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person · Reporting owner

Lazar David E.

Disclosed activity across 12 companies

Tapewire entity
25480
SEC CIK
0001932843

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aterian, Inc.ATER · Entity 8078Director · Chief Executive Officer · 10% ownerJuly 17, 2026September 11, 2026
CapForce Inc.OPGN · Entity 9776Director · Chief Executive Officer · 10% ownerJuly 30, 2024August 01, 2024
FiEE, Inc.MINM · Entity 7395Director · 10% ownerFebruary 18, 2025March 10, 2025
Indaptus Therapeutics, Inc.INDP · Entity 6530DirectorMarch 23, 2026March 24, 2026
KALA BIO, Inc.KALA · Entity 7964Director · Chief Executive OfficerDecember 18, 2025December 22, 2025
Quantum Cyber N.V.QUCY · Entity 6633Director · Chief Executive Officer · 10% ownerAugust 05, 2026August 07, 2026
Sow Good Inc.SOWG · Entity 6993DirectorMarch 31, 2026April 02, 2026
TITAN PHARMACEUTICALS INCTTNP · Entity 74432Director · Chief Executive OfficerJuly 26, 2023July 31, 2023
Tracon Pharmaceuticals, Inc.TCON · Entity 91134Chief Business Dev OfficerMay 07, 2024May 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aterian, Inc.

Report date July 17, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,737,500 Reported balance After 2026-08-04 transaction · row 1
1 source row

Row 1 · 2026-08-04 · Conversion · Acquired 875,000 · Balance 6,737,500

Series AAA Convertible Non-Redeemable Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01Direct1,750,000 Reported balance After 2026-07-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-17 · Grant · Acquired 1,750,000 · Balance 1,750,000

F1: On July 17, 2026, the Reporting Person acquired 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock at $2.00 per share (the "Series AAA Preferred Shares"), for an aggregate purchase price of $3,500,000, pursuant to the Securities Purchase Agreement dated April 27, 2026. Following receipt of the requisite stockholder approvals, each Series AAA Preferred Share may be converted into 135.1 shares of Common Stock (up to 236,425,000 shares in the aggregate) at a conversion price of $0.0148, for no additional consideration.

F2: Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

Series AA Convertible Non-Redeemable Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.26Direct6,737,500 Reported balance After 2026-08-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-04 · Conversion · Disposed 875,000 · Balance 6,737,500

F2: Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

F3: Following stockholder approval on July 17, 2026, the Series AA Preferred Shares are convertible into shares of Common Stock at the option of the Reporting Person for no additional consideration. On August 4, 2026, the Reporting Person converted 6,737,500 shares of his Series AA Preferred Shares.

Filing footnotes · ownership attribution and instrument terms

F1: On July 17, 2026, the Reporting Person acquired 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock at $2.00 per share (the "Series AAA Preferred Shares"), for an aggregate purchase price of $3,500,000, pursuant to the Securities Purchase Agreement dated April 27, 2026. Following receipt of the requisite stockholder approvals, each Series AAA Preferred Share may be converted into 135.1 shares of Common Stock (up to 236,425,000 shares in the aggregate) at a conversion price of $0.0148, for no additional consideration.

F2: Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

F3: Following stockholder approval on July 17, 2026, the Series AA Preferred Shares are convertible into shares of Common Stock at the option of the Reporting Person for no additional consideration. On August 4, 2026, the Reporting Person converted 6,737,500 shares of his Series AA Preferred Shares.

CapForce Inc.

Report date July 30, 2024 · Filed August 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series E Convertible Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-07-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-07-30 · Sale · Disposed 550,000 · Balance 0

F1: On July 30, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with AEI Capital Group, a third party, pursuant to which the Reporting Person sold (i) 550,000 shares of Series E Convertible Preferred Stock (the "Series E Preferred Stock") of OpGen, Inc. (the "Company") and (ii) the rights to acquire an additional 2,450,000 shares of Series E Preferred Stock for $2,450,000 pursuant to an agreement between the Reporting Person and the Company.

F2: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F3: The Series E Preferred Stock is perpetual and therefore has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: On July 30, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with AEI Capital Group, a third party, pursuant to which the Reporting Person sold (i) 550,000 shares of Series E Convertible Preferred Stock (the "Series E Preferred Stock") of OpGen, Inc. (the "Company") and (ii) the rights to acquire an additional 2,450,000 shares of Series E Preferred Stock for $2,450,000 pursuant to an agreement between the Reporting Person and the Company.

F2: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F3: The Series E Preferred Stock is perpetual and therefore has no expiration date.

FiEE, Inc.

Report date February 18, 2025 · Filed March 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,681,980 Reported balance After 2025-02-18 transaction · row 1
1 source row

Row 1 · 2025-02-18 · Grant · Acquired 1,200,000 · Balance 2,681,980

F1: Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

Series A Convertible Preferred StockSEC Table II · derivative / convertible securityDirect85,910 Reported balance After 2025-02-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-18 · Sale · Disposed 2,219,447 · Balance 85,910

F2: The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration.

F4: Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F3: The Series A Preferred Stock is perpetual and therefore has no expiration date.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2029-01-29Direct0 Reported balance After 2025-02-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-18 · Sale · Disposed 2,800,000 · Balance 0

F5: Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F2: The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration.

F3: The Series A Preferred Stock is perpetual and therefore has no expiration date.

F4: Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F5: Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

Indaptus Therapeutics, Inc.

Report date March 23, 2026 · Filed March 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series AA Convertible Non-Redeemable Preferred StockSEC Table II · derivative / convertible securityDirect103,200 Reported balance After 2026-03-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-23 · Sale · Disposed 196,800 · Balance 103,200

F1: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F2: The Series AA Preferred Stock is convertible at the option of the holder for no additional consideration.

F3: The Series AA Preferred Stock is perpetual and therefore has no expiration date.

Series AAA Convertible Non-Redeemable Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-23 · Sale · Disposed 700,000 · Balance 0

F1: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F4: The Series AAA Preferred Stock is convertible at the option of the holder for no additional consideration.

F5: The Series AAA Preferred Stock is perpetual and therefore has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F2: The Series AA Preferred Stock is convertible at the option of the holder for no additional consideration.

F3: The Series AA Preferred Stock is perpetual and therefore has no expiration date.

F4: The Series AAA Preferred Stock is convertible at the option of the holder for no additional consideration.

F5: The Series AAA Preferred Stock is perpetual and therefore has no expiration date.

KALA BIO, Inc.

Report date December 18, 2025 · Filed December 22, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Convertible LoanSEC Table II · derivative / convertible security · Conversion / exercise price $1.02Direct0 Reported balance After 2025-12-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-18 · Other · Disposed 368,614 · Balance 0

F3: On November 9, 2025, the Reporting Person, as "Lender", entered into a Convertible Loan Agreement (the "Agreement") with Issuer pursuant to which Lender agreed to loan the Issuer up to an amount of $375,000. Pursuant to the Agreement, the Lender had the right in its discretion at any time prior to the full repayment of the Loan Amount (as defined in the Agreement) to the Lender, to convert all or any of the then outstanding and unpaid portion of the Loan Amount into Issuer's common stock at the "Conversion Price" (as defined in the Agreement). On December 18, 2025, the Issuer repaid the full Loan Amount to the Reporting Person in cash.

F2: Not applicable.

Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: No shares of common stock are beneficially owned.

Filing footnotes · ownership attribution and instrument terms

F1: No shares of common stock are beneficially owned.

F2: Not applicable.

F3: On November 9, 2025, the Reporting Person, as "Lender", entered into a Convertible Loan Agreement (the "Agreement") with Issuer pursuant to which Lender agreed to loan the Issuer up to an amount of $375,000. Pursuant to the Agreement, the Lender had the right in its discretion at any time prior to the full repayment of the Loan Amount (as defined in the Agreement) to the Lender, to convert all or any of the then outstanding and unpaid portion of the Loan Amount into Issuer's common stock at the "Conversion Price" (as defined in the Agreement). On December 18, 2025, the Issuer repaid the full Loan Amount to the Reporting Person in cash.

Quantum Cyber N.V.

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect55,057,500 Ending reported balance After 2026-08-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-05 · Conversion · Acquired 9,000,000 · Balance 9,000,000

Row 2 · 2026-08-05 · Conversion · Acquired 9,000,000 · Balance 18,000,000

Row 3 · 2026-08-05 · Conversion · Acquired 9,000,000 · Balance 27,000,000

Row 4 · 2026-08-05 · Conversion · Acquired 28,057,500 · Balance 55,057,500

Series A Preferred SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-05 · Conversion · Disposed 1,000,000 · Balance 0

F1: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Series B Preferred SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-05 · Conversion · Disposed 1,000,000 · Balance 0

F1: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Series C Preferred SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-05 · Conversion · Disposed 1,000,000 · Balance 0

F1: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Series D Preferred SharesSEC Table II · derivative / convertible securityDirect875,300 Reported balance After 2026-08-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-05 · Conversion · Disposed 124,700 · Balance 875,300

F1: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Sow Good Inc.

Report date March 31, 2026 · Filed April 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,740,000 Reported balance After 2026-03-31 transaction · row 1
1 source row

Row 1 · 2026-03-31 · Grant · Acquired 5,740,000 · Balance 5,740,000

F3: Amount represents 5,740,000 shares received as a result of the conversion of 410,000 Series AA Convertible, Non-Redeemable Preferred Stock at a conversion price of $0.14286.

Series AA Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.14Direct1,090,000 Reported balance After 2025-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-31 · Exercise / conversion · Disposed 410,000 · Balance 1,090,000

F1: On December 31, 2025, Sow Good Inc. (the "Company") entered into a Securities Purchase Agreement (the "Agreement") with David Lazar, pursuant to which the Company issued 1,500,000 shares of Series AA Preferred Stock to Mr. Lazar at $2 per preferred share. The Series AA Preferred Stock is not convertible into common stock until after stockholder approval, at which point the shares will convert to 21,000,000 shares of common stock with a conversion price of $0.14286 per share. The Agreement and the issuance of the Series AA Preferred Stock were approved by the Company's board of directors and did not involve the exchange of consideration between the Company and Mr. Lazar beyond the terms set forth in the Agreement.

F2: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: On December 31, 2025, Sow Good Inc. (the "Company") entered into a Securities Purchase Agreement (the "Agreement") with David Lazar, pursuant to which the Company issued 1,500,000 shares of Series AA Preferred Stock to Mr. Lazar at $2 per preferred share. The Series AA Preferred Stock is not convertible into common stock until after stockholder approval, at which point the shares will convert to 21,000,000 shares of common stock with a conversion price of $0.14286 per share. The Agreement and the issuance of the Series AA Preferred Stock were approved by the Company's board of directors and did not involve the exchange of consideration between the Company and Mr. Lazar beyond the terms set forth in the Agreement.

F2: Not applicable.

F3: Amount represents 5,740,000 shares received as a result of the conversion of 410,000 Series AA Convertible, Non-Redeemable Preferred Stock at a conversion price of $0.14286.

TITAN PHARMACEUTICALS INC

Report date July 26, 2023 · Filed July 31, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,000 Reported balance After 2023-07-26 transaction · row 1
1 source row

Row 1 · 2023-07-26 · Grant · Acquired 100,000 · Balance 100,000

F1: The shares reported in this transaction represent Unrestricted Stock Awards pursuant to the Issuer's Fourth Amended and Restated 2015 Omnibus Equity Incentive Plan that vested immediately on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported in this transaction represent Unrestricted Stock Awards pursuant to the Issuer's Fourth Amended and Restated 2015 Omnibus Equity Incentive Plan that vested immediately on the date of grant.

Tracon Pharmaceuticals, Inc.

Report date May 07, 2024 · Filed May 13, 2024

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bio Green Med Solution, Inc.

Report date July 30, 2025 · Filed August 04, 2025

Section 16 reporting ended · disclosed 2025-08-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect155,838 Reported balance After 2025-07-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-07-30 · Sale · Disposed 6,750 · Balance 155,838

F1: The number Shares owned by the Reporting Person is reflective of a 1-for-15 reverse stock split effected by the Issuer on July 7, 2025 (the "Reverse Stock Split").

F2: Due to an inadvertent ministerial error, the Form 4 filed by the Reporting Person on February 28, 2025 reported beneficial ownership of 354,738 shares of the Issuer's Series D Convertible Preferred Stock which had already been converted into 162,588 shares of Common Stock (after giving effect to the Reverse Stock Split) as of such date.

Filing footnotes · ownership attribution and instrument terms

F1: The number Shares owned by the Reporting Person is reflective of a 1-for-15 reverse stock split effected by the Issuer on July 7, 2025 (the "Reverse Stock Split").

F2: Due to an inadvertent ministerial error, the Form 4 filed by the Reporting Person on February 28, 2025 reported beneficial ownership of 354,738 shares of the Issuer's Series D Convertible Preferred Stock which had already been converted into 162,588 shares of Common Stock (after giving effect to the Reverse Stock Split) as of such date.

LQR House Inc.

Report date April 02, 2025 · Filed April 07, 2025

Section 16 reporting ended · disclosed 2025-04-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,000 Reported balance After 2025-04-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-04-02 · Grant · Acquired 100,000 · Balance 100,000

F1: On April 2, 2025, David Lazar (the "Reporting Person") resigned as President and as a member of the Board of Directors of the Issuer, effective immediately. In connection with his resignation, the Reporting Person and the Issuer entered into a Separation Agreement pursuant to which the Reporting Person received 100,000 shares of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On April 2, 2025, David Lazar (the "Reporting Person") resigned as President and as a member of the Board of Directors of the Issuer, effective immediately. In connection with his resignation, the Reporting Person and the Issuer entered into a Separation Agreement pursuant to which the Reporting Person received 100,000 shares of the Issuer's common stock.

Stablecoin Development Corp

Report date October 21, 2025 · Filed January 30, 2026

Section 16 reporting ended · disclosed 2026-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,388,000 Reported balance After 2025-10-21 transaction · row 1
1 source row

Row 1 · 2025-10-21 · Grant · Acquired 6,388,000 · Balance 6,388,000

F1: The shares of Common Stock reported herein were issued upon the automatic conversion of the Series D Preferred Stock held by the Reporting Person three business days after the annual meeting of stockholders (the "Annual Meeting") of NovaBay Pharmaceuticals, Inc. (the "Issuer"), which occurred on October 16, 2025.

Series D Convertible Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-10-21 · Exercise / conversion · Disposed 39,925 · Balance 0

F2: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration. Each share of Series D Preferred Stock is convertible into 160 shares of the Issuer's Common Stock at any time, subject to certain ownership limitations.

F4: On October 9, 2025, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the the Reporting Person sold all of his title and interest in (i) an aggregate of 441,325 shares of Series D Preferred Stock for $9,850,000 and (ii) the rights and obligations to purchase 268,750 shares of Series E Preferred Stock for an additional $2,150,000 payable to the Issuer (the "October Transaction"). The closing of the October Transaction occurred on October 16, 2025 following the Issuer's Annual Meeting. Following the October Transaction, the Reporting Person retained 39,925 shares of Series D Preferred Stock, which automatically converted into shares of hte Issuer's Common Stock three business days after the Annual Meeting.

F3: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock reported herein were issued upon the automatic conversion of the Series D Preferred Stock held by the Reporting Person three business days after the annual meeting of stockholders (the "Annual Meeting") of NovaBay Pharmaceuticals, Inc. (the "Issuer"), which occurred on October 16, 2025.

F2: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration. Each share of Series D Preferred Stock is convertible into 160 shares of the Issuer's Common Stock at any time, subject to certain ownership limitations.

F3: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

F4: On October 9, 2025, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the the Reporting Person sold all of his title and interest in (i) an aggregate of 441,325 shares of Series D Preferred Stock for $9,850,000 and (ii) the rights and obligations to purchase 268,750 shares of Series E Preferred Stock for an additional $2,150,000 payable to the Issuer (the "October Transaction"). The closing of the October Transaction occurred on October 16, 2025 following the Issuer's Annual Meeting. Following the October Transaction, the Reporting Person retained 39,925 shares of Series D Preferred Stock, which automatically converted into shares of hte Issuer's Common Stock three business days after the Annual Meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionSeries D Preferred Shares · Derivative 124,700 $0.00 $0.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · derivative · entry 8

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,300

Underlying: Ordinary Shares · 28,057,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · derivative.exercise_date: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2 · derivative.expiration_date: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionSeries C Preferred Shares · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · derivative · entry 7

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · derivative.exercise_date: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2 · derivative.expiration_date: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionSeries B Preferred Shares · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · derivative · entry 6

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · derivative.exercise_date: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2 · derivative.expiration_date: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionSeries A Preferred Shares · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · derivative · entry 5

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · price: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F1 · derivative.exercise_date: Following receipt by Quantum Cyber N.V. (the "Company") of stockholder approval on April 22, 2026, each class of Preferred Shares became convertible into Ordinary Shares at the option of David E. Lazar (the "Reporting Person") for no additional consideration. On August 5, 2026, the Reporting Person submitted notices of conversion to convert all of his Series A Preferred Shares, Series B Preferred Shares, and Series C Preferred Shares, and 124,700 of his Series D Preferred Shares, into Ordinary Shares.

F2 · derivative.expiration_date: Each class of Preferred Shares is perpetual and therefore has no expiration date.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionOrdinary Shares 28,057,500 $225.00 $6,312,937,500.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · nonDerivative · entry 4

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,057,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionOrdinary Shares 9,000,000 $9.00 $81,000,000.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · nonDerivative · entry 3

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionOrdinary Shares 9,000,000 $9.00 $81,000,000.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · nonDerivative · entry 2

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:51 UTC Quantum Cyber N.V. QUCY · Entity 6633 ConversionOrdinary Shares 9,000,000 $9.00 $81,000,000.00
Disclosure

SEC source: 0001829126-26-008488 · ownership.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2026 Filed Sep 11, 2026 17:54 UTC Aterian, Inc. ATER · Entity 8078 ConversionSeries AA Convertible Non-Redeemable Preferred Stock · Derivative 875,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001829126-26-010034 · ownership.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,737,500

Underlying: Common Stock · 6,737,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

F3 · derivative.underlying_shares: Following stockholder approval on July 17, 2026, the Series AA Preferred Shares are convertible into shares of Common Stock at the option of the Reporting Person for no additional consideration. On August 4, 2026, the Reporting Person converted 6,737,500 shares of his Series AA Preferred Shares.

Read SEC document
August 04, 2026 Filed Sep 11, 2026 17:54 UTC Aterian, Inc. ATER · Entity 8078 ConversionCommon Stock 875,000 $2.00 $1,750,000.00
Disclosure

SEC source: 0001829126-26-010034 · ownership.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,737,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2026 Filed Sep 11, 2026 17:54 UTC Aterian, Inc. ATER · Entity 8078 GrantSeries AAA Convertible Non-Redeemable Preferred Stock · Derivative 1,750,000 $2.00 Strike: $0.01 $3,500,000.00
Disclosure

SEC source: 0001829126-26-010034 · ownership.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Common Stock · 236,425,000 shares

Expires not disclosed

F1 · price: On July 17, 2026, the Reporting Person acquired 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock at $2.00 per share (the "Series AAA Preferred Shares"), for an aggregate purchase price of $3,500,000, pursuant to the Securities Purchase Agreement dated April 27, 2026. Following receipt of the requisite stockholder approvals, each Series AAA Preferred Share may be converted into 135.1 shares of Common Stock (up to 236,425,000 shares in the aggregate) at a conversion price of $0.0148, for no additional consideration.

F1 · derivative.exercise_date: On July 17, 2026, the Reporting Person acquired 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock at $2.00 per share (the "Series AAA Preferred Shares"), for an aggregate purchase price of $3,500,000, pursuant to the Securities Purchase Agreement dated April 27, 2026. Following receipt of the requisite stockholder approvals, each Series AAA Preferred Share may be converted into 135.1 shares of Common Stock (up to 236,425,000 shares in the aggregate) at a conversion price of $0.0148, for no additional consideration.

F2 · derivative.expiration_date: Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

Read SEC document
April 27, 2026 Filed May 1, 2026 21:25 UTC Aterian, Inc. ATER · Entity 8078 GrantSeries AA Convertible Non-Redeemable Preferred Stock · Derivative 1,750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-001136 · form412227001_05012026.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · security: On April 27, 2026, David E. Lazar (the "Reporting Person") and Aterian, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,750,000 shares of Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares"), at a price of $2.00 per share, for a total purchase price of $3,500,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following the receipt of Stockholder Approval (as defined below), 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock (the "Series AAA Preferred Shares" and, together with the Series AA Preferred Shares, the "Preferred Shares"), at a price of $2.00 per share, for an additional purchase price of $3,500,000.

F3 · security: The Preferred Shares are not convertible into common stock until stockholders approve the issuance of common stock upon conversion in compliance with Nasdaq rules and an increase in authorized common stock, and the Company files a corresponding charter amendment (the "Stockholder Approvals"). The closing on the Series AAA Preferred Shares is also subject to stockholder approval of additional matters, including the election of Reporting Person designees to the Board and a reverse stock split. Following the Stockholder Approval, each Series AA Preferred Share will be convertible into 7.7 shares of common stock, and each Series AAA Preferred Share will be convertible into a minimum of 117.63 and maximum of 135.10 shares of common stock, based on the Company's fully-diluted capitalization as determined under the Purchase Agreement.

F4 · derivative.exercise_price: Following receipt by the Company of the Stockholder Approval, the Preferred Shares will be convertible into shares of common stock at the option of the Reporting Person for no additional consideration.

F2 · price: On April 27, 2026, David E. Lazar (the "Reporting Person") and Aterian, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,750,000 shares of Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares"), at a price of $2.00 per share, for a total purchase price of $3,500,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following the receipt of Stockholder Approval (as defined below), 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock (the "Series AAA Preferred Shares" and, together with the Series AA Preferred Shares, the "Preferred Shares"), at a price of $2.00 per share, for an additional purchase price of $3,500,000.

F3 · derivative.exercise_date: The Preferred Shares are not convertible into common stock until stockholders approve the issuance of common stock upon conversion in compliance with Nasdaq rules and an increase in authorized common stock, and the Company files a corresponding charter amendment (the "Stockholder Approvals"). The closing on the Series AAA Preferred Shares is also subject to stockholder approval of additional matters, including the election of Reporting Person designees to the Board and a reverse stock split. Following the Stockholder Approval, each Series AA Preferred Share will be convertible into 7.7 shares of common stock, and each Series AAA Preferred Share will be convertible into a minimum of 117.63 and maximum of 135.10 shares of common stock, based on the Company's fully-diluted capitalization as determined under the Purchase Agreement.

F5 · derivative.expiration_date: Each class of Preferred Stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: The Preferred Shares are not convertible into common stock until stockholders approve the issuance of common stock upon conversion in compliance with Nasdaq rules and an increase in authorized common stock, and the Company files a corresponding charter amendment (the "Stockholder Approvals"). The closing on the Series AAA Preferred Shares is also subject to stockholder approval of additional matters, including the election of Reporting Person designees to the Board and a reverse stock split. Following the Stockholder Approval, each Series AA Preferred Share will be convertible into 7.7 shares of common stock, and each Series AAA Preferred Share will be convertible into a minimum of 117.63 and maximum of 135.10 shares of common stock, based on the Company's fully-diluted capitalization as determined under the Purchase Agreement.

Read SEC document
April 22, 2026 Filed Apr 28, 2026 21:39 UTC Quantum Cyber N.V. MYNZ · Entity 6633 GrantSeries E Preferred Shares · Derivative 1,000,000 $1.50 $1,500,000.00
Disclosure

SEC source: 0000921895-26-001100 · form412227qucy_04232026.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Ordinary Shares · 225,000,000 shares

Expires not disclosed

F2 · security: As previously reported, on February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Following Stockholder Approval (as defined below) which was obtained on April 22, 2026, the Reporting Person subsequently acquired 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · security: On April 22, 2026, the Company's shareholdes approved (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval"). Following the receipt of Stockholder Approval, each of the First Closing Shares are now convertible into 9 ordinary shares and each of the Second Closing Shares are now convertible into 225 ordinary shares.

F4 · derivative.exercise_price: The Preferred Stock are convertible into ordinary shares at the option of the Reporting Person for no additional consideration.

F2 · price: As previously reported, on February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Following Stockholder Approval (as defined below) which was obtained on April 22, 2026, the Reporting Person subsequently acquired 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · derivative.exercise_date: On April 22, 2026, the Company's shareholdes approved (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval"). Following the receipt of Stockholder Approval, each of the First Closing Shares are now convertible into 9 ordinary shares and each of the Second Closing Shares are now convertible into 225 ordinary shares.

F5 · derivative.expiration_date: Each class of Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
April 22, 2026 Filed Apr 28, 2026 21:39 UTC Quantum Cyber N.V. MYNZ · Entity 6633 GrantSeries D Preferred Shares · Derivative 1,000,000 $1.50 $1,500,000.00
Disclosure

SEC source: 0000921895-26-001100 · form412227qucy_04232026.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Ordinary Shares · 225,000,000 shares

Expires not disclosed

F2 · security: As previously reported, on February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Following Stockholder Approval (as defined below) which was obtained on April 22, 2026, the Reporting Person subsequently acquired 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · security: On April 22, 2026, the Company's shareholdes approved (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval"). Following the receipt of Stockholder Approval, each of the First Closing Shares are now convertible into 9 ordinary shares and each of the Second Closing Shares are now convertible into 225 ordinary shares.

F4 · derivative.exercise_price: The Preferred Stock are convertible into ordinary shares at the option of the Reporting Person for no additional consideration.

F2 · price: As previously reported, on February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Following Stockholder Approval (as defined below) which was obtained on April 22, 2026, the Reporting Person subsequently acquired 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · derivative.exercise_date: On April 22, 2026, the Company's shareholdes approved (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval"). Following the receipt of Stockholder Approval, each of the First Closing Shares are now convertible into 9 ordinary shares and each of the Second Closing Shares are now convertible into 225 ordinary shares.

F5 · derivative.expiration_date: Each class of Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:22 UTC Sow Good Inc. SOWG · Entity 6993 GrantCommon Stock 5,740,000 $0.14 $819,672.00
Disclosure

SEC source: 0001829126-26-003119 · ownership.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,740,000

F3 · shares: Amount represents 5,740,000 shares received as a result of the conversion of 410,000 Series AA Convertible, Non-Redeemable Preferred Stock at a conversion price of $0.14286.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 20:02 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 SaleSeries AAA Convertible Non-Redeemable Preferred Stock · Derivative 700,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000788 · form412227indp_03232026.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,000,000 shares

Expires not disclosed

F1 · security: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F4 · derivative.exercise_price: The Series AAA Preferred Stock is convertible at the option of the holder for no additional consideration.

F1 · price: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F5 · derivative.expiration_date: The Series AAA Preferred Stock is perpetual and therefore has no expiration date.

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March 23, 2026 Filed Mar 24, 2026 20:02 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 SaleSeries AA Convertible Non-Redeemable Preferred Stock · Derivative 196,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000788 · form412227indp_03232026.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,200

Underlying: Common Stock · 3,936,000 shares

Expires not disclosed

F1 · security: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F2 · derivative.exercise_price: The Series AA Preferred Stock is convertible at the option of the holder for no additional consideration.

F1 · price: On March 19, 2026, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the Reporting Person sold all of his title and interest in (i) all 700,000 shares of Series AAA Preferred Stock (convertible into an aggregate of 105,000,000 shares of the Issuer's common stock) held by the Reporting Person and (ii) 196,800 shares of the Reporting Person's Series AA Preferred Stock (convertible into an aggregate of 3,936,000 shares of the Issuer's common stock), as well as all of the Reporting Person's rights, title and interest in the Series AA Preferred Stock and Series AAA Preferred Stock under a securities purchase agreement dated December 22, 2025 (the "March 2026 Transaction"). The closing of the March 2026 Transaction occurred on March 23, 2026. Following the March 2026 Transaction, the Reporting Person retained 103,200 shares of Series AA Preferred Stock, convertible into an aggregate of 2,064,000 shares of the Issuer's common stock.

F3 · derivative.expiration_date: The Series AA Preferred Stock is perpetual and therefore has no expiration date.

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February 13, 2026 Filed Mar 3, 2026 15:13 UTC Quantum Cyber N.V. MYNZ · Entity 6633 GrantSeries C Preferred Shares · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000581 · form412227001_03022026.xml · derivative · entry 4

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Ordinary Shares · 0 shares

Expires not disclosed

F2 · security: On February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following effectiveness of the Stockholder Approval (as defined below), 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · security: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

F4 · derivative.exercise_price: Following receipt by the Company of the Stockholder Approval, the Preferred Stock will be convertible into ordinary shares at the option of the Reporting Person for no additional consideration.

F2 · price: On February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following effectiveness of the Stockholder Approval (as defined below), 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · derivative.exercise_date: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

F5 · derivative.expiration_date: Each class of Preferred Stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

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February 13, 2026 Filed Mar 3, 2026 15:13 UTC Quantum Cyber N.V. MYNZ · Entity 6633 GrantSeries B Preferred Shares · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000581 · form412227001_03022026.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Ordinary Shares · 0 shares

Expires not disclosed

F2 · security: On February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following effectiveness of the Stockholder Approval (as defined below), 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · security: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

F4 · derivative.exercise_price: Following receipt by the Company of the Stockholder Approval, the Preferred Stock will be convertible into ordinary shares at the option of the Reporting Person for no additional consideration.

F2 · price: On February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following effectiveness of the Stockholder Approval (as defined below), 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · derivative.exercise_date: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

F5 · derivative.expiration_date: Each class of Preferred Stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

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February 13, 2026 Filed Mar 3, 2026 15:13 UTC Quantum Cyber N.V. MYNZ · Entity 6633 GrantSeries A Preferred Shares · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000581 · form412227001_03022026.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Ordinary Shares · 0 shares

Expires not disclosed

F2 · security: On February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following effectiveness of the Stockholder Approval (as defined below), 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · security: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

F4 · derivative.exercise_price: Following receipt by the Company of the Stockholder Approval, the Preferred Stock will be convertible into ordinary shares at the option of the Reporting Person for no additional consideration.

F2 · price: On February 13, 2026 David E. Lazar (the "Reporting Person") and Mainz Biomed N.V. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired 1,000,000 Series A Preferred Shares, 1,000,000 Series B Preferred Shares, and 1,000,000 Series C Preferred Shares (collectively, the "First Closing Shares"), at a price of $1.00 per share, for a total purchase price of $3,000,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing promptly following effectiveness of the Stockholder Approval (as defined below), 1,000,000 Series D Preferred Shares and 1,000,000 Series E Preferred Shares (collectively, the "Second Closing Shares" and, together with the First Closing Shares, the "Preferred Shares"), at a price of $1.50 per share, for an additional purchase price of $3,000,000.

F3 · derivative.exercise_date: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

F5 · derivative.expiration_date: Each class of Preferred Stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: The First Closing Shares are not convertible into ordinary shares until Stockholder Approval is obtained. Following Stockholder Approval, each of the First Closing Shares will be convertible into 9 ordinary shares and each of the Second Closing Shares will be convertible into 225 ordinary shares, subject to certain ownership limitations. No Preferred Shares will be convertible until the Company's stockholders approve (a) an increase in the Company's authorized ordinary shares to at least 900,000,000, (b) the conversion of all Preferred Shares into ordinary shares in compliance with the rules and regulations of the Nasdaq Capital Market, (c) a reverse stock split, and (d) the election of the Reporting Person and his designees to the Company's Board of Directors (collectively, the "Stockholder Approval").

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December 31, 2025 Filed Jan 6, 2026 02:33 UTC Sow Good Inc. SOWG · Entity 6993 GrantSeries AA Preferred Stock · Derivative 1,500,000 $2.00 Strike: $0.14 $3,000,000.00
Disclosure

SEC source: 0001829126-26-000049 · ownership.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 21,000,000 shares

Expires not disclosed

F1 · derivative.exercise_date: On December 31, 2025, Sow Good Inc. (the "Company") entered into a Securities Purchase Agreement (the "Agreement") with David Lazar, pursuant to which the Company issued 1,500,000 shares of Series AA Preferred Stock to Mr. Lazar at $2 per preferred share. The Series AA Preferred Stock is not convertible into common stock until after stockholder approval, at which point the shares will convert to 21,000,000 shares of common stock with a conversion price of $0.14286 per share. The Agreement and the issuance of the Series AA Preferred Stock were approved by the Company's board of directors and did not involve the exchange of consideration between the Company and Mr. Lazar beyond the terms set forth in the Agreement.

F2 · derivative.expiration_date: Not applicable.

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December 31, 2025 Filed Apr 2, 2026 21:22 UTC Sow Good Inc. SOWG · Entity 6993 Exercise / conversionSeries AA Preferred Stock · Derivative 410,000 $2.00 Strike: $0.14 $820,000.00
Disclosure

SEC source: 0001829126-26-003119 · ownership.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,000

Underlying: Common Stock · 5,740,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On December 31, 2025, Sow Good Inc. (the "Company") entered into a Securities Purchase Agreement (the "Agreement") with David Lazar, pursuant to which the Company issued 1,500,000 shares of Series AA Preferred Stock to Mr. Lazar at $2 per preferred share. The Series AA Preferred Stock is not convertible into common stock until after stockholder approval, at which point the shares will convert to 21,000,000 shares of common stock with a conversion price of $0.14286 per share. The Agreement and the issuance of the Series AA Preferred Stock were approved by the Company's board of directors and did not involve the exchange of consideration between the Company and Mr. Lazar beyond the terms set forth in the Agreement.

F2 · derivative.expiration_date: Not applicable.

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December 18, 2025 Filed Dec 22, 2025 22:18 UTC KALA BIO, Inc. KALA · Entity 7964 OtherConvertible Loan · Derivative 368,614 Not disclosed Strike: $1.02 Not disclosed
Disclosure

SEC source: 0000921895-25-003381 · form412227021_12222025.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 368,614 shares

Expires not disclosed

F3 · price: On November 9, 2025, the Reporting Person, as "Lender", entered into a Convertible Loan Agreement (the "Agreement") with Issuer pursuant to which Lender agreed to loan the Issuer up to an amount of $375,000. Pursuant to the Agreement, the Lender had the right in its discretion at any time prior to the full repayment of the Loan Amount (as defined in the Agreement) to the Lender, to convert all or any of the then outstanding and unpaid portion of the Loan Amount into Issuer's common stock at the "Conversion Price" (as defined in the Agreement). On December 18, 2025, the Issuer repaid the full Loan Amount to the Reporting Person in cash.

F2 · derivative.expiration_date: Not applicable.

F3 · derivative.underlying_shares: On November 9, 2025, the Reporting Person, as "Lender", entered into a Convertible Loan Agreement (the "Agreement") with Issuer pursuant to which Lender agreed to loan the Issuer up to an amount of $375,000. Pursuant to the Agreement, the Lender had the right in its discretion at any time prior to the full repayment of the Loan Amount (as defined in the Agreement) to the Lender, to convert all or any of the then outstanding and unpaid portion of the Loan Amount into Issuer's common stock at the "Conversion Price" (as defined in the Agreement). On December 18, 2025, the Issuer repaid the full Loan Amount to the Reporting Person in cash.

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November 24, 2025 Filed Nov 26, 2025 20:03 UTC KALA BIO, Inc. KALA · Entity 7964 GrantSeries AA Convertible Preferred Stock · Derivative 900,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-003208 · form412227001_11262025.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 49,500,000 shares

Expires not disclosed

F2 · security: On November 24, 2025, David E. Lazar (the "Reporting Person") and KALA BIO, Inc. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired an aggregate of 900,000 shares of the Company's Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Stock") at a price of $2.00 per share, for a total purchase price of $1,800,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing, an aggregate of 2,100,000 shares of the Company's Series AAA Convertible Non-Redeemable Preferred Stock (the "Series AAA Preferred Stock", and together with the Series AA Preferred Stock, the "Preferred Stock") at a price of $2.00 per share, for an additional purchase price of $4,200,000.

F3 · security: Each share of Series AA Preferred Stock will be convertible into 55 shares of the Company's common stock at any time, subject to certain ownership limitations. Each share of Series AAA Preferred Stock will be convertible into 420 shares of the Company's common stock at any time, subject to certain ownership limitations. No shares of Preferred Stock will be convertible until the Company's stockholders approve a) an increase in the Company's authorized capital to enable the Company to issue all of the shares of common stock that are issuable upon the conversion of the Preferred Stock and b) the conversion of the Preferred Stock into shares of common stock in accordance with the listing rules of The Nasdaq Stock Market, LLC (the "Stockholder Approval").

F4 · derivative.exercise_price: Following receipt by the Company of the Stockholder Approval, the shares of Series AA Preferred Stock will be convertible at the option of the Reporting Person for no additional consideration.

F2 · price: On November 24, 2025, David E. Lazar (the "Reporting Person") and KALA BIO, Inc. (the "Company") entered into a securies purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired an aggregate of 900,000 shares of the Company's Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Stock") at a price of $2.00 per share, for a total purchase price of $1,800,000. Pursuant to the Purchase Agreement, the Reporting Person will also acquire, at a subsequent closing, an aggregate of 2,100,000 shares of the Company's Series AAA Convertible Non-Redeemable Preferred Stock (the "Series AAA Preferred Stock", and together with the Series AA Preferred Stock, the "Preferred Stock") at a price of $2.00 per share, for an additional purchase price of $4,200,000.

F3 · derivative.exercise_date: Each share of Series AA Preferred Stock will be convertible into 55 shares of the Company's common stock at any time, subject to certain ownership limitations. Each share of Series AAA Preferred Stock will be convertible into 420 shares of the Company's common stock at any time, subject to certain ownership limitations. No shares of Preferred Stock will be convertible until the Company's stockholders approve a) an increase in the Company's authorized capital to enable the Company to issue all of the shares of common stock that are issuable upon the conversion of the Preferred Stock and b) the conversion of the Preferred Stock into shares of common stock in accordance with the listing rules of The Nasdaq Stock Market, LLC (the "Stockholder Approval").

F5 · derivative.expiration_date: The Series AA Preferred Stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: Each share of Series AA Preferred Stock will be convertible into 55 shares of the Company's common stock at any time, subject to certain ownership limitations. Each share of Series AAA Preferred Stock will be convertible into 420 shares of the Company's common stock at any time, subject to certain ownership limitations. No shares of Preferred Stock will be convertible until the Company's stockholders approve a) an increase in the Company's authorized capital to enable the Company to issue all of the shares of common stock that are issuable upon the conversion of the Preferred Stock and b) the conversion of the Preferred Stock into shares of common stock in accordance with the listing rules of The Nasdaq Stock Market, LLC (the "Stockholder Approval").

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October 21, 2025 Filed Jan 30, 2026 00:30 UTC Stablecoin Development Corp NBY · Entity 7283 Exercise / conversionSeries D Convertible Preferred Stock · Derivative 39,925 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000165 · form412227020_01292026.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,388,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration. Each share of Series D Preferred Stock is convertible into 160 shares of the Issuer's Common Stock at any time, subject to certain ownership limitations.

F4 · price: On October 9, 2025, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement pursuant to which the the Reporting Person sold all of his title and interest in (i) an aggregate of 441,325 shares of Series D Preferred Stock for $9,850,000 and (ii) the rights and obligations to purchase 268,750 shares of Series E Preferred Stock for an additional $2,150,000 payable to the Issuer (the "October Transaction"). The closing of the October Transaction occurred on October 16, 2025 following the Issuer's Annual Meeting. Following the October Transaction, the Reporting Person retained 39,925 shares of Series D Preferred Stock, which automatically converted into shares of hte Issuer's Common Stock three business days after the Annual Meeting.

F3 · derivative.exercise_date: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

F3 · derivative.expiration_date: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

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October 21, 2025 Filed Jan 30, 2026 00:30 UTC Stablecoin Development Corp NBY · Entity 7283 GrantCommon Stock 6,388,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000165 · form412227020_01292026.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,388,000

F1 · price: The shares of Common Stock reported herein were issued upon the automatic conversion of the Series D Preferred Stock held by the Reporting Person three business days after the annual meeting of stockholders (the "Annual Meeting") of NovaBay Pharmaceuticals, Inc. (the "Issuer"), which occurred on October 16, 2025.

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October 16, 2025 Filed Oct 17, 2025 21:28 UTC Stablecoin Development Corp NBY · Entity 7283 SaleSeries D Convertible Preferred Stock · Derivative 441,325 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-002764 · form412227020_10172025.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,925

Underlying: Common Stock · 70,612,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration. Each share of Series D Preferred Stock is convertible into 160 shares of the Common Stock of NovaBay Pharmaceuticals, Inc. (the "Issuer") at any time, subject to certain ownership limitations.

F3 · price: On October 9, 2025, David E. Lazar (the "Reporting Person") entered into a Securities Purchase Agreement with R01 Fund LP ("R01 LP") and Framework Ventures IV L.P. ("Framework" and together with R01 LP, the "Purchasers") pursuant to which the Purchasers agreed to acquire from the Reporting Person all of the Reporting Person's right, title and interest in (i) an aggregate of 441,325 shares of Series D Preferred Stock for $9,850,000 and (ii) the rights and obligations to purchase 268,750 shares of Series E Preferred Stock for an additional $2,150,000 payable to the Issuer. The closing of the transaction occurred on October 16, 2025 following the Issuer's annual meeting of stockholders.

F2 · derivative.exercise_date: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

F2 · derivative.expiration_date: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

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July 30, 2025 Filed Aug 4, 2025 23:23 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 SaleCommon Stock 6,750 $12.36 $83,430.00
Disclosure

SEC source: 0000921895-25-002082 · form412227019_08042025.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,838

F1 · balance_after: The number Shares owned by the Reporting Person is reflective of a 1-for-15 reverse stock split effected by the Issuer on July 7, 2025 (the "Reverse Stock Split").

F2 · balance_after: Due to an inadvertent ministerial error, the Form 4 filed by the Reporting Person on February 28, 2025 reported beneficial ownership of 354,738 shares of the Issuer's Series D Convertible Preferred Stock which had already been converted into 162,588 shares of Common Stock (after giving effect to the Reverse Stock Split) as of such date.

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April 02, 2025 Filed Apr 7, 2025 23:11 UTC LQR House Inc. LQR · Entity 8513 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-25-002445 · ownership.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · balance_after: On April 2, 2025, David Lazar (the "Reporting Person") resigned as President and as a member of the Board of Directors of the Issuer, effective immediately. In connection with his resignation, the Reporting Person and the Issuer entered into a Separation Agreement pursuant to which the Reporting Person received 100,000 shares of the Issuer's common stock.

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February 26, 2025 Filed Feb 28, 2025 21:48 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 Exercise / conversionSeries D Convertible Preferred Stock · Derivative 1,745,262 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000651 · form412227019laz_02282025.xml · derivative · entry 5

Lazar David E. · CIK 0001932843 · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,738

Underlying: Common Stock · 191,978,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F9 · price: At a closing on February 6, 2025, the Reporting Person acquired 2,100,000 shares of Series D Preferred Stock from the Company for a total purchase price of $2,100,000. Each share of Series D Preferred Stock is convertible into 110 shares of the Company's Common Stock at any time.

F8 · derivative.exercise_date: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

F8 · derivative.expiration_date: The Series D Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

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February 26, 2025 Filed Feb 28, 2025 21:48 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 Exercise / conversionSeries C Convertible Preferred Stock · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000651 · form412227019laz_02282025.xml · derivative · entry 4

Lazar David E. · CIK 0001932843 · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Series C Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F7 · price: At a closing on January 6, 2025, the Reporting Person acquired 1,000,000 shares of Series C Preferred Stock from the Company for a total purchase price of $1,000,000. Each share of Series C Preferred Stock is convertible into 2.65 shares of the Company's Common Stock at any time.

F6 · derivative.exercise_date: The Series C Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

F6 · derivative.expiration_date: The Series C Preferred Stock is exercisable immediately upon issuance, is perpetual and has no expiration date.

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February 26, 2025 Filed Feb 28, 2025 21:48 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 SaleCommon Stock 194,628,820 $0.03 $5,507,995.61
Disclosure

SEC source: 0000921895-25-000651 · form412227019laz_02282025.xml · nonDerivative · entry 3

Lazar David E. · CIK 0001932843 · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · shares: On February 26, 2025, the Reporting Person sold 194,628,820 shares of Common Stock in a private transaction for total consideration of $5,500,000.

F5 · price: On February 26, 2025, the Reporting Person sold 194,628,820 shares of Common Stock in a private transaction for total consideration of $5,500,000.

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February 26, 2025 Filed Feb 28, 2025 21:48 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 Exercise / conversionCommon Stock 191,978,820 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000651 · form412227019laz_02282025.xml · nonDerivative · entry 2

Lazar David E. · CIK 0001932843 · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,628,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent the conversion of 1,745,262 shares of the Company's Series D Convertible Preferred Stock (the "Series D Preferred Stock") owned by the Reporting Person into shares of Common Stock of the Company.

F4 · price: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:48 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 Exercise / conversionCommon Stock 2,650,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000651 · form412227019laz_02282025.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,650,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the conversion of 1,000,000 shares of the Series C Convertible Preferred Stock (the "Series C Preferred Stock") of Cyclacel Pharmaceuticals, Inc. (the "Company") owned by the Reporting Person into shares of the Company's common stock, par value $0.001 per share (the "Common Stock").

F2 · price: The shares of Series C Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

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February 18, 2025 Filed Mar 10, 2025 21:35 UTC FiEE, Inc. MINM · Entity 7395 SaleWarrants · Derivative 2,800,000 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0000921895-25-000728 · form412227016_03102025.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800,000 shares

Expires 2029-01-29

F5 · price: Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

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February 18, 2025 Filed Mar 10, 2025 21:35 UTC FiEE, Inc. MINM · Entity 7395 SaleSeries A Convertible Preferred Stock · Derivative 2,219,447 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000728 · form412227016_03102025.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,910

Underlying: Common Stock · 3,107,226 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration.

F4 · price: Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F3 · derivative.expiration_date: The Series A Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
February 18, 2025 Filed Mar 10, 2025 21:35 UTC FiEE, Inc. MINM · Entity 7395 GrantCommon Stock 1,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000728 · form412227016_03102025.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,681,980

F1 · shares: Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F1 · price: Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

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February 06, 2025 Filed Feb 10, 2025 22:45 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantSeries D Convertible Preferred Stock · Derivative 2,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000312 · form412227001cycc_02102025.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100,000

Underlying: Common Stock · 231,000,000 shares

Expires not disclosed

F4 · security: At a closing on February 6, 2025, the Reporting Person acquired 2,100,000 shares of Series D Preferred Stock for a total purchase price of $2,100,000. Each share of Series D Preferred Stock is convertible into 110 shares of the Company's Common Stock at any time.

F5 · derivative.exercise_price: The shares of Series D Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F4 · date: At a closing on February 6, 2025, the Reporting Person acquired 2,100,000 shares of Series D Preferred Stock for a total purchase price of $2,100,000. Each share of Series D Preferred Stock is convertible into 110 shares of the Company's Common Stock at any time.

F4 · price: At a closing on February 6, 2025, the Reporting Person acquired 2,100,000 shares of Series D Preferred Stock for a total purchase price of $2,100,000. Each share of Series D Preferred Stock is convertible into 110 shares of the Company's Common Stock at any time.

F6 · derivative.expiration_date: The Series D Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
December 26, 2024 Filed Dec 31, 2024 20:57 UTC FiEE, Inc. MINM · Entity 7395 PurchaseCommon Stock 1,456,980 $0.03 $49,974.41
Disclosure

SEC source: 0000921895-24-003050 · form412227016_12312024.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,980

F1 · shares: Shares purchased pursuant to a private transaction.

Read SEC document
November 25, 2024 Filed Nov 25, 2024 21:45 UTC LQR House Inc. LQR · Entity 8513 SaleCommon Stock 280,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002812 · form412227018_11252024.xml · nonDerivative · entry 2

Lazar David E. · CIK 0001932843 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On November 25, 2024, the Reporting Person entered into a securies purchase agreement with Winz Technology Co., Limited, a third party, pursuant to which the Reporting Person sold 280,000 shares of common stock of the Issuer for $800,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

F2 · price: On November 25, 2024, the Reporting Person entered into a securies purchase agreement with Winz Technology Co., Limited, a third party, pursuant to which the Reporting Person sold 280,000 shares of common stock of the Issuer for $800,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

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November 21, 2024 Filed Nov 25, 2024 21:45 UTC LQR House Inc. LQR · Entity 8513 SaleCommon Stock 821,818 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002812 · form412227018_11252024.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,000

F1 · kind: On November 21, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with MeiFang Group Ltd, a third party, pursuant to which the Reporting Person sold 821,818 shares of common stock of LQR House Inc. (the "Issuer") for $1,300,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

F1 · price: On November 21, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with MeiFang Group Ltd, a third party, pursuant to which the Reporting Person sold 821,818 shares of common stock of LQR House Inc. (the "Issuer") for $1,300,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

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October 21, 2024 Filed Oct 22, 2024 23:03 UTC FiEE, Inc. MINM · Entity 7395 GrantSeries A Convertible Preferred Stock · Derivative 305,357 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002339 · form412227016_10222024.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,305,357

Underlying: Common Stock · 427,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") of Minim, Inc. (the "Company") are convertible at any time at the option of the holder for no additional consideration.

F3 · price: The shares were issued pursuant to the Non-Employee Directors Compensation Plan of the Company.

F2 · derivative.expiration_date: The Series A Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 21:25 UTC CapForce Inc. OPGN · Entity 9776 SaleSeries E Convertible Preferred Stock · Derivative 550,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-001668 · form412227017_08012024.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,320,000 shares

Expires not disclosed

F1 · security: On July 30, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with AEI Capital Group, a third party, pursuant to which the Reporting Person sold (i) 550,000 shares of Series E Convertible Preferred Stock (the "Series E Preferred Stock") of OpGen, Inc. (the "Company") and (ii) the rights to acquire an additional 2,450,000 shares of Series E Preferred Stock for $2,450,000 pursuant to an agreement between the Reporting Person and the Company.

F2 · derivative.exercise_price: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F1 · price: On July 30, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with AEI Capital Group, a third party, pursuant to which the Reporting Person sold (i) 550,000 shares of Series E Convertible Preferred Stock (the "Series E Preferred Stock") of OpGen, Inc. (the "Company") and (ii) the rights to acquire an additional 2,450,000 shares of Series E Preferred Stock for $2,450,000 pursuant to an agreement between the Reporting Person and the Company.

F3 · derivative.expiration_date: The Series E Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:59 UTC CapForce Inc. OPGN · Entity 9776 PurchaseSeries E Convertible Preferred Stock · Derivative 150,000 $1.00 $150,000.00
Disclosure

SEC source: 0000921895-24-000949 · form412227017_04252024.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 3,600,000 shares

Expires not disclosed

F1 · security: On March 25, 2024, David E. Lazar (the "Reporting Person") and OpGen, Inc. (the "Company"), entered into a securies purchase agreement pursuant to which the Reporting Person will acquire an aggregate of 3,000,000 shares of the Company's Series E Convertible Preferred Stock (the "Series E Preferred Stock") at a price of $1.00 per share. Each share of Series E Preferred Stock is convertible into 24 shares of the Company's Common Stock at any time, subject to certain ownership limitations. The initial closing took place on March 25, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. On April 23, 2024, the Reporting Person acquired an additional 150,000 shares of Series E Preferred Stock for a total purchase price of $150,000. The Reporting Person will acquire additional shares of Series E Preferred Stock at subsequent closings, subject to certain conditions being satisfied.

F2 · derivative.exercise_price: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F3 · derivative.expiration_date: The Series E Preferred Stock is perpetual and therefore has no expiration date.

F4 · balance_after: The Reporting Person's Form 4 filed on April 13, 2024 inadvertently included as the number of derivative securities beneficially owned the number of shares of the Company's Common Stock that would be owned following the conversion of the Series E Preferred Stock. The number of derivative securities beneficially owned is correctly reported in this Form 4.

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April 23, 2024 Filed Aug 1, 2024 16:26 UTC Amendment CapForce Inc. OPGN · Entity 9776 GrantSeries E Convertible Preferred Stock · Derivative 150,000 $1.00 $150,000.00
Disclosure

SEC source: 0000921895-24-001661 · form4a1122270170425_07262024.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 360,000 shares

Expires not disclosed

F1 · security: On March 25, 2024, David E. Lazar (the "Reporting Person") and OpGen, Inc. (the "Company"), entered into a securies purchase agreement pursuant to which the Reporting Person will acquire an aggregate of 3,000,000 shares of the Company's Series E Convertible Preferred Stock (the "Series E Preferred Stock") at a price of $1.00 per share. Each share of Series E Preferred Stock is convertible into 24 shares of the Company's Common Stock at any time, subject to certain ownership limitations. The initial closing took place on March 25, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. On April 23, 2024, the Reporting Person acquired an additional 150,000 shares of Series E Preferred Stock for a total purchase price of $150,000. The Reporting Person will acquire additional shares of Series E Preferred Stock at subsequent closings, subject to certain conditions being satisfied.

F2 · derivative.exercise_price: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F3 · kind: This Form 4/A is being filed solely to change the transaction code previously provided to identify the transaction reported as exempt from Section 16(b) pursuant to Rule 16b-3

F4 · derivative.expiration_date: The Series E Preferred Stock is perpetual and therefore has no expiration date.

F5 · derivative.underlying_shares: The reported number of shares of Common Stock underlying the shares of Series E Preferred Stock has been adjusted to reflect a reverse stock split of the Company's Common Stock effective as of May 20, 2024.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 21:03 UTC CapForce Inc. OPGN · Entity 9776 GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-000829 · form412227017laz_04122024.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: Shares of restricted stock issued pursuant to the 2015 Equity Incentive Plan of OpGen, Inc.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 20:06 UTC CapForce Inc. OPGN · Entity 9776 PurchaseSeries E Convertible Preferred Stock · Derivative 200,000 $1.00 $200,000.00
Disclosure

SEC source: 0000921895-24-000813 · form412227017_04082024.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,600,000

Underlying: Common Stock · 4,800,000 shares

Expires not disclosed

F1 · security: On March 25, 2024, David E. Lazar (the "Reporting Person") and OpGen, Inc. (the "Company"), entered into a securies purchase agreement pursuant to which the Reporting Person will acquire an aggregate of 3,000,000 shares of the Company's Series E Convertible Preferred Stock (the "Series E Preferred Stock") at a price of $1.00 per share. Each share of Series E Preferred Stock is convertible into 24 shares of the Company's Common Stock at any time, subject to certain ownership limitations. The initial closing took place on March 25, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. An additional closing occurred on April 5, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. The Reporting Person will acquire additional shares of Series E Preferred Stock at subsequent closings, subject to certain conditions being satisfied.

F2 · derivative.exercise_price: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F3 · derivative.expiration_date: The Series E Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
April 05, 2024 Filed Jul 31, 2024 23:05 UTC Amendment CapForce Inc. OPGN · Entity 9776 GrantSeries E Convertible Preferred Stock · Derivative 200,000 $1.00 $200,000.00
Disclosure

SEC source: 0000921895-24-001652 · form4a1122270170408_07262024.xml · derivative · entry 1

Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 480,000 shares

Expires not disclosed

F1 · security: On March 25, 2024, David E. Lazar (the "Reporting Person") and OpGen, Inc. (the "Company"), entered into a securies purchase agreement pursuant to which the Reporting Person will acquire an aggregate of 3,000,000 shares of the Company's Series E Convertible Preferred Stock (the "Series E Preferred Stock") at a price of $1.00 per share. Each share of Series E Preferred Stock is convertible into 24 shares of the Company's Common Stock at any time, subject to certain ownership limitations. The initial closing took place on March 25, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. An additional closing occurred on April 5, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. The Reporting Person will acquire additional shares of Series E Preferred Stock at subsequent closings, subject to certain conditions being satisfied.

F2 · derivative.exercise_price: The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

F3 · kind: This Form 4/A is being filed solely to change the transaction code previously provided to identify the transaction reported as exempt from Section 16(b) pursuant to Rule 16b-3.

F4 · derivative.expiration_date: The Series E Preferred Stock is perpetual and therefore has no expiration date.

F5 · derivative.underlying_shares: The reported number of shares of Common Stock underlying the shares of Series E Preferred Stock has been adjusted to reflect a reverse stock split of the Company's Common Stock effective as of May 20, 2024.

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January 29, 2024 Filed Jan 31, 2024 23:02 UTC FiEE, Inc. MINM · Entity 7395 PurchaseWarrants · Derivative 2,800,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000921895-24-000169 · form412227016_01312024.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800,000

Underlying: Common Stock · 2,800,000 shares

Expires 2029-01-29

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January 29, 2024 Filed Jan 31, 2024 23:02 UTC FiEE, Inc. MINM · Entity 7395 PurchaseSeries A Convertible Preferred Stock · Derivative 2,000,000 $1.40 $2,800,000.00
Disclosure

SEC source: 0000921895-24-000169 · form412227016_01312024.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") of Minim, Inc. (the "Company") are convertible at any time at the option of the holder for no additional consideration.

F2 · derivative.expiration_date: The Series A Preferred Stock is perpetual and therefore has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.