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person · Reporting owner

Lane Nick

Disclosed activity across 6 companies

Tapewire entity
24580
SEC CIK
0001441552

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AB Multi-Manager Alternative FundNONE · Entity 1485Director of Fund's AdviserApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051Director of Fund's AdviserApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151DirectorApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN L.P.NONE · Entity 66568DirectorApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874Director of Fund's AdviserApril 01, 2019April 25, 2019
Equitable Holdings, Inc.EQH · Entity 3405See RemarksSeptember 04, 2026September 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AB Multi-Manager Alternative Fund

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN HOLDING L.P.

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN L.P.

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

Equitable Holdings, Inc.

Report date September 04, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,006.8758 Reported balance After 2026-09-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-04 · Sale · Disposed 14,923 · Balance 110,006.8758

F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Total includes Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Total includes Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2023 Filed Feb 28, 2023 23:25 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 53,943 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013861 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,805.91

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 4,010 $31.35 $125,714.30
Disclosure

SEC source: 0001209191-23-013861 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,862.91

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 31,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010189 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,872.91

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2024. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 05, 2022 Filed Dec 8, 2022 00:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 375.06 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060259 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,145.91

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 21:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,724 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001209191-22-045838 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,417

Underlying: Common Stock · 20,724 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 21:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 25,724 $30.89 $794,673.53
Disclosure

SEC source: 0001209191-22-045838 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,393.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.5650 to $31.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 21:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,724 $18.74 $388,367.76
Disclosure

SEC source: 0001209191-22-045838 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,117.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 376.88 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046332 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,770.85

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,448 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001209191-22-045634 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,141

Underlying: Common Stock · 41,448 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 51,448 $30.00 $1,543,589.20
Disclosure

SEC source: 0001209191-22-045634 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,393.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 41,448 $18.74 $776,735.52
Disclosure

SEC source: 0001209191-22-045634 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,841.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 386.84 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035157 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,393.97

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:02 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,725 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001209191-22-032621 · doc4.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,589

Underlying: Common Stock · 20,725 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:02 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $30.01 $150,030.00
Disclosure

SEC source: 0001209191-22-032621 · doc4.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:02 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,725 $30.04 $622,603.87
Disclosure

SEC source: 0001209191-22-032621 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:02 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,725 $18.74 $388,386.50
Disclosure

SEC source: 0001209191-22-032621 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,732.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,724 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001209191-22-024823 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,314

Underlying: Common Stock · 20,724 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 25,724 $30.52 $785,199.38
Disclosure

SEC source: 0001209191-22-024823 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.2400 to $30.7300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,724 $18.74 $388,367.76
Disclosure

SEC source: 0001209191-22-024823 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,731.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 21:20 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,725 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001209191-22-021141 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,038

Underlying: Common Stock · 20,725 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 21:20 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 25,725 $31.52 $810,764.54
Disclosure

SEC source: 0001209191-22-021141 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $31.2000 to $31.7000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 21:20 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,725 $18.74 $388,386.50
Disclosure

SEC source: 0001209191-22-021141 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,732.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 02:52 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 360.17 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017421 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,007.13

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 22:49 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 5,246 $32.66 $171,334.36
Disclosure

SEC source: 0001209191-22-014208 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,646.96

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 22:49 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 3,881 $33.09 $128,422.29
Disclosure

SEC source: 0001209191-22-014208 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,892.96

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 28,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011234 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,773.96

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28,2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 46,247 $33.94 $1,569,623.18
Disclosure

SEC source: 0001209191-22-010185 · doc4.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,862.96

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 96,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010185 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,109.96

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 3,361 $33.94 $114,072.34
Disclosure

SEC source: 0001209191-22-010185 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,557.96

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 308.35 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068516 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,918.96

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 324.98 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052949 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,610.61

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:17 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 310.6 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038893 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,285.63

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 20:15 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 23,352 $31.46 $734,653.92
Disclosure

SEC source: 0001209191-21-022986 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,975.03

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.39 to $31.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:29 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 10,444 $32.39 $338,281.16
Disclosure

SEC source: 0001209191-21-022563 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,327.03

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 22, 2021 Filed Jun 14, 2023 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionPerformance Restricted Stock Units · Derivative 21,326.01 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037083 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326.01 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021.

F6 · derivative.expiration_date: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021.

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March 22, 2021 Filed Jun 14, 2023 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 21,326.01 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037083 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction is reported late owing to an administrative error.

F2 · shares: Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics.

F3 · balance_after: Includes Restricted Stock Units ("RSUs").

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:36 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantPerformance Restricted Stock Units · Derivative 113.4 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020183 · doc4.xml · derivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326.01

Underlying: Common Stock · 113.4 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:36 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 288.57 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020183 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,771.03

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 3,641.19 $29.57 $107,669.99
Disclosure

SEC source: 0001209191-21-015815 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,482.46

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 30,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012311 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,123.65

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 3,048.13 $27.35 $83,366.36
Disclosure

SEC source: 0001209191-21-011234 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,983.65

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 3,740.3 $25.05 $93,694.52
Disclosure

SEC source: 0001209191-21-006713 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,031.78

F1 · shares: Shares withheld to cover taxes upon vesting of a previous RSU grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantPerformance Restricted Stock Units · Derivative 135.88 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061373 · doc4.xml · derivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,212.61

Underlying: Common Stock · 135.88 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 325.73 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061373 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,772.08

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:07 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantPerformance Restricted Stock Units · Derivative 169.09 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047475 · doc4.xml · derivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,076.73

Underlying: Common Stock · 169.09 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:07 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 405.36 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047475 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,446.35

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantPerformance Restricted Stock Units · Derivative 159.46 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035590 · doc4.xml · derivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,907.64

Underlying: Common Stock · 159.46 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 382.26 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035590 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,040.99

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 18, 2020 Filed Mar 18, 2020 20:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 PurchaseCommon Stock 4,350 $11.28 $49,068.00
Disclosure

SEC source: 0001209191-20-020007 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,658.73

F2 · balance_after: Total includes RSUs.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantPerformance Restricted Stock Units · Derivative 232.26 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020007 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,748.18

Underlying: Common Stock · 232.26 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.