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FIEE

FiEE, Inc.

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Tapewire entity
7395
SEC CIK
0001467761
Parsed reports
243

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 14, 2026 21:53 UTC
Chung Li WaiChief Executive Officer
GrantCommon Stock 143,561 $0.00 $0.00
Disclosure

SEC source: 0000898432-26-000383 · form4.xml · nonDerivative · entry 1

Chung Li Wai · CIK 0002056059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,561

F1 · kind: Represents an award of restricted stock units (collectively, the "RSUs" and each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest as follows: 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date, and the remaining 40% on the third anniversary of the grant date, subject to the Reporting Person's continued employment through each applicable vesting date.

F1 · shares: Represents an award of restricted stock units (collectively, the "RSUs" and each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest as follows: 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date, and the remaining 40% on the third anniversary of the grant date, subject to the Reporting Person's continued employment through each applicable vesting date.

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May 12, 2026 Filed May 14, 2026 21:54 UTC
Yu CaoDirector · Chief Financial Officer · 10% owner
GrantCommon Stock 143,561 $0.00 $0.00
Disclosure

SEC source: 0000898432-26-000384 · form4.xml · nonDerivative · entry 1

Yu Cao · CIK 0002054128 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728,927

F1 · kind: Represents an award of restricted stock units (collectively, the "RSUs" and each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest as follows: 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date, and the remaining 40% on the third anniversary of the grant date, subject to the Reporting Person's continued employment through each applicable vesting date.

F1 · shares: Represents an award of restricted stock units (collectively, the "RSUs" and each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest as follows: 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date, and the remaining 40% on the third anniversary of the grant date, subject to the Reporting Person's continued employment through each applicable vesting date.

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May 05, 2026 Filed May 7, 2026 20:16 UTC
NATAN DAVIDDirector
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-26-004759 · ownership.xml · nonDerivative · entry 1

NATAN DAVID · CIK 0001253108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,792

F1 · kind: Represents an award of common stock issued pursuant to the Director Agreement dated April 29, 2025.

F2 · balance_after: The reported amount reflects a corrective adjustment to the Reporting Person's prior filings to account for an under-reporting of 2,000 shares of beneficial ownership attributable to a clerical error.

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May 05, 2026 Filed May 7, 2026 20:15 UTC
Chan Oi FatDirector
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-26-004754 · ownership.xml · nonDerivative · entry 1

Chan Oi Fat · CIK 0002074112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: Represents an award of common stock issued pursuant to the Director Agreement dated April 29, 2025.

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February 10, 2026 Filed Feb 12, 2026 21:12 UTC PurchaseSeries A Convertible Preferred Stock · Derivative 54,652 $1.81 $98,920.12
Disclosure

SEC source: 0000898432-26-000090 · form4.xml · derivative · entry 2

Elements Corporate Services Ltd · CIK 0002101596 · 10% owner

Wong Man Ching · CIK 0002105788 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,652

Underlying: Common Stock · 76,513 shares

Expires not disclosed

F2 · derivative.exercise_price: The Series A Convertible Preferred Stock (the "Preferred Stock") is convertible into shares of common stock, par value $0.01 per share ("common stock") of FiEE, Inc. (the "Issuer") at a ratio of 1.4 shares of common stock for each share of Preferred Stock, subject to a 19.99% beneficial ownership limitation. Preferred Stock votes on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert shares of Preferred Stock into shares of common stock does not expire.

F2 · derivative.exercise_date: The Series A Convertible Preferred Stock (the "Preferred Stock") is convertible into shares of common stock, par value $0.01 per share ("common stock") of FiEE, Inc. (the "Issuer") at a ratio of 1.4 shares of common stock for each share of Preferred Stock, subject to a 19.99% beneficial ownership limitation. Preferred Stock votes on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert shares of Preferred Stock into shares of common stock does not expire.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock (the "Preferred Stock") is convertible into shares of common stock, par value $0.01 per share ("common stock") of FiEE, Inc. (the "Issuer") at a ratio of 1.4 shares of common stock for each share of Preferred Stock, subject to a 19.99% beneficial ownership limitation. Preferred Stock votes on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert shares of Preferred Stock into shares of common stock does not expire.

F1 · ownership.direct: The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements.

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February 10, 2026 Filed Feb 12, 2026 21:12 UTC PurchaseCommon Stock 2,138,181 $1.29 $2,758,253.49
Disclosure

SEC source: 0000898432-26-000090 · form4.xml · nonDerivative · entry 1

Elements Corporate Services Ltd · CIK 0002101596 · 10% owner

Wong Man Ching · CIK 0002105788 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,119,830

F1 · ownership.direct: The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements.

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October 27, 2025 Filed Jan 29, 2026 21:20 UTC ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.25 $245,412.25
Disclosure

SEC source: 0000898432-26-000071 · form4.xml · derivative · entry 2

Elements Corporate Services Ltd · CIK 0002101596 · 10% owner

Wong Man Ching · CIK 0002105788 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 981,649 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · reported_value: This figure includes interest.

F1 · ownership.direct: The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements.

Read SEC document
October 27, 2025 Filed Jan 29, 2026 21:20 UTC ConversionCommon Stock 981,649 $0.25 $245,412.25
Disclosure

SEC source: 0000898432-26-000071 · form4.xml · nonDerivative · entry 1

Elements Corporate Services Ltd · CIK 0002101596 · 10% owner

Wong Man Ching · CIK 0002105788 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 981,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:19 UTC
Yu CaoDirector · Chief Financial Officer · 10% owner
PurchaseCommon Stock 1,585,366 $1.64 $2,600,000.24
Disclosure

SEC source: 0001829126-25-003622 · ownership.xml · nonDerivative · entry 1

Yu Cao · CIK 0002054128 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,585,366

Read SEC document
May 09, 2025 Filed May 13, 2025 16:16 UTC
Bin HuDirector · 10% owner
PurchaseCommon Stock 853,659 $1.64 $1,400,000.76
Disclosure

SEC source: 0001829126-25-003621 · ownership.xml · nonDerivative · entry 1

Bin Hu · CIK 0002053987 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,659

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:02 UTC
Chung Li WaiChief Executive Officer · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 3,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-25-002639 · ownership.xml · derivative · entry 1

Chung Li Wai · CIK 0002056059 · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Youxin Consulting Limited

Disclosed balance after: 245,553

Underlying: Common Stock · 4,775 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

F2 · price: The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person.

F1 · derivative.expiration_date: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:01 UTC
Yu CaoChief Financial Officer · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 15,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-25-002637 · ownership.xml · derivative · entry 1

Yu Cao · CIK 0002054128 · Chief Financial Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,145,833

Underlying: Common Stock · 22,278 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

F2 · price: The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person.

F1 · derivative.expiration_date: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:02 UTC
Bin Hu10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 11,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-25-002638 · ownership.xml · derivative · entry 1

Bin Hu · CIK 0002053987 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,319

Underlying: Common Stock · 16,707 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

F2 · price: The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person.

F1 · derivative.expiration_date: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

Read SEC document
February 18, 2025 Filed Mar 10, 2025 21:35 UTC
Lazar David E.Director · 10% owner
SaleWarrants · Derivative 2,800,000 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0000921895-25-000728 · form412227016_03102025.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800,000 shares

Expires 2029-01-29

F5 · price: Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

Read SEC document
February 18, 2025 Filed Mar 10, 2025 21:35 UTC
Lazar David E.Director · 10% owner
SaleSeries A Convertible Preferred Stock · Derivative 2,219,447 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000728 · form412227016_03102025.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,910

Underlying: Common Stock · 3,107,226 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration.

F4 · price: Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F3 · derivative.expiration_date: The Series A Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
February 18, 2025 Filed Mar 10, 2025 21:35 UTC
Lazar David E.Director · 10% owner
GrantCommon Stock 1,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000728 · form412227016_03102025.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,681,980

F1 · shares: Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

F1 · price: Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.

Read SEC document
December 26, 2024 Filed Dec 31, 2024 20:57 UTC
Lazar David E.Director · 10% owner
PurchaseCommon Stock 1,456,980 $0.03 $49,974.41
Disclosure

SEC source: 0000921895-24-003050 · form412227016_12312024.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,980

F1 · shares: Shares purchased pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 72,454 $0.03 $2,485.17
Disclosure

SEC source: 0001213900-25-003818 · ownership.xml · nonDerivative · entry 5

HITCHCOCK ELIZABETH CASH · CIK 0001776451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 734,346 $0.03 $25,188.07
Disclosure

SEC source: 0001213900-25-003818 · ownership.xml · nonDerivative · entry 4

HITCHCOCK ELIZABETH CASH · CIK 0001776451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Slingshot Capital LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 132,677 $0.03 $4,550.82
Disclosure

SEC source: 0001213900-25-003818 · ownership.xml · nonDerivative · entry 3

HITCHCOCK ELIZABETH CASH · CIK 0001776451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hitchcock Capital Partners, LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 495,169 $0.03 $16,984.30
Disclosure

SEC source: 0001213900-25-003818 · ownership.xml · nonDerivative · entry 2

HITCHCOCK ELIZABETH CASH · CIK 0001776451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Zulu Holdings LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 12,613 $0.03 $432.63
Disclosure

SEC source: 0001213900-25-003818 · ownership.xml · nonDerivative · entry 1

HITCHCOCK ELIZABETH CASH · CIK 0001776451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 12,613 $0.03 $432.63
Disclosure

SEC source: 0001213900-25-003819 · ownership.xml · nonDerivative · entry 5

HITCHCOCK JEREMY P. · CIK 0001776446 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 734,346 $0.03 $25,188.07
Disclosure

SEC source: 0001213900-25-003819 · ownership.xml · nonDerivative · entry 4

HITCHCOCK JEREMY P. · CIK 0001776446 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Slingshot Capital LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 132,677 $0.03 $4,550.82
Disclosure

SEC source: 0001213900-25-003819 · ownership.xml · nonDerivative · entry 3

HITCHCOCK JEREMY P. · CIK 0001776446 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hitchcock Capital Partners LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 495,169 $0.03 $16,984.30
Disclosure

SEC source: 0001213900-25-003819 · ownership.xml · nonDerivative · entry 2

HITCHCOCK JEREMY P. · CIK 0001776446 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Zulu Holdings LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
December 26, 2024 Filed Jan 15, 2025 21:01 UTC SaleCommon Stock 72,454 $0.03 $2,485.17
Disclosure

SEC source: 0001213900-25-003819 · ownership.xml · nonDerivative · entry 1

HITCHCOCK JEREMY P. · CIK 0001776446 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a private transaction.

Read SEC document
October 21, 2024 Filed Oct 22, 2024 23:03 UTC
Lazar David E.Director · 10% owner
GrantSeries A Convertible Preferred Stock · Derivative 305,357 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002339 · form412227016_10222024.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,305,357

Underlying: Common Stock · 427,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") of Minim, Inc. (the "Company") are convertible at any time at the option of the holder for no additional consideration.

F3 · price: The shares were issued pursuant to the Non-Employee Directors Compensation Plan of the Company.

F2 · derivative.expiration_date: The Series A Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
September 26, 2024 Filed Oct 2, 2024 00:31 UTC GrantCommon Stock 159,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002201 · form412227016ben_10012024.xml · nonDerivative · entry 2

Ben-Tzvi Avraham · CIK 0001944721 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: NLT Management and Asset Holding Company LTD

Disclosed balance after: 159,364

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

F2 · ownership.nature: These shares are owned directly by NLT Management and Asset Holding Company LTD, an entity owned by the spouse of Mr. Ben-Tzvi in which Mr. Ben-Tzvi has a pecuniary interest.

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September 26, 2024 Filed Oct 1, 2024 16:48 UTC GrantCommon Stock 159,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002198 · form412227016mcm_10012024.xml · nonDerivative · entry 1

McMurdo Matthew Charles · CIK 0001943108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,364

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 20:47 UTC
NATAN DAVIDDirector
GrantCommon Stock 121,792 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002197 · form412227016nat_10012024.xml · nonDerivative · entry 1

NATAN DAVID · CIK 0001253108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,792

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

Read SEC document
September 26, 2024 Filed Oct 9, 2024 00:22 UTC GrantCommon Stock 74,917 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002266 · form412227016pap_10082024.xml · nonDerivative · entry 1

Papanicolau Andrew F. · CIK 0001988334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,917

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

Read SEC document
September 26, 2024 Filed Oct 9, 2024 17:34 UTC GrantCommon Stock 88,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002268 · form412227016riv_10082024.xml · nonDerivative · entry 1

Rivard Patrick William · CIK 0001960960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,922

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

Read SEC document
September 26, 2024 Filed Mar 5, 2025 21:01 UTC GrantCommon Stock 9,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-020695 · ownership.xml · nonDerivative · entry 1

HITCHCOCK JEREMY P. · CIK 0001776446 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 29, 2024 Filed Jan 31, 2024 23:02 UTC
Lazar David E.Director · 10% owner
PurchaseWarrants · Derivative 2,800,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000921895-24-000169 · form412227016_01312024.xml · derivative · entry 3

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800,000

Underlying: Common Stock · 2,800,000 shares

Expires 2029-01-29

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January 29, 2024 Filed Jan 31, 2024 23:02 UTC
Lazar David E.Director · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 2,000,000 $1.40 $2,800,000.00
Disclosure

SEC source: 0000921895-24-000169 · form412227016_01312024.xml · derivative · entry 2

Lazar David E. · CIK 0001932843 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") of Minim, Inc. (the "Company") are convertible at any time at the option of the holder for no additional consideration.

F2 · derivative.expiration_date: The Series A Preferred Stock is perpetual and therefore has no expiration date.

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January 29, 2024 Filed Feb 2, 2024 20:10 UTC GrantCommon Stock 2,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004734 · ownership.xml · nonDerivative · entry 1

Rivard Patrick William · CIK 0001960960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,880

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 29, 2024 Filed Feb 2, 2024 20:04 UTC GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004730 · ownership.xml · nonDerivative · entry 1

Papanicolau Andrew F. · CIK 0001988334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 22, 2024 Filed Jan 24, 2024 17:11 UTC GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-000128 · form412227016mcm_01242024.xml · nonDerivative · entry 1

McMurdo Matthew Charles · CIK 0001943108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 22, 2024 Filed Jan 24, 2024 22:09 UTC GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-000126 · form412227016ben_01242024.xml · nonDerivative · entry 1

Ben-Tzvi Avraham · CIK 0001944721 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 22, 2024 Filed Jan 24, 2024 22:12 UTC
NATAN DAVIDDirector
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-000129 · form412227016nat_01242024.xml · nonDerivative · entry 1

NATAN DAVID · CIK 0001253108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 22, 2024 Filed Jan 24, 2024 22:10 UTC GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-000127 · form412227016laz_01242024.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. (the "Company").

F2 · balance_after: The amounts reflected in this Form 4 do not include shares of convertible preferred stock that the Reporting Person will receive upon to the closing of a securities purchase agreement between the Reporting Person and the Company.

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January 22, 2024 Filed Jan 25, 2024 21:30 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-003754 · ownership.xml · nonDerivative · entry 1

Papanicolau Andrew F. · CIK 0001988334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 22, 2024 Filed Jan 26, 2024 20:13 UTC GrantCommon Stock 72,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-003924 · ownership.xml · nonDerivative · entry 1

Rivard Patrick William · CIK 0001960960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

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January 22, 2024 Filed Jan 31, 2024 17:28 UTC Amendment GrantCommon Stock 27,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004449 · ownership.xml · nonDerivative · entry 1

Rivard Patrick William · CIK 0001960960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,880

F2 · shares: The original Form 4, filed on January 26, 2024, is being amended by this Form 4 amendment solely to correct an administrative error on the amount of restricted stock issued.

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.1.

F2 · balance_after: The original Form 4, filed on January 26, 2024, is being amended by this Form 4 amendment solely to correct an administrative error on the amount of restricted stock issued.

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January 22, 2024 Filed Jan 31, 2024 17:28 UTC Amendment GrantCommon Stock 27,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004448 · ownership.xml · nonDerivative · entry 1

Papanicolau Andrew F. · CIK 0001988334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

F2 · shares: The original Form 4, filed on January 25, 2024, is being amended by this Form 4 amendment solely to correct an administrative error on the amount of restricted stock issued.

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

F2 · balance_after: The original Form 4, filed on January 25, 2024, is being amended by this Form 4 amendment solely to correct an administrative error on the amount of restricted stock issued.

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January 22, 2024 Filed Feb 2, 2024 20:07 UTC Amendment GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004732 · ownership.xml · nonDerivative · entry 1

Rivard Patrick William · CIK 0001960960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F2 · shares: The original Form 4, filed on January 25, 2024, was amended by a Form 4 amendment to correct an administrative error on the amount of restricted stock issued. A Form 4/A was filed on January 31, 2024 to correct this administrative error; however, the Form 4/A filed on January 31, 2024 incorrectly included a separate restricted stock issuance on January 29, 2024 for 2,880 shares. This amendment of this current Form 4/A correctly restates the 25,000 shares issued on January 25, 2024.

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

F2 · balance_after: The original Form 4, filed on January 25, 2024, was amended by a Form 4 amendment to correct an administrative error on the amount of restricted stock issued. A Form 4/A was filed on January 31, 2024 to correct this administrative error; however, the Form 4/A filed on January 31, 2024 incorrectly included a separate restricted stock issuance on January 29, 2024 for 2,880 shares. This amendment of this current Form 4/A correctly restates the 25,000 shares issued on January 25, 2024.

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January 22, 2024 Filed Feb 2, 2024 20:02 UTC Amendment GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004728 · ownership.xml · nonDerivative · entry 1

Papanicolau Andrew F. · CIK 0001988334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F2 · shares: The original Form 4, filed on January 25, 2024, was amended by a Form 4 amendment to correct an administrative error on the amount of restricted stock issued. A Form 4/A was filed on January 31, 2024 to correct this administrative error; however, the Form 4/A filed on January 31, 2024 incorrectly included a separate restricted stock issuance on January 29, 2024 for 2,000 shares. This amendment of this current Form 4/A correctly restates the 25,000 shares issued on January 25, 2024.

F1 · price: Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc.

F2 · balance_after: The original Form 4, filed on January 25, 2024, was amended by a Form 4 amendment to correct an administrative error on the amount of restricted stock issued. A Form 4/A was filed on January 31, 2024 to correct this administrative error; however, the Form 4/A filed on January 31, 2024 incorrectly included a separate restricted stock issuance on January 29, 2024 for 2,000 shares. This amendment of this current Form 4/A correctly restates the 25,000 shares issued on January 25, 2024.

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December 06, 2023 Filed Dec 9, 2023 01:36 UTC PurchaseCommon Stock 743,343 $1.51 $1,122,447.93
Disclosure

SEC source: 0001213900-23-094498 · ownership.xml · nonDerivative · entry 1

HITCHCOCK ELIZABETH CASH · CIK 0001776451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Slingshot Capital, LLC

Disclosed balance after: 743,343

F1 · shares: The reported shares are owned directly by Slingshot Capital LLC ("Slingshot"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Slingshot. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Slingshot, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F1 · balance_after: The reported shares are owned directly by Slingshot Capital LLC ("Slingshot"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Slingshot. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Slingshot, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

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December 06, 2023 Filed Dec 9, 2023 01:35 UTC
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
PurchaseCommon Stock 743,343 $1.51 $1,122,447.93
Disclosure

SEC source: 0001213900-23-094496 · ownership.xml · nonDerivative · entry 1

HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Slingshot Capital, LLC

Disclosed balance after: 743,343

F1 · shares: The reported shares are owned directly by Slingshot Capital LLC ("Slingshot"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Slingshot. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Slingshot, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F1 · balance_after: The reported shares are owned directly by Slingshot Capital LLC ("Slingshot"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Slingshot. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Slingshot, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.