Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of Fund's Adviser | April 01, 2019 | April 25, 2019 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | April 01, 2019 | April 25, 2019 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | April 01, 2019 | April 25, 2019 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | April 01, 2019 | April 25, 2019 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | April 01, 2019 | April 25, 2019 |
| Equitable Holdings, Inc.EQH · Entity 3405 | See Remarks | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date April 01, 2019 · Filed April 25, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date April 01, 2019 · Filed April 25, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date April 01, 2019 · Filed April 25, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN L.P.
Report date April 01, 2019 · Filed April 25, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date April 01, 2019 · Filed April 25, 2019
This filing explicitly reported no securities owned.
Equitable Holdings, Inc.
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,006.8758 |
Reported balance
After 2026-09-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-04 · Sale · Disposed 14,923 · Balance 110,006.8758 F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Total includes Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Total includes Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 18, 2020 20:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 556.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020007 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,308.73 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 4,100 | $18.57 | $76,137.00 |
DisclosureSEC source: 0001209191-20-017245 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,751.95 F1 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantEmployee Stock Option (right to buy) · Derivative | 114,417 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001209191-20-013751 · doc4.xml · derivative · entry 2 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,763 Underlying: Common Stock · 114,417 shares Expires 2030-02-26 F3 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 26, 2021. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 21,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013751 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,651.95 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 26, 2021. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,928.49 | $26.89 | $78,747.10 |
DisclosureSEC source: 0001209191-20-010508 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,080.95 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 20:59 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 3,536.99 | $24.02 | $84,958.50 |
DisclosureSEC source: 0001209191-20-006262 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,789.01 F1 · shares: Shares withheld to cover taxes upon vesting of a previous RSU grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 25, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 124.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · derivative · entry 8 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,515.92 Underlying: Common Stock · 124.24 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| November 25, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 281.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · nonDerivative · entry 4 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,009.44 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 29, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 147.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · derivative · entry 7 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,391.68 Underlying: Common Stock · 147.34 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| August 29, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 334.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · nonDerivative · entry 3 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,727.57 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 11, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 141.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · derivative · entry 6 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,244.34 Underlying: Common Stock · 141.24 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| June 11, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 320.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · nonDerivative · entry 2 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,393.29 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 15, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 125.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · derivative · entry 5 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,103.1 Underlying: Common Stock · 125.1 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| March 15, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 283.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009634 · doc5.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,072.84 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 23:08 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantEmployee Stock Option (right to buy) · Derivative | 124,346 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-19-011278 · doc4.xml · derivative · entry 2 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,346 Underlying: Common Stock · 124,346 shares Expires 2029-02-14 F3 · derivative.exercise_date: Grant of employee stock option under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 14, 2020. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 23:08 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 25,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011278 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,326 F1 · shares: Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 14, 2020. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 20:11 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 19,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007261 · doc4.xml · derivative · entry 2 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,978 Underlying: Common Stock · 19,978 shares Expires not disclosed F2 · derivative.exercise_price: Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 10, 2020, or (ii) if the PRSUs have not vested by May 10, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 10, 2023. If the PRSUs have not otherwise vested by May 10, 2023, 50% of the PRSUs will vest on May 10, 2023. F2 · derivative.exercise_date: Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 10, 2020, or (ii) if the PRSUs have not vested by May 10, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 10, 2023. If the PRSUs have not otherwise vested by May 10, 2023, 50% of the PRSUs will vest on May 10, 2023. F2 · derivative.expiration_date: Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 10, 2020, or (ii) if the PRSUs have not vested by May 10, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 10, 2023. If the PRSUs have not otherwise vested by May 10, 2023, 50% of the PRSUs will vest on May 10, 2023. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 20:11 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 19,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007261 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,979 F1 · shares: Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest according to the following schedule: 50% vest on the first anniversary of the grant date and 50% on the second anniversary of the grant date. Vested shares will be delivered to the reporting person within 30 days following the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.