YHC

SEC source: 0001213900-25-123932 · ownership.xml · nonDerivative · entry 2

Lu Yilin · CIK 0002050412 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,537

F4 · security: Represents the acquisition of 2,000,000 shares of common stock purchased by Mr. Lu in a registered direct offering at a price of $0.90 per share, for an aggregate purchase price of $1,800,000 paid by Mr. Lu pursuant to a Securities Purchase Agreement dated December 17,2025, by and between the Issuer and the Mr. Lu,

SEC source: 0001213900-25-095625 · ownership.xml · derivative · entry 2

Chen Lijun · CIK 0002050410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Chen on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095625 · ownership.xml · nonDerivative · entry 1

Chen Lijun · CIK 0002050410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Chen on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095574 · ownership.xml · derivative · entry 2

Lu Yilin · CIK 0002050412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095574 · ownership.xml · nonDerivative · entry 1

Lu Yilin · CIK 0002050412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095626 · ownership.xml · derivative · entry 2

Yeung Hong Chun · CIK 0002050411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Yeung on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095626 · ownership.xml · nonDerivative · entry 1

Yeung Hong Chun · CIK 0002050411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Yeung on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095576 · ownership.xml · derivative · entry 2

Lu Jing · CIK 0001869511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Dr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095576 · ownership.xml · nonDerivative · entry 1

Lu Jing · CIK 0001869511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Dr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095575 · ownership.xml · derivative · entry 2

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 90 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Dollinger on August 9, 2023 into 90 shares of common stock of the Issuer on September 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-095575 · ownership.xml · nonDerivative · entry 1

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 90 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Dollinger on August 9, 2023 into 90 shares of common stock of the Issuer on September 30, 2025.

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-123932 · ownership.xml · derivative · entry 3

Lu Yilin · CIK 0002050412 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-123932 · ownership.xml · nonDerivative · entry 1

Lu Yilin · CIK 0002050412 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0002077635-25-000004 · primary_doc.xml · nonDerivative · entry 1

Lambeth George Patrick · CIK 0002077635 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001213900-25-061120 · ownership.xml · derivative · entry 2

Chen Lijun · CIK 0002050410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Chen on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061120 · ownership.xml · nonDerivative · entry 1

Chen Lijun · CIK 0002050410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Chen on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061121 · ownership.xml · derivative · entry 2

Lu Yilin · CIK 0002050412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061121 · ownership.xml · nonDerivative · entry 1

Lu Yilin · CIK 0002050412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061119 · ownership.xml · derivative · entry 2

Yeung Hong Chun · CIK 0002050411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Yeung on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061119 · ownership.xml · nonDerivative · entry 1

Yeung Hong Chun · CIK 0002050411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Yeung on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061122 · ownership.xml · derivative · entry 2

Lu Jing · CIK 0001869511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Dr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-061122 · ownership.xml · nonDerivative · entry 1

Lu Jing · CIK 0001869511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Dr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on June 30, 2025.

F3 · balance_after: As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-060739 · ownership.xml · derivative · entry 2

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock · 89 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 89 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Dollinger on August 9, 2023 into 89 shares of common stock of the Issuer on June 30, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001213900-25-060739 · ownership.xml · nonDerivative · entry 1

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 89 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Dollinger on August 9, 2023 into 89 shares of common stock of the Issuer on June 30, 2025.

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, for a stock dividend in the form of 3:2 stock split effected on March 1, 2024, and for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.

SEC source: 0001829126-25-002445 · ownership.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · balance_after: On April 2, 2025, David Lazar (the "Reporting Person") resigned as President and as a member of the Board of Directors of the Issuer, effective immediately. In connection with his resignation, the Reporting Person and the Issuer entered into a Separation Agreement pursuant to which the Reporting Person received 100,000 shares of the Issuer's common stock.

SEC source: 0001213900-25-028299 · ownership.xml · derivative · entry 2

Chen Lijun · CIK 0002050410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Mr. Chen on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

F2 · derivative.expiration_date: N/A

SEC source: 0001213900-25-028299 · ownership.xml · nonDerivative · entry 1

Chen Lijun · CIK 0002050410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Mr. Chen on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

SEC source: 0001213900-25-028292 · ownership.xml · derivative · entry 2

Lu Yilin · CIK 0002050412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Mr. Lu on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

F2 · derivative.expiration_date: N/A

SEC source: 0001213900-25-028292 · ownership.xml · nonDerivative · entry 1

Lu Yilin · CIK 0002050412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Mr. Lu on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

F1 · balance_after: Represents conversion of 6,250 restricted stock units granted to Mr. Lu on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

SEC source: 0001213900-25-028295 · ownership.xml · derivative · entry 2

Yeung Hong Chun · CIK 0002050411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Mr. Yeung on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

F2 · derivative.expiration_date: N/A

SEC source: 0001213900-25-028295 · ownership.xml · nonDerivative · entry 1

Yeung Hong Chun · CIK 0002050411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Mr. Yeung on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

F1 · balance_after: Represents conversion of 6,250 restricted stock units granted to Mr. Yeung on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

SEC source: 0001213900-25-028304 · ownership.xml · derivative · entry 2

Lu Jing · CIK 0001869511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Dr. Lu on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

F2 · derivative.expiration_date: N/A

SEC source: 0001213900-25-028304 · ownership.xml · nonDerivative · entry 1

Lu Jing · CIK 0001869511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 6,250 restricted stock units granted to Dr. Lu on December 19, 2024 into 6,250 shares of common stock of the Issuer on March 31, 2025.

SEC source: 0001213900-25-028323 · ownership.xml · derivative · entry 2

O'Brien James P. · CIK 0001989989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314

Underlying: Common Stock · 156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 156 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. O'Brien on August 9, 2023 into 156 shares of common stock of the Issuer on March 31, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024.

SEC source: 0001213900-25-028323 · ownership.xml · nonDerivative · entry 1

O'Brien James P. · CIK 0001989989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents conversion of 156 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. O'Brien on August 9, 2023 into 156 shares of common stock of the Issuer on March 31, 2025.

SEC source: 0001213900-25-028313 · ownership.xml · derivative · entry 2

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 3,125 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. Dollinger on August 9, 2023 into 3,125 shares of common stock of the Issuer on March 31, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024.

SEC source: 0001213900-25-028313 · ownership.xml · nonDerivative · entry 1

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents conversion of 3,125 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. Dollinger on August 9, 2023 into 3,125 shares of common stock of the Issuer on March 31, 2025.

SEC source: 0001213900-25-001679 · ownership.xml · derivative · entry 2

O'Brien James P. · CIK 0001989989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 780 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. O'Brien on August 9, 2023 into 780 shares of common stock of the Issuer on January 3, 2025.

F2 · derivative.expiration_date: N/A.

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024.

SEC source: 0001213900-25-001679 · ownership.xml · nonDerivative · entry 1

O'Brien James P. · CIK 0001989989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents conversion of 780 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. O'Brien on August 9, 2023 into 780 shares of common stock of the Issuer on January 3, 2025.

SEC source: 0001213900-25-001677 · ownership.xml · derivative · entry 2

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 15,625 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. Dollinger on August 9, 2023 into 15,625 shares of common stock of the Issuer on January 3, 2025.

F2 · derivative.expiration_date: N/A

F3 · balance_after: As adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024.

SEC source: 0001213900-25-001677 · ownership.xml · nonDerivative · entry 1

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents conversion of 15,625 restricted stock units (as adjusted for 1-for-60 reverse stock split effected by the Issuer on November 30, 2023, and for a stock dividend in the form of 3:2 stock split effected on March 1, 2024) granted to Mr. Dollinger on August 9, 2023 into 15,625 shares of common stock of the Issuer on January 3, 2025.

SEC source: 0001213900-24-102837 · ownership.xml · nonDerivative · entry 1

Dollinger Sean · CIK 0001989202 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,243

SEC source: 0001213900-24-104740 · ownership.xml · nonDerivative · entry 4

Hoffman Alexandra · CIK 0001989122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,834

SEC source: 0001213900-24-104740 · ownership.xml · nonDerivative · entry 3

Hoffman Alexandra · CIK 0001989122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,834

SEC source: 0001213900-24-104740 · ownership.xml · nonDerivative · entry 2

Hoffman Alexandra · CIK 0001989122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,834

SEC source: 0001213900-24-104740 · ownership.xml · nonDerivative · entry 1

Hoffman Alexandra · CIK 0001989122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

SEC source: 0000921895-24-002812 · form412227018_11252024.xml · nonDerivative · entry 2

Lazar David E. · CIK 0001932843 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On November 25, 2024, the Reporting Person entered into a securies purchase agreement with Winz Technology Co., Limited, a third party, pursuant to which the Reporting Person sold 280,000 shares of common stock of the Issuer for $800,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

F2 · price: On November 25, 2024, the Reporting Person entered into a securies purchase agreement with Winz Technology Co., Limited, a third party, pursuant to which the Reporting Person sold 280,000 shares of common stock of the Issuer for $800,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

SEC source: 0000921895-24-002812 · form412227018_11252024.xml · nonDerivative · entry 1

Lazar David E. · CIK 0001932843 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,000

F1 · kind: On November 21, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with MeiFang Group Ltd, a third party, pursuant to which the Reporting Person sold 821,818 shares of common stock of LQR House Inc. (the "Issuer") for $1,300,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

F1 · price: On November 21, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with MeiFang Group Ltd, a third party, pursuant to which the Reporting Person sold 821,818 shares of common stock of LQR House Inc. (the "Issuer") for $1,300,000, subject to certain closing conditions. The shares were previously issued to the Reporting Person pursuant to an exemption from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

SEC source: 0001213900-24-088165 · ownership.xml · derivative · entry 1

Dhaliwal Jatinder · CIK 0002018476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A.

F1 · kind: A disposition of restricted stock units ("RSU") reported reflects the forfeiture of the unvested portion of the RSUs in connection with Mr. Dhaliwal's resignation as a director of LQR House Inc., effective October 14, 2024.

F2 · price: N/A.

F2 · derivative.exercise_date: N/A.

F2 · derivative.expiration_date: N/A.

SEC source: 0001213900-23-097585 · ownership.xml · nonDerivative · entry 5

Dollinger Sean · CIK 0001989202 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,752

F1 · balance_after: On November 30, 2023, the Issuer effected a reverse-stock-split of the authorized and outstanding shares of common stock on a 1-for-60 basis (the "Reverse Stock Split"). This amendment to the Form 4 adjusts the total ownership of the reporting person to reflect the Reverse Stock Split.