 F1 · price: Reflects the weighted average price of 188,976 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 12, 2025 with sale prices ranging from $10.14 to $10.81 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 11, 2025 Filed Sep 11, 2025 22:45 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 229,029 | $10.44 | $2,390,100.84 |
DisclosureSEC source: 0001415889-25-024308 · form4-09112025_100900.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,360,602 F4 · price: Reflects the weighted average price of 229,029 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 11, 2025 with sale prices ranging from $10.00 to $10.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 120,000 sold automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 22:45 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 4,396 | $10.64 | $46,754.98 |
DisclosureSEC source: 0001415889-25-024308 · form4-09112025_100900.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,589,631 F3 · price: Reflects the weighted average price of 4,396 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 10, 2025 with sale prices ranging from $10.60 to $10.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 22:45 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 6,218 | $10.87 | $67,582.20 |
DisclosureSEC source: 0001415889-25-024308 · form4-09112025_100900.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,594,027 F1 · price: Reflects the weighted average price of 6,218 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 9, 2025 with sale prices ranging from $10.80 to $10.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:35 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 60,767 | $12.08 | $734,132.20 |
DisclosureSEC source: 0001415889-25-023540 · form4-09032025_080912.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,600,245 F1 · price: Reflects the weighted average price of 60,767 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 29, 2025 with sale prices ranging from $12.00 to $12.26 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 28, 2025 Filed Aug 28, 2025 21:01 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 311,959 | $12.28 | $3,832,229.14 |
DisclosureSEC source: 0001415889-25-023235 · form4-08282025_090815.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,661,012 F4 · price: Reflects the weighted average price of 311,959 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 28, 2025 with sale prices ranging from $12.00 to $12.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 21:01 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 188,041 | $12.11 | $2,276,744.02 |
DisclosureSEC source: 0001415889-25-023235 · form4-08282025_090815.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,972,971 F3 · price: Reflects the weighted average price of 188,041 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 27, 2025 with sale prices ranging from $12.00 to $12.395 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 21:01 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 756,516 | $12.06 | $9,126,533.37 |
DisclosureSEC source: 0001415889-25-023235 · form4-08282025_090815.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,161,012 F1 · price: Reflects the weighted average price of 756,516 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 26, 2025 with sale prices ranging from $11.65 to $12.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 25, 2025 Filed Aug 25, 2025 20:51 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 243,484 | $11.82 | $2,878,029.58 |
DisclosureSEC source: 0001415889-25-022930 · form4-08252025_080859.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,917,528 F4 · price: Reflects the weighted average price of 243,484 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 25, 2025 with sale prices ranging from $11.55 to $12.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 22, 2025 Filed Aug 25, 2025 20:51 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 292,628 | $11.50 | $3,365,397.58 |
DisclosureSEC source: 0001415889-25-022930 · form4-08252025_080859.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,161,012 F3 · price: Reflects the weighted average price of 292,628 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 22, 2025 with sale prices ranging from $11.00 to $11.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 21, 2025 Filed Aug 25, 2025 20:51 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 37,979 | $11.16 | $424,012.75 |
DisclosureSEC source: 0001415889-25-022930 · form4-08252025_080859.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,453,640 F1 · price: Reflects the weighted average price of 37,979 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 21, 2025 with sale prices ranging from $11.00 to $11.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 22:09 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 97,957 | $11.62 | $1,138,338.71 |
DisclosureSEC source: 0001415889-25-022204 · form4-08182025_100829.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,491,619 F4 · price: Reflects the weighted average price of 97,957 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 18, 2025 with sale prices ranging from $11.50 to $11.73 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 22:09 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 5,684 | $11.51 | $65,395.56 |
DisclosureSEC source: 0001415889-25-022204 · form4-08182025_100829.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,589,576 F3 · price: Reflects the weighted average price of 5,684 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 15, 2025 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 22:09 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 217,329 | $11.80 | $2,564,417.00 |
DisclosureSEC source: 0001415889-25-022204 · form4-08182025_100829.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,595,260 F1 · price: Reflects the weighted average price of 217,329 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 14, 2025 with sale prices ranging from $11.60 to $12.08 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.