organization · Reporting owner

Qatar Investment Authority

Disclosed activity across 9 companies

Tapewire entity: 24667
SEC CIK: 0001441449

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
5C Lending Partners Corp.NONE · Entity 14388	10% owner	March 20, 2026	May 13, 2026
Apollo Commercial Real Estate Finance, Inc.ARI · Entity 5047	10% owner	October 23, 2017	October 31, 2017
Empire State Realty Trust, Inc.ESRT · Entity 4759	10% owner	May 31, 2018	June 05, 2018
Fluence Energy, Inc.FLNC · Entity 4531	10% owner	May 15, 2026	May 18, 2026
Global Business Travel Group, Inc.GBTG · Entity 3915	Director · 10% owner	January 11, 2024	January 17, 2024
Vistra Corp.VST · Entity 42	10% owner	May 08, 2017	May 08, 2017
West Bay BDC LLCNONE · Entity 24666	10% owner	August 06, 2026	August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

5C Lending Partners Corp.

Report date March 20, 2026 · Filed May 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee footnote	2,122,383	Reported balance Holding disclosure · report date 2026-03-20 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,122,383 F1: Q West Holding LLC ("Q West") is the record holder of these shares of the issuer's common stock. Q West is the wholly owned subsidiary of Qatar Investment Authority, the state sovereign wealth fund of Qatar.

Filing footnotes · ownership attribution and instrument terms

F1: Q West Holding LLC ("Q West") is the record holder of these shares of the issuer's common stock. Q West is the wholly owned subsidiary of Qatar Investment Authority, the state sovereign wealth fund of Qatar.

Apollo Commercial Real Estate Finance, Inc.

Report date October 23, 2017 · Filed October 31, 2017

Jointly reported with QH RE Asset Co LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	10,493,529	Reported balance After 2017-10-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-10-23 · Purchase · Acquired 1,670,000 · Balance 10,493,529 F1: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction"). F2: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Series B Preferred Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	6,770,393	Reported balance After 2017-10-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-10-23 · Sale · Disposed 1,229,607 · Balance 6,770,393 F1: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction"). F3: The Reporting Persons' holding in the Series B Preferred Stock was inadvertently omitted from the Form 3 filed on September 28, 2015. F2: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction").

F2: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The Reporting Persons' holding in the Series B Preferred Stock was inadvertently omitted from the Form 3 filed on September 28, 2015.

Empire State Realty Trust, Inc.

Report date May 31, 2018 · Filed June 05, 2018

Jointly reported with Quark Holding LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	29,894,869	Reported balance After 2018-05-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-05-31 · Purchase · Acquired 284,015 · Balance 29,894,869 F1: On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis. F2: As a result, Quark Holding LLC has voting power over 16,310,030 shares of Common Stock and dispositive power over 29,894,869 shares of Common Stock it directly beneficially owns, as calculated based on 164,463,762 shares of outstanding Common Stock as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 3, 2018 and the issuance of the 284,015 shares of Common Stock to Quark Holding LLC. Qatar Investment Authority, as the sole member of Quark Holding LLC, may be deemed a beneficial owner of all shares of the Common Stock owned directly by Quark Holding LLC. Each of Quark Holding LLC and Qatar Investment Authority disclaims beneficial ownership of the shares of the Common Stock reported herein, except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis.

F2: As a result, Quark Holding LLC has voting power over 16,310,030 shares of Common Stock and dispositive power over 29,894,869 shares of Common Stock it directly beneficially owns, as calculated based on 164,463,762 shares of outstanding Common Stock as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 3, 2018 and the issuance of the 284,015 shares of Common Stock to Quark Holding LLC. Qatar Investment Authority, as the sole member of Quark Holding LLC, may be deemed a beneficial owner of all shares of the Common Stock owned directly by Quark Holding LLC. Each of Quark Holding LLC and Qatar Investment Authority disclaims beneficial ownership of the shares of the Common Stock reported herein, except to the extent of its respective pecuniary interest therein.

Fluence Energy, Inc.

Report date May 15, 2026 · Filed May 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectHeld by Qatar Holding LLC	11,801,103	Reported balance After 2026-05-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-05-15 · Sale · Disposed 2,867,172 · Balance 11,801,103 F1: On May 15, 2026, Qatar Holding LLC sold shares of Class A Common Stock of the Issuer in an aggregate amount equal to $60,210,612 at $21.00 per share. F2: Qatar Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of Qatar Holding LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On May 15, 2026, Qatar Holding LLC sold shares of Class A Common Stock of the Issuer in an aggregate amount equal to $60,210,612 at $21.00 per share.

F2: Qatar Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of Qatar Holding LLC.

Global Business Travel Group, Inc.

Report date January 11, 2024 · Filed January 17, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy QH Travel.	87,659,000	Reported balance Holding disclosure · report date 2024-01-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 87,659,000 F1: On January 11, 2024, pursuant to a pro rata redemption and exchange transaction between Juweel Investors (SPC) Limited, an exempted segregated portfolio company with limited liability incorporated under the laws of the Cayman Islands ("Juweel"), on the one hand, and its members, on the other hand, Juweel repurchased the common shares in the capital of Juweel held by QH Travel LP ("QH Travel"), an exempted limited partnership formed under the laws of the Cayman Islands, acting by its general partner, QH Travel GP Co, Ltd., an exempted company with limited liability under the laws of the Cayman Islands and a wholly-owned subsidiary of Qatar Investment Authority in exchange for the transfer by Juweel to QH Travel of 87,659,000 shares of Class A Common Stock and 3,131,886 C Ordinary Shares.
C Ordinary Shares of GBT JerseyCoSEC Table II · derivative / convertible security	IndirectBy QH Travel.	Not disclosed	Reported balance Holding disclosure · report date 2024-01-11 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F2: GBT JerseyCo Limited ("GBT JerseyCo") entered into a Business Combination Agreement with Apollo Strategic Growth Capital on December 2, 2021, which was amended by that certain Amendment No.1 to the Business Combination Agreement, dated as of July 10, 2023, by and between the Issuer (f/k/a Apollo Strategic Growth Capital) and GBT JerseyCo (the "BCA Amendment"), F3: Pursuant to the BCA Amendment, if at any time during the five years following May 27, 2022, the dollar volume-weighted average price of the Class A Common Stock is, for any 20 trading days within a period of 30 consecutive trading days, greater than or equal to (i) $12.50, then one-half of the number of C Ordinary Shares of GBT JerseyCo held by QH Travel shall automatically and without further action on the part of any person be cancelled in exchange for an equal number of Class A Common Stock; or (ii) $15.00, then the remaining C Ordinary Shares of GBT JerseyCo held by QH Travel shall automatically and without further action on the part of any person be cancelled in exchange for an equal number of shares of Class A Common Stock. F1: On January 11, 2024, pursuant to a pro rata redemption and exchange transaction between Juweel Investors (SPC) Limited, an exempted segregated portfolio company with limited liability incorporated under the laws of the Cayman Islands ("Juweel"), on the one hand, and its members, on the other hand, Juweel repurchased the common shares in the capital of Juweel held by QH Travel LP ("QH Travel"), an exempted limited partnership formed under the laws of the Cayman Islands, acting by its general partner, QH Travel GP Co, Ltd., an exempted company with limited liability under the laws of the Cayman Islands and a wholly-owned subsidiary of Qatar Investment Authority in exchange for the transfer by Juweel to QH Travel of 87,659,000 shares of Class A Common Stock and 3,131,886 C Ordinary Shares.

Filing footnotes · ownership attribution and instrument terms

F1: On January 11, 2024, pursuant to a pro rata redemption and exchange transaction between Juweel Investors (SPC) Limited, an exempted segregated portfolio company with limited liability incorporated under the laws of the Cayman Islands ("Juweel"), on the one hand, and its members, on the other hand, Juweel repurchased the common shares in the capital of Juweel held by QH Travel LP ("QH Travel"), an exempted limited partnership formed under the laws of the Cayman Islands, acting by its general partner, QH Travel GP Co, Ltd., an exempted company with limited liability under the laws of the Cayman Islands and a wholly-owned subsidiary of Qatar Investment Authority in exchange for the transfer by Juweel to QH Travel of 87,659,000 shares of Class A Common Stock and 3,131,886 C Ordinary Shares.

F2: GBT JerseyCo Limited ("GBT JerseyCo") entered into a Business Combination Agreement with Apollo Strategic Growth Capital on December 2, 2021, which was amended by that certain Amendment No.1 to the Business Combination Agreement, dated as of July 10, 2023, by and between the Issuer (f/k/a Apollo Strategic Growth Capital) and GBT JerseyCo (the "BCA Amendment"),

F3: Pursuant to the BCA Amendment, if at any time during the five years following May 27, 2022, the dollar volume-weighted average price of the Class A Common Stock is, for any 20 trading days within a period of 30 consecutive trading days, greater than or equal to (i) $12.50, then one-half of the number of C Ordinary Shares of GBT JerseyCo held by QH Travel shall automatically and without further action on the part of any person be cancelled in exchange for an equal number of Class A Common Stock; or (ii) $15.00, then the remaining C Ordinary Shares of GBT JerseyCo held by QH Travel shall automatically and without further action on the part of any person be cancelled in exchange for an equal number of shares of Class A Common Stock.

Vistra Corp.

Report date May 08, 2017 · Filed May 08, 2017

Jointly reported with Qatar Holding LLC, Seismic Holding LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	22,880,381	Reported balance Holding disclosure · report date 2017-05-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 22,880,381 F1: This Form 3 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Qatar Investment Authority ("QIA"), (ii) Qatar Holding LLC, a limited liability company formed pursuant to the regulations of the Qatar Financial Centre ("QH"), and (iii) Seismic Holding LLC, a limited liability company formed pursuant to the regulations of the Qatar Financial Centre ("Seismic Holding"). QIA is the sole member of QH, which in turn is the sole member of Seismic Holding. F2: Seismic Holding directly holds 15,900,080 shares of Common Stock of the Issuer. In connection with ongoing litigation between different classes of creditors of Texas Competitive Electric Holdings Company LLC (the Issuer's predecessor) (the "Inter-creditor Litigation"), which predecessor filed for bankruptcy protection pursuant to Chapter 11 of the United States Bankruptcy Code, and in connection with the Order Establishing Plan Reserve for TCEH First Lien Creditor Plan Distribution Allocation Dispute (the "Order") entered by the U.S. Bankruptcy Court for the District of Delaware, on September 30, 2016, 107,025 of these shares are held in escrow pending release (to Seismic Holding or to other creditors of the Issuer's predecessor) following the resolution of the Inter-creditor Litigation. F3: In addition, Seismic Holding has beneficial ownership (within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Exchange Act")) of 6,980,301 shares of Common Stock of the Issuer held by Longhorn Capital GS LP, of which Seismic Holding is a limited partner. In connection with the Inter-creditor Litigation and the Order, 2,010,327 of these shares are held in reserve pending release (to Longhorn Capital GS LP or to other creditors of the Issuer's predecessor) following the resolution of the Inter-creditor Litigation. F4: Each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the Reporting Persons directly or indirectly controlled by it, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Qatar Investment Authority ("QIA"), (ii) Qatar Holding LLC, a limited liability company formed pursuant to the regulations of the Qatar Financial Centre ("QH"), and (iii) Seismic Holding LLC, a limited liability company formed pursuant to the regulations of the Qatar Financial Centre ("Seismic Holding"). QIA is the sole member of QH, which in turn is the sole member of Seismic Holding.

F2: Seismic Holding directly holds 15,900,080 shares of Common Stock of the Issuer. In connection with ongoing litigation between different classes of creditors of Texas Competitive Electric Holdings Company LLC (the Issuer's predecessor) (the "Inter-creditor Litigation"), which predecessor filed for bankruptcy protection pursuant to Chapter 11 of the United States Bankruptcy Code, and in connection with the Order Establishing Plan Reserve for TCEH First Lien Creditor Plan Distribution Allocation Dispute (the "Order") entered by the U.S. Bankruptcy Court for the District of Delaware, on September 30, 2016, 107,025 of these shares are held in escrow pending release (to Seismic Holding or to other creditors of the Issuer's predecessor) following the resolution of the Inter-creditor Litigation.

F3: In addition, Seismic Holding has beneficial ownership (within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Exchange Act")) of 6,980,301 shares of Common Stock of the Issuer held by Longhorn Capital GS LP, of which Seismic Holding is a limited partner. In connection with the Inter-creditor Litigation and the Order, 2,010,327 of these shares are held in reserve pending release (to Longhorn Capital GS LP or to other creditors of the Issuer's predecessor) following the resolution of the Inter-creditor Litigation.

F4: Each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the Reporting Persons directly or indirectly controlled by it, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

West Bay BDC LLC

Report date August 06, 2026 · Filed August 11, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Limited Liability Company UnitsSEC Table I · non-derivative	IndirectHeld by West Bay Holding LLC	17,668,436.252	Reported balance After 2026-08-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-08-06 · Purchase · Acquired 1,541,914.372 · Balance 17,668,436.252 F1: On August 6, 2026, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at a yet-to-be determined price per Unit. On August 7, 2026, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.5107 per Unit. F2: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On August 6, 2026, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at a yet-to-be determined price per Unit. On August 7, 2026, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.5107 per Unit.

F2: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SoFi Technologies, Inc.

Report date June 13, 2024 · Filed June 14, 2024

Jointly reported with QIA FIG Holding LLC

Section 16 reporting ended · disclosed 2024-06-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld by QIA FIG Holding LLC	0	Reported balance After 2024-06-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-06-13 · Sale · Disposed 19,840,073 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7500 to $6.9137, inclusive. The reporting person undertakes to provide to SoFi Technologies, Inc., any security holder of SoFi Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC. F3: Ahmed Al-Hammadi is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7500 to $6.9137, inclusive. The reporting person undertakes to provide to SoFi Technologies, Inc., any security holder of SoFi Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC.

F3: Ahmed Al-Hammadi is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer.

TIFFANY & CO

Report date September 13, 2017 · Filed September 14, 2017

Jointly reported with Qatar Holding USA LLC

Section 16 reporting ended · disclosed 2017-09-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	11,822,436	Reported balance After 2017-09-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-13 · Sale · Disposed 4,400,000 · Balance 11,822,436 F1: The shares of Common Stock are directly held by Qatar Holding USA LLC, a wholly owned subsidiary of Qatar Investment Authority. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock are directly held by Qatar Holding USA LLC, a wholly owned subsidiary of Qatar Investment Authority. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 06, 2026 Filed Aug 11, 2026 20:49 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	1,541,914.372	$17.51	$26,999,999.99	Disclosure SEC source: 0001140361-26-032258 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 17,668,436.252 F1 · date: On August 6, 2026, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at a yet-to-be determined price per Unit. On August 7, 2026, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.5107 per Unit. F1 · shares: On August 6, 2026, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at a yet-to-be determined price per Unit. On August 7, 2026, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.5107 per Unit. F1 · price: On August 6, 2026, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at a yet-to-be determined price per Unit. On August 7, 2026, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.5107 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
June 25, 2026 Filed Jun 29, 2026 21:15 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	2,061,253.586	$17.47	$36,000,000.00	Disclosure SEC source: 0001140361-26-026763 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 16,126,521.88 F1 · date: On June 25, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $36,000,000 at $17.4651 per Unit. F1 · shares: On June 25, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $36,000,000 at $17.4651 per Unit. F1 · price: On June 25, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $36,000,000 at $17.4651 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
May 15, 2026 Filed May 18, 2026 13:49 UTC	Fluence Energy, Inc. FLNC · Entity 4531	SaleClass A Common Stock	2,867,172	$21.00	$60,210,612.00	Disclosure SEC source: 0001999371-26-010957 · qatar-form4_051526.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Qatar Holding LLC Disclosed balance after: 11,801,103 F1 · date: On May 15, 2026, Qatar Holding LLC sold shares of Class A Common Stock of the Issuer in an aggregate amount equal to $60,210,612 at $21.00 per share. F1 · shares: On May 15, 2026, Qatar Holding LLC sold shares of Class A Common Stock of the Issuer in an aggregate amount equal to $60,210,612 at $21.00 per share. F1 · price: On May 15, 2026, Qatar Holding LLC sold shares of Class A Common Stock of the Issuer in an aggregate amount equal to $60,210,612 at $21.00 per share. F2 · balance_after: Qatar Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of Qatar Holding LLC. F2 · ownership.nature: Qatar Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of Qatar Holding LLC. Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:52 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	2,577,319.5876	$17.46	$45,000,000.00	Disclosure SEC source: 0001140361-26-009860 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 14,065,268.2976 F1 · date: On March 13, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at $17.4600 per Unit. F1 · shares: On March 13, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at $17.4600 per Unit. F1 · price: On March 13, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at $17.4600 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
December 23, 2025 Filed Dec 30, 2025 13:29 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	1,541,025.5239	$17.52	$27,000,000.00	Disclosure SEC source: 0001140361-25-046821 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 11,487,966.0615 F1 · date: On December 23, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at $17.5208 per Unit. F1 · shares: On December 23, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at $17.5208 per Unit. F1 · price: On December 23, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $27,000,000 at $17.5208 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
November 26, 2025 Filed Nov 26, 2025 21:01 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	2,582,778.0361	$17.42	$45,000,000.00	Disclosure SEC source: 0001140361-25-043501 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 9,946,940.5376 F1 · date: On November 26, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at $17.4231 per Unit. F1 · shares: On November 26, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at $17.4231 per Unit. F1 · price: On November 26, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at $17.4231 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
September 22, 2025 Filed Sep 24, 2025 20:10 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	2,580,526.7715	$17.44	$45,000,000.00	Disclosure SEC source: 0001140361-25-036009 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 7,364,162.5015 F1 · date: On September 22, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at a yet-to-be determined price per Unit. On September 23, 2025, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.4383 per Unit. F1 · shares: On September 22, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at a yet-to-be determined price per Unit. On September 23, 2025, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.4383 per Unit. F1 · price: On September 22, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at a yet-to-be determined price per Unit. On September 23, 2025, the Issuer informed West Bay Holding LLC that the applicable price per unit was $17.4383 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
March 26, 2025 Filed Mar 27, 2025 21:32 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	1,298,716.2911	$17.32	$22,500,000.00	Disclosure SEC source: 0001140361-25-010753 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 4,783,635.7311 F1 · shares: On March 26, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $22,500,000 at a price of $17.3248 per Unit. F1 · price: On March 26, 2025, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $22,500,000 at a price of $17.3248 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
December 04, 2024 Filed Dec 11, 2024 23:20 UTC	West Bay BDC LLC NONE · Entity 24666	PurchaseLimited Liability Company Units	2,584,914.4393	$17.41	$45,000,000.00	Disclosure SEC source: 0001140361-24-049047 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by West Bay Holding LLC Disclosed balance after: 3,484,914.4393 F1 · shares: On December 4, 2024, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at a yet-to-be determined price per Unit. On December 10, 2024, the Issuer informed West Bay Holding LLC that the applicable price per Unit was $17.4087 per Unit. F1 · price: On December 4, 2024, West Bay Holding LLC purchased Limited Liability Company Units in an aggregate amount equal to $45,000,000 at a yet-to-be determined price per Unit. On December 10, 2024, the Issuer informed West Bay Holding LLC that the applicable price per Unit was $17.4087 per Unit. F2 · balance_after: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. F2 · ownership.nature: West Bay Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of West Bay Holding LLC. Read SEC document
June 13, 2024 Filed Jun 14, 2024 07:41 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	SaleCommon Stock	19,840,073	$6.78	$134,515,694.94	Disclosure SEC source: 0000950170-24-073334 · ownership.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · Director by deputization QIA FIG Holding LLC · CIK 0001875974 · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QIA FIG Holding LLC Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7500 to $6.9137, inclusive. The reporting person undertakes to provide to SoFi Technologies, Inc., any security holder of SoFi Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC. F3 · ownership.nature: Ahmed Al-Hammadi is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer. Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:17 UTC	Fluence Energy, Inc. FLNC · Entity 4531	SaleClass A Common Stock	3,825,000	$22.05	$84,341,250.00	Disclosure SEC source: 0001999371-23-000943 · qia-form4_120823.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · Director · 10% owner Qatar Holding LLC · CIK 0001539025 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 14,668,275 F1 · ownership.nature: This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Qatar Investment Authority ("QIA") and (ii) Qatar Holding LLC, a limited liability company formed pursuant to the regulations of the Qatar Financial Centre and wholly-owned subsidiary of QIA ("QH"). QIA is the sole member of QH. QH directly holds 14,668,275 shares of Class A Common Stock of the Issuer. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the Reporting Persons directly or indirectly controlled by it, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:16 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	SaleCommon Stock	4,687,985	$21.60	$101,260,476.00	Disclosure SEC source: 0000947871-21-001227 · ownership.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · Director QIA FIG Holding LLC · CIK 0001875974 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QIA FIG Holding LLC Disclosed balance after: 19,840,073 F1 · ownership.nature: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC. F2 · ownership.nature: Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer. Read SEC document
May 28, 2021 Filed Aug 5, 2021 16:51 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	GrantWarrants · Derivative	11,290,344	Not disclosed Strike: $8.86	Not disclosed	Disclosure SEC source: 0000947871-21-000878 · ownership.xml · derivative · entry 3 Qatar Investment Authority · CIK 0001441449 · Director QIA FIG Holding LLC · CIK 0001875974 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QIA FIG Holding LLC Disclosed balance after: 11,290,344 Underlying: Common Stock · 11,290,344 shares Expires 2024-05-19 F1 · kind: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer. F1 · price: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer. F2 · ownership.nature: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC. F3 · ownership.nature: Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer. Read SEC document
May 28, 2021 Filed Aug 5, 2021 16:51 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	GrantSeries 1 Redeemable Preferred Stock	3,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-21-000878 · ownership.xml · nonDerivative · entry 2 Qatar Investment Authority · CIK 0001441449 · Director QIA FIG Holding LLC · CIK 0001875974 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QIA FIG Holding LLC Disclosed balance after: 3,000,000 F1 · kind: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer. F1 · price: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer. F2 · ownership.nature: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC. F3 · ownership.nature: Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer. Read SEC document
May 28, 2021 Filed Aug 5, 2021 16:51 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	GrantCommon Stock	24,528,058	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-21-000878 · ownership.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · Director QIA FIG Holding LLC · CIK 0001875974 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QIA FIG Holding LLC Disclosed balance after: 24,528,058 F1 · kind: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer. F1 · price: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer. F2 · ownership.nature: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC. F3 · ownership.nature: Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer. Read SEC document
May 31, 2018 Filed Jun 5, 2018 18:50 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	PurchaseClass A Common Stock, par value $0.01 per share	284,015	$16.72	$4,748,730.80	Disclosure SEC source: 0001140361-18-027463 · doc1.xml · nonDerivative · entry 1 Quark Holding LLC · CIK 0001709921 · 10% owner Qatar Investment Authority · CIK 0001441449 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,894,869 F1 · kind: On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis. F1 · ownership.direct: On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis. F2 · ownership.direct: As a result, Quark Holding LLC has voting power over 16,310,030 shares of Common Stock and dispositive power over 29,894,869 shares of Common Stock it directly beneficially owns, as calculated based on 164,463,762 shares of outstanding Common Stock as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 3, 2018 and the issuance of the 284,015 shares of Common Stock to Quark Holding LLC. Qatar Investment Authority, as the sole member of Quark Holding LLC, may be deemed a beneficial owner of all shares of the Common Stock owned directly by Quark Holding LLC. Each of Quark Holding LLC and Qatar Investment Authority disclaims beneficial ownership of the shares of the Common Stock reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document
October 23, 2017 Filed Oct 31, 2017 20:43 UTC	Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047	SaleSeries B Preferred Stock, par value $0.01 per share	1,229,607	$25.04	$30,789,359.28	Disclosure SEC source: 0001140361-17-040386 · doc1.xml · nonDerivative · entry 2 Qatar Investment Authority · CIK 0001441449 · 10% owner QH RE Asset Co LLC · CIK 0001654220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,770,393 F1 · kind: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction"). F3 · balance_after: The Reporting Persons' holding in the Series B Preferred Stock was inadvertently omitted from the Form 3 filed on September 28, 2015. F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
October 23, 2017 Filed Oct 31, 2017 20:43 UTC	Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047	PurchaseCommon Stock, par value $0.01 per share	1,670,000	$18.44	$30,794,800.00	Disclosure SEC source: 0001140361-17-040386 · doc1.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner QH RE Asset Co LLC · CIK 0001654220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,493,529 F1 · kind: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction"). F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
September 13, 2017 Filed Sep 14, 2017 11:32 UTC	TIFFANY & CO TIF · Entity 143953	SaleCommon Stock, par value $0.01 per share	4,400,000	$94.16	$414,304,000.00	Disclosure SEC source: 0001140361-17-035427 · form4.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner Qatar Holding USA LLC · CIK 0001571357 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,822,436 F1 · ownership.nature: The shares of Common Stock are directly held by Qatar Holding USA LLC, a wholly owned subsidiary of Qatar Investment Authority. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.