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BLOOMIA HOLDINGS, INC.

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7768
SEC CIK
0000875355
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277

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2026 Filed Jul 7, 2026 19:08 UTC
Jansen Werner F.CEO & President of subsidiary
GrantCommon Stock 58,408 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006523 · section16.xml · nonDerivative · entry 1

Jansen Werner F. · CIK 0002014003 · CEO & President of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,408

Read SEC document
April 02, 2026 Filed Apr 7, 2026 01:07 UTC
Swenson Nicholas JohnDirector · 10% owner
OtherSubscription Rights (right to buy) · Derivative 696,690 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0000897069-26-000821 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 696,690 shares

Expires 2026-04-02

Read SEC document
April 02, 2026 Filed Apr 7, 2026 01:07 UTC
Swenson Nicholas JohnDirector · 10% owner
OtherCommon Stock 696,690 $4.05 $2,821,594.50
Disclosure

SEC source: 0000897069-26-000821 · form4.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AO Partners I, L.P.

Disclosed balance after: 836,134

F1 · ownership.direct: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.

F2 · ownership.nature: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

Read SEC document
April 01, 2026 Filed Apr 6, 2026 16:06 UTC
McShane Elizabeth E.Chief Financial Officer
OtherSubscription Rights (right to buy) · Derivative 2,172 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001654954-26-003249 · form4.xml · derivative · entry 2

McShane Elizabeth E. · CIK 0002022686 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 4,691 shares

Expires 2026-04-01

Read SEC document
April 01, 2026 Filed Apr 6, 2026 16:06 UTC
McShane Elizabeth E.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 4,691 $4.05 $18,998.55
Disclosure

SEC source: 0001654954-26-003249 · form4.xml · nonDerivative · entry 1

McShane Elizabeth E. · CIK 0002022686 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,912

Read SEC document
April 01, 2026 Filed Apr 6, 2026 16:06 UTC
Philp Daniel C.Director · Co-CEO
OtherSubscription Rights (right to buy) · Derivative 11,431 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001654954-26-003247 · form4.xml · derivative · entry 2

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 24,691 shares

Expires 2026-04-01

Read SEC document
April 01, 2026 Filed Apr 6, 2026 16:06 UTC
Philp Daniel C.Director · Co-CEO
OtherCommon Stock, par value $0.01 per share 24,691 $4.05 $99,998.55
Disclosure

SEC source: 0001654954-26-003247 · form4.xml · nonDerivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,190

Read SEC document
April 01, 2026 Filed Apr 6, 2026 16:06 UTC
Jundt MarkDirector · Co-CEO
OtherSubscription Rights (right to buy) · Derivative 1,714 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001654954-26-003248 · form4.xml · derivative · entry 2

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,703 shares

Expires 2026-04-01

Read SEC document
April 01, 2026 Filed Apr 6, 2026 16:06 UTC
Jundt MarkDirector · Co-CEO
OtherCommon Stock, par value $0.01 per share 3,703 $4.05 $14,997.15
Disclosure

SEC source: 0001654954-26-003248 · form4.xml · nonDerivative · entry 1

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,231

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:14 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,594 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-26-000018 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,191

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:11 UTC
Jundt MarkDirector · Co-CEO
OtherCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-000095 · section16.xml · nonDerivative · entry 1

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,528

F1 · kind: Voluntary report of shares acquired pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:10 UTC
Philp Daniel C.Director · Co-CEO
OtherCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-000094 · section16.xml · nonDerivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,499

F1 · kind: Voluntary report of shares acquired pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:10 UTC
McShane Elizabeth E.Chief Financial Officer
OtherCommon Stock 221 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-000093 · section16.xml · nonDerivative · entry 1

McShane Elizabeth E. · CIK 0002022686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221

F1 · kind: Voluntary report of shares acquired pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:09 UTC GrantCommon Stock Equivalents · Derivative 1,231 $3.45 $4,246.95
Disclosure

SEC source: 0001654954-26-000092 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,112

Underlying: Common Stock · 1,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:09 UTC GrantCommon Stock Equivalent · Derivative 1,231 $3.45 $4,246.95
Disclosure

SEC source: 0001654954-26-000091 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,663

Underlying: Common Stock · 1,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:08 UTC GrantCommon Stock Equivalent · Derivative 1,594 $3.45 $5,499.30
Disclosure

SEC source: 0001654954-26-000090 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,795

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one shares of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:59 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,008 $5.45 $5,495.92
Disclosure

SEC source: 0000897069-25-001534 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,597

Underlying: Common Stock · 1,008 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:06 UTC GrantCommon Stock Equivalent · Derivative 779 $5.45 $4,247.34
Disclosure

SEC source: 0001654954-25-011402 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,432

Underlying: Common Stock · 779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:06 UTC GrantCommon Stock Equivalent · Derivative 779 $5.45 $4,247.34
Disclosure

SEC source: 0001654954-25-011403 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,881

Underlying: Common Stock · 779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:05 UTC GrantCommon Stock Equivalent · Derivative 1,008 $5.45 $5,495.92
Disclosure

SEC source: 0001654954-25-011401 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,201

Underlying: Common Stock · 1,008 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 13:16 UTC GrantCommon Stock Equivalent · Derivative 844 $5.03 $4,245.32
Disclosure

SEC source: 0001654954-25-007659 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,653

Underlying: Common Stock · 844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 13:18 UTC GrantCommon Stock Equivalent · Derivative 844 $5.03 $4,245.32
Disclosure

SEC source: 0001654954-25-007661 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,102

Underlying: Common Stock · 844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 13:14 UTC GrantCommon Stock Equivalent · Derivative 1,093 $5.03 $5,497.79
Disclosure

SEC source: 0001654954-25-007657 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,193

Underlying: Common Stock · 1,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 12:36 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,093 $5.03 $5,497.79
Disclosure

SEC source: 0000897069-25-001159 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,589

Underlying: Common Stock · 1,093 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 20:50 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,466 $3.75 $5,497.50
Disclosure

SEC source: 0000897069-25-000765 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,496

Underlying: Common Stock · 1,466 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 20:32 UTC GrantCommon Stock Equivalent · Derivative 1,133 $3.75 $4,248.75
Disclosure

SEC source: 0001654954-25-003888 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,258

Underlying: Common Stock · 1,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 20:31 UTC GrantCommon Stock Equivalent · Derivative 1,133 $3.75 $4,248.75
Disclosure

SEC source: 0001654954-25-003886 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,809

Underlying: Common Stock · 1,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 20:30 UTC GrantCommon Stock Equivalent · Derivative 1,466 $3.75 $5,497.50
Disclosure

SEC source: 0001654954-25-003883 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 1,466 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 15:16 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,134 $4.85 $5,499.90
Disclosure

SEC source: 0000897069-25-000021 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,030

Underlying: Common Stock · 1,134 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 14:55 UTC
Philp Daniel C.Director · Co-CEO
GrantCommon Stock Equivalent · Derivative 876 $4.85 $4,248.60
Disclosure

SEC source: 0001654954-25-000085 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,521

Underlying: Common Stock · 876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 14:51 UTC GrantCommon Stock Equivelent · Derivative 876 $4.85 $4,248.60
Disclosure

SEC source: 0001654954-25-000083 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,125

Underlying: Common Stock · 876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 14:50 UTC
Jundt MarkDirector · Co-CEO
GrantCommon Stock Equivalent · Derivative 1,134 $4.85 $5,499.90
Disclosure

SEC source: 0001654954-25-000081 · section16.xml · derivative · entry 1

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,756

Underlying: Common Stock · 1,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 14:48 UTC GrantCommon Stock Equivalent · Derivative 876 $4.85 $4,248.60
Disclosure

SEC source: 0001654954-25-000079 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,676

Underlying: Common Stock · 876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 14:47 UTC GrantCommon Stock Equivalent · Derivative 1,134 $4.85 $5,499.90
Disclosure

SEC source: 0001654954-25-000077 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,634

Underlying: Common Stock · 1,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 15:02 UTC
Philp Daniel C.Director · Co-CEO
PurchaseCommon Stock 32,000 $4.32 $138,140.80
Disclosure

SEC source: 0001654954-24-014858 · section16.xml · nonDerivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,071

F1 · price: Reflects the weighted average price of 32,000 shares of common stock of the Issuer purchased by the reporting person in multiple transactions on November 21, 2024 with purchase prices ranging from $3.82 to $4.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 14:59 UTC
Jundt MarkDirector · Co-CEO
PurchaseCommon Stock 1,100 $4.26 $4,686.00
Disclosure

SEC source: 0001654954-24-014855 · section16.xml · nonDerivative · entry 1

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
September 30, 2024 Filed Oct 2, 2024 14:43 UTC
Philp Daniel C.Director · Co-CEO
GrantCommon Stock Equivalent · Derivative 1,192 $3.56 $4,248.29
Disclosure

SEC source: 0001654954-24-012622 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,645

Underlying: Common Stock · 1,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 14:14 UTC GrantCommon Stock Equivalent · Derivative 1,192 $3.56 $4,248.29
Disclosure

SEC source: 0001654954-24-012619 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,249

Underlying: Common Stock · 1,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 14:13 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,543 $3.56 $5,499.25
Disclosure

SEC source: 0000897069-24-001914 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,896

Underlying: Common Stock · 1,543 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 14:10 UTC
Jundt MarkDirector · Co-CEO
GrantCommon Stock Equivalent · Derivative 1,543 $3.56 $5,499.25
Disclosure

SEC source: 0001654954-24-012617 · section16.xml · derivative · entry 1

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,622

Underlying: Common Stock · 1,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 14:09 UTC GrantCommon Stock Equivalent · Derivative 1,192 $3.56 $4,248.29
Disclosure

SEC source: 0001654954-24-012615 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 1,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 14:08 UTC GrantCommon Stock Equivalent · Derivative 1,543 $3.56 $5,499.25
Disclosure

SEC source: 0001654954-24-012613 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 1,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2024 Filed Jul 2, 2024 16:13 UTC
Philp Daniel C.Director · Co-CEO
GrantCommon Stock Equivalent · Derivative 894 $4.75 $4,246.50
Disclosure

SEC source: 0001654954-24-008519 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,453

Underlying: Common Stock · 894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2024 Filed Jul 2, 2024 15:52 UTC GrantCommon Stock Equivalent · Derivative 894 $4.75 $4,246.50
Disclosure

SEC source: 0001654954-24-008514 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,057

Underlying: Common Stock · 894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2024 Filed Jul 2, 2024 15:51 UTC
Jundt MarkDirector · Co-CEO
GrantCommon Stock Equivalent · Derivative 1,157 $4.75 $5,495.75
Disclosure

SEC source: 0001654954-24-008511 · section16.xml · derivative · entry 1

Jundt Mark · CIK 0001956254 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,079

Underlying: Common Stock · 1,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2024 Filed Jul 2, 2024 15:49 UTC GrantCommon Stock Equivalent · Derivative 894 $4.75 $4,246.50
Disclosure

SEC source: 0001654954-24-008509 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,608

Underlying: Common Stock · 894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2024 Filed Jul 2, 2024 15:47 UTC GrantCommon Stock Equivalent · Derivative 1,157 $4.75 $5,495.75
Disclosure

SEC source: 0001654954-24-008507 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,957

Underlying: Common Stock · 1,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2024 Filed Jul 2, 2024 15:47 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,157 $4.75 $5,495.75
Disclosure

SEC source: 0000897069-24-001467 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,353

Underlying: Common Stock · 1,157 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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May 09, 2024 Filed May 13, 2024 20:54 UTC GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-006086 · section16.xml · nonDerivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,071

F1 · shares: Shares of restricted stock granted under the 2018 Equity Incentive Plan and scheduled to vest in three equal installments on May 9, 2025, May 9, 2026 and May 9, 2027.

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March 31, 2024 Filed Apr 2, 2024 18:06 UTC GrantCommon Stock Equivalent · Derivative 713 $5.96 $4,249.48
Disclosure

SEC source: 0001654954-24-004166 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,559

Underlying: Common Stock · 713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.