GBTG

SEC source: 0000004962-26-000357 · wk-form4_1790859958.xml · derivative · entry 2

AMERICAN EXPRESS CO · CIK 0000004962 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Amex HoldCo.

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,637,394 shares

Expires not disclosed

F3 · derivative.exercise_price: In connection with the Merger, at the Effective Time, Amex HoldCo. ceased to hold 5,637,394 C ordinary shares of GBT JerseyCo Limited (the "C Ordinary Shares"). Following the Effective Time, the Reporting Person no longer beneficially owned any C Ordinary Shares.

F1 · kind: Transactions exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F3 · price: In connection with the Merger, at the Effective Time, Amex HoldCo. ceased to hold 5,637,394 C ordinary shares of GBT JerseyCo Limited (the "C Ordinary Shares"). Following the Effective Time, the Reporting Person no longer beneficially owned any C Ordinary Shares.

F3 · derivative.exercise_date: In connection with the Merger, at the Effective Time, Amex HoldCo. ceased to hold 5,637,394 C ordinary shares of GBT JerseyCo Limited (the "C Ordinary Shares"). Following the Effective Time, the Reporting Person no longer beneficially owned any C Ordinary Shares.

F3 · derivative.expiration_date: In connection with the Merger, at the Effective Time, Amex HoldCo. ceased to hold 5,637,394 C ordinary shares of GBT JerseyCo Limited (the "C Ordinary Shares"). Following the Effective Time, the Reporting Person no longer beneficially owned any C Ordinary Shares.

SEC source: 0000004962-26-000357 · wk-form4_1790859958.xml · nonDerivative · entry 1

AMERICAN EXPRESS CO · CIK 0000004962 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Amex HoldCo

Disclosed balance after: 0

F1 · kind: Transactions exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F2 · price: On September 29, 2026, the transactions contemplated by the Agreement and Plan of Merger, dated as of May 2, 2026, by and among Global Business Travel Group, Inc. (the Issuer) and the other parties thereto (the Merger Agreement), were consummated (the Merger). At the effective time of the Merger (the Effective Time), each share of Class A common stock, par value $0.0001 per share, of the Issuer (the Class A Common Stock) issued and outstanding immediately prior to the Effective Time, other than shares excluded under the Merger Agreement, was automatically cancelled, extinguished and converted into the right to receive $9.50 in cash. Accordingly, the 157,786,199 shares of Class A Common Stock held by American Express International, Inc. (Amex HoldCo.), an indirect, wholly owned subsidiary of the Reporting Person, were disposed of as described above. Following the Effective Time, the Reporting Person no longer beneficially owned any Class A Common Stock.

SEC source: 0001193125-26-407695 · ownership.xml · nonDerivative · entry 2

Winters Kathleen A · CIK 0001468300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407695 · ownership.xml · nonDerivative · entry 1

Winters Kathleen A · CIK 0001468300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407692 · ownership.xml · nonDerivative · entry 3

Pelant John Edward · CIK 0002087025 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407692 · ownership.xml · nonDerivative · entry 2

Pelant John Edward · CIK 0002087025 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,142

F2 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407692 · ownership.xml · nonDerivative · entry 1

Pelant John Edward · CIK 0002087025 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) $9.50, without interest thereon (the "Per Share Price") and (ii) the total number of shares of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407690 · ownership.xml · nonDerivative · entry 2

Ward Susan F · CIK 0001795151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407690 · ownership.xml · nonDerivative · entry 1

Ward Susan F · CIK 0001795151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407685 · ownership.xml · nonDerivative · entry 3

OHara Michael Gregory · CIK 0001295598 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

F3 · ownership.nature: Reflects securities held directly by PecosCo Limited Partnership, HMC Juweel Holdings, LP, Certares Sponsor Investor (Delaware) LLC and Clementine Holdings Ltd. Certares Sponsor Investor (Delaware) LLC is controlled by its largest common shareholder, Certares Travel Holdings, LP. Certares Management Limited is the General Partner of each PecosCo Limited Partnership, HMC Juweel Holdings, LP and Certares Travel Holdings, LP. Messrs. Michael Gregory O'Hara, Henry Briance and Spencer Marsden are the directors of Certares Management Limited and as such may be deemed to have voting and dispositive control of the securities held of record by PecosCo Limited Partnership, HMC Juweel Holdings, LP and Certares Travel Holdings, LP. Clementine Holdings Ltd. is ultimately owned by Mr. Michael Gregory O'Hara.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the Reporting Person states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001193125-26-407685 · ownership.xml · nonDerivative · entry 2

OHara Michael Gregory · CIK 0001295598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407685 · ownership.xml · nonDerivative · entry 1

OHara Michael Gregory · CIK 0001295598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407681 · ownership.xml · nonDerivative · entry 1

Hart Eric M. · CIK 0001796087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon.

SEC source: 0001193125-26-407656 · ownership.xml · nonDerivative · entry 2

Drummond Alexander · CIK 0002022203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407656 · ownership.xml · nonDerivative · entry 1

Drummond Alexander · CIK 0002022203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407647 · ownership.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407647 · ownership.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407644 · ownership.xml · nonDerivative · entry 2

Arzani Ugo · CIK 0002058404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407644 · ownership.xml · nonDerivative · entry 1

Arzani Ugo · CIK 0002058404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407641 · ownership.xml · nonDerivative · entry 2

Al-Thani Faisal Saoud F.Q. · CIK 0002058676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407641 · ownership.xml · nonDerivative · entry 1

Al-Thani Faisal Saoud F.Q. · CIK 0002058676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407630 · ownership.xml · nonDerivative · entry 4

Williams Karen A · CIK 0001979013 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407630 · ownership.xml · nonDerivative · entry 3

Williams Karen A · CIK 0001979013 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,503

F4 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407630 · ownership.xml · nonDerivative · entry 2

Williams Karen A · CIK 0001979013 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407630 · ownership.xml · nonDerivative · entry 1

Williams Karen A · CIK 0001979013 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,598

F1 · shares: Includes shares acquired under the Issuer's Employee Stock Purchase Plan on August 14, 2026.

F2 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407622 · ownership.xml · nonDerivative · entry 4

Bock Eric J. · CIK 0001619717 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407622 · ownership.xml · nonDerivative · entry 3

Bock Eric J. · CIK 0001619717 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,760

F3 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407622 · ownership.xml · nonDerivative · entry 2

Bock Eric J. · CIK 0001619717 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407622 · ownership.xml · nonDerivative · entry 1

Bock Eric J. · CIK 0001619717 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,176

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407619 · ownership.xml · nonDerivative · entry 2

Van Vliet Christopher · CIK 0001927653 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407619 · ownership.xml · nonDerivative · entry 1

Van Vliet Christopher · CIK 0001927653 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,125

F1 · shares: Includes shares acquired under the Issuer's Employee Stock Purchase Plan on August 14, 2026.

F2 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407616 · ownership.xml · nonDerivative · entry 4

Konwiser Evan · CIK 0001924314 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407616 · ownership.xml · nonDerivative · entry 3

Konwiser Evan · CIK 0001924314 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,377

F3 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407616 · ownership.xml · nonDerivative · entry 2

Konwiser Evan · CIK 0001924314 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407616 · ownership.xml · nonDerivative · entry 1

Konwiser Evan · CIK 0001924314 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,876

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407603 · ownership.xml · nonDerivative · entry 4

Crawley Andrew George · CIK 0001924629 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407603 · ownership.xml · nonDerivative · entry 3

Crawley Andrew George · CIK 0001924629 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,760

F4 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407603 · ownership.xml · nonDerivative · entry 2

Crawley Andrew George · CIK 0001924629 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407603 · ownership.xml · nonDerivative · entry 1

Crawley Andrew George · CIK 0001924629 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,176

F1 · shares: Includes shares acquired under the Issuer's Employee Stock Purchase Plan on August 14, 2026.

F2 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407601 · ownership.xml · nonDerivative · entry 4

Abbott Paul G · CIK 0001925927 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407601 · ownership.xml · nonDerivative · entry 3

Abbott Paul G · CIK 0001925927 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,779

F3 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407601 · ownership.xml · nonDerivative · entry 2

Abbott Paul G · CIK 0001925927 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407601 · ownership.xml · nonDerivative · entry 1

Abbott Paul G · CIK 0001925927 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,652,585

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407599 · ownership.xml · nonDerivative · entry 4

Huska Patricia Anne · CIK 0001924575 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · price: As of immediately prior to the Effective Time, each Company PSU that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (A) the Per Share Price and (B) the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407599 · ownership.xml · nonDerivative · entry 3

Huska Patricia Anne · CIK 0001924575 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,941

F4 · shares: Represents a deemed acquisition of shares of Company Common Stock underlying each award of performance stock units of the Issuer (a "Company PSU") held by the reporting person that was unvested and outstanding as of immediately prior to the Effective Time based on the attainment of the applicable performance metrics at the greater of (i) the target number of shares of Company Common Stock subject to such Company PSU as of immediately prior to the Effective Time and (ii) the number of shares of Company Common Stock to be earned based on actual achievement of the performance criteria set forth in the applicable award agreement as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407599 · ownership.xml · nonDerivative · entry 2

Huska Patricia Anne · CIK 0001924575 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407599 · ownership.xml · nonDerivative · entry 1

Huska Patricia Anne · CIK 0001924575 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,146

F1 · shares: Includes shares acquired under the Issuer's Employee Stock Purchase Plan on August 14, 2026.

F2 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001193125-26-407578 · ownership.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: As of immediately prior to the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU") that was outstanding as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable withholding taxes, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

SEC source: 0001193125-26-407578 · ownership.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,429

F1 · price: On September 29, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 2, 2026, by and among the Issuer, Gaia Purchaser, Inc. ("Parent") and Gaia Merger Sub, Inc., a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of Class A common stock, par value $0.0001 per share, of the Issuer ("Company Common Stock") held by the reporting person as of immediately prior to the Effective Time was automatically cancelled and converted into the right to receive cash in an amount equal to $9.50, without interest thereon (the "Per Share Price").

SEC source: 0001619717-26-000011 · primarydocument.xml · nonDerivative · entry 1

Bock Eric J. · CIK 0001619717 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,177

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.4600 to $9.4750. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares sold at each separate price within this range.