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person · Reporting owner

Lane Nick

Disclosed activity across 6 companies

Tapewire entity
24580
SEC CIK
0001441552

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AB Multi-Manager Alternative FundNONE · Entity 1485Director of Fund's AdviserApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051Director of Fund's AdviserApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151DirectorApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN L.P.NONE · Entity 66568DirectorApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874Director of Fund's AdviserApril 01, 2019April 25, 2019
Equitable Holdings, Inc.EQH · Entity 3405See RemarksSeptember 04, 2026September 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AB Multi-Manager Alternative Fund

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN HOLDING L.P.

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN L.P.

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

Equitable Holdings, Inc.

Report date September 04, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,006.8758 Reported balance After 2026-09-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-04 · Sale · Disposed 14,923 · Balance 110,006.8758

F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Total includes Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Total includes Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · derivative · entry 7

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F8 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2021.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 19,000 $55.29 $1,050,428.30
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 6

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,135

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $54.8700 to $55.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 1,000 $54.27 $54,274.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,135

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 4,700 $55.29 $259,863.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,135

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $55.0000 to $55.6400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 300 $54.26 $16,277.01
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,835

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $53.9800 to $54.8100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 22,506 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,135

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · derivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $51.64 $258,218.50
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $51.0800 to $52.0100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 396 $52.02 $20,598.93
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 19,604 $51.64 $1,012,428.98
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,025

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · derivative · entry 8

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F9 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 2,320 $46.49 $107,857.50
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 7

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F8 · price: This transaction was executed in multiple trades at prices ranging from $46.3600 to $46.7600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 1,269 $45.90 $58,246.47
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 6

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,949

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $45.3600 to $46.3500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 1,411 $44.68 $63,037.84
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,218

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $44.3300 to $45.2900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 9,098 $46.48 $422,876.86
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $46.3500 to $46.7400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,500 $45.90 $252,472.00
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,727

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $45.3500 to $46.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,402 $44.69 $241,388.37
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,227

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $44.3500 to $45.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:50 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 328.65 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133386 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,629

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 21:47 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 401.19 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-097257 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,300.35

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072022 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,899.16

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units and 63.31 previously unreported dividend equivalents earned on portions of the Reporting Person's 2021, 2022 and 2023 Long Term Incentive Compensation stock grants which vested on February 28, 2023 and February 28, 2024 and which were inadvertently excluded from Form 4s previously filed by the Reporting Person.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 420.44 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-027352 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,455.85

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 10,681 $34.18 $365,076.58
Disclosure

SEC source: 0000950170-24-024069 · ownership.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,035.41

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 20,922 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024069 · ownership.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,716.41

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 16,301 $34.18 $557,168.18
Disclosure

SEC source: 0000950170-24-024069 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,794.41

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0000950170-24-016509 · ownership.xml · derivative · entry 5

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $34.27 $342,728.00
Disclosure

SEC source: 0000950170-24-016509 · ownership.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,095.41

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.8000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $34.27 $342,726.00
Disclosure

SEC source: 0000950170-24-016509 · ownership.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,095.41

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.8000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0000950170-24-016509 · ownership.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,095.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 31,963 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-016509 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,095.41

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0000950170-24-013359 · ownership.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $34.01 $340,109.00
Disclosure

SEC source: 0000950170-24-013359 · ownership.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,132.41

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.0600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $34.02 $340,209.00
Disclosure

SEC source: 0000950170-24-013359 · ownership.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,132.41

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.0600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0000950170-24-013359 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,132.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001209191-24-001767 · doc4.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $32.29 $161,437.00
Disclosure

SEC source: 0001209191-24-001767 · doc4.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,132.41

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $32.1400 to $32.4200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $32.29 $161,442.50
Disclosure

SEC source: 0001209191-24-001767 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,132.41

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.1400 to $32.4200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001209191-24-001767 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,132.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001209191-23-059688 · doc4.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $33.30 $166,509.00
Disclosure

SEC source: 0001209191-23-059688 · doc4.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,132.41

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $33.1000 to $33.6500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $33.30 $166,516.00
Disclosure

SEC source: 0001209191-23-059688 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,132.41

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $33.1500 to $33.6600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001209191-23-059688 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,132.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 21:29 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 432.92 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057427 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,132.41

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 493.34 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045882 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,699.49

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 523.15 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037083 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,206.15

F4 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F3 · balance_after: Includes Restricted Stock Units ("RSUs").

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 522.08 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016900 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,356.99

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:31 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 10,433 $31.42 $327,804.86
Disclosure

SEC source: 0001209191-23-014851 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,834.91

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 27,538 $31.35 $863,321.81
Disclosure

SEC source: 0001209191-23-013861 · doc4.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,267.91

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.