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person · Reporting owner

Mudrick Jason

Disclosed activity across 9 companies

Tapewire entity
22977
SEC CIK
0001367262

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Getaround, IncGETR · Entity 3686610% ownerJune 16, 2026June 18, 2026
Mudrick Capital Acquisition Corp. IIMUDSU · Entity 12756710% ownerDecember 07, 2020December 08, 2020
Quorum Health CorpQHC · Entity 14978310% ownerApril 08, 2020April 17, 2020
Vroom, Inc.VRM · Entity 7212Director · 10% ownerAugust 13, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Notes100,266,156 Reported balance After 2026-06-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-06-16 · Conversion · Acquired 100,000,000 · Balance 100,266,156

F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.

F6: Represents shares of common stock directly held following the conversion of the convertible notes reported in this Form 4 as follows:141,940,459 by Global LP; 163,489,467 by Drawdown II; 15,991,834 by Drawdown II SC; 33,835,724 by SIF; 87,783,248 by MSC; 27,725,104 by Co-Invest; 41,049,802 by DISL; and 358,563,354 by certain affiliated funds managed by MCM.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").

F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.

F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.

F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $0.25IndirectSee Notes870,378,992 Reported balance After 2026-06-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-16 · Conversion · Disposed 100,000,000 · Balance 870,378,992

F2: The Subscription Agreement between MCM and the Issuer, dated as of September 8, 2023 (the "Subscription Agreement"), among other things, provided for the automatic adjustment of the Conversion Rate (as defined in the Convertible Notes Indenture) of the convertible notes originally issued on December 8, 2022 to $0.25 per share when the Issuer did not satisfy certain requirements by January 31, 2024, (the "Automatic Adjustment").

F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.

F5: Not applicable.

F4: The convertible notes were immediately exercisable upon issuance and will mature on December 8, 2027, unless earlier converted, redeemed or repurchased.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").

F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.

F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.

F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").

F2: The Subscription Agreement between MCM and the Issuer, dated as of September 8, 2023 (the "Subscription Agreement"), among other things, provided for the automatic adjustment of the Conversion Rate (as defined in the Convertible Notes Indenture) of the convertible notes originally issued on December 8, 2022 to $0.25 per share when the Issuer did not satisfy certain requirements by January 31, 2024, (the "Automatic Adjustment").

F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.

F4: The convertible notes were immediately exercisable upon issuance and will mature on December 8, 2027, unless earlier converted, redeemed or repurchased.

F5: Not applicable.

F6: Represents shares of common stock directly held following the conversion of the convertible notes reported in this Form 4 as follows:141,940,459 by Global LP; 163,489,467 by Drawdown II; 15,991,834 by Drawdown II SC; 33,835,724 by SIF; 87,783,248 by MSC; 27,725,104 by Co-Invest; 41,049,802 by DISL; and 358,563,354 by certain affiliated funds managed by MCM.

F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.

F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.

F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Mudrick Capital Acquisition Corp. II

Report date December 07, 2020 · Filed December 08, 2020

Jointly reported with Mudrick Capital Acquisition Holdings II LLC, Mudrick Capital Management, L.P., Mudrick Capital Management LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-12-07 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249402) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B common stock held by Mudrick Capital Acquisition Holdings II LLC, acquired pursuant to a subscription agreement by and between Mudrick Capital Acquisition Holdings II LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,031,250 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Mudrick Capital Management, L.P. is the managing member of Mudrick Capital Acquisition Holdings II LLC and has voting and investment discretion with respect to the securities held by Mudrick Capital Acquisition Holdings II LLC. Jason Mudrick is the sole member of Mudrick Capital Management, LLC, the general partner of Mudrick Capital Management, L.P. As such, Mudrick Capital Management, L.P., Mudrick Capital Management, LLC and Jason Mudrick may be deemed to have beneficial ownership of the common stock held directly by Mudrick Capital Acquisition Holdings II LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249402) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B common stock held by Mudrick Capital Acquisition Holdings II LLC, acquired pursuant to a subscription agreement by and between Mudrick Capital Acquisition Holdings II LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,031,250 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Mudrick Capital Management, L.P. is the managing member of Mudrick Capital Acquisition Holdings II LLC and has voting and investment discretion with respect to the securities held by Mudrick Capital Acquisition Holdings II LLC. Jason Mudrick is the sole member of Mudrick Capital Management, LLC, the general partner of Mudrick Capital Management, L.P. As such, Mudrick Capital Management, L.P., Mudrick Capital Management, LLC and Jason Mudrick may be deemed to have beneficial ownership of the common stock held directly by Mudrick Capital Acquisition Holdings II LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Quorum Health Corp

Report date April 08, 2020 · Filed April 17, 2020

Jointly reported with Mudrick Capital Management, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivativeIndirectMudrick Capital Management, L.P.4,771,592 Reported balance Holding disclosure · report date 2020-04-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,771,592

F1: This Form 3 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Mudrick GP, Drawdown II LP, Global LP and certain managed accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Mudrick GP, Drawdown II LP, Global LP and certain managed accounts.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2032-06-30IndirectSee NotesNot disclosed Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Purchase · Acquired Not disclosed · Balance Not disclosed

F4: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.

F2: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.

F3: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.

F6: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.

F2: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.

F3: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.

F4: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.

F6: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMC ENTERTAINMENT HOLDINGS, INC.

Report date December 22, 2020 · Filed December 28, 2020

Jointly reported with Mudrick Capital Management, L.P., Mudrick Capital Management LLC

Section 16 reporting ended · disclosed 2020-12-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee notes13,934,548 Reported balance After 2020-12-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-12-22 · Sale · Disposed 1,000,000 · Balance 13,934,548

F3: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee notes12,934,548 Reported balance After 2020-12-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-12-23 · Sale · Disposed 1,000,000 · Balance 12,934,548

F4: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee notes12,684,548 Reported balance After 2020-12-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-12-24 · Sale · Disposed 250,000 · Balance 12,684,548

F5: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F6: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer.

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

F3: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F5: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F6: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer.

Section 16 reporting ended · disclosed 2020-11-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnote7,066,076 Last balance in matching sequence After 2020-11-24 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2020-11-23 · Sale · Disposed 420,000 · Balance 7,838,974

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 2 · 2020-11-23 · Sale · Disposed 150,000 · Balance 7,688,974

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 3 · 2020-11-24 · Sale · Disposed 272,898 · Balance 7,416,076

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 4 · 2020-11-24 · Sale · Disposed 350,000 · Balance 7,066,076

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15IndirectSee footnote7,248 Reported balance After 2020-11-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-11-23 · Sale · Disposed 7,248 · Balance 7,248

F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15IndirectSee footnote5,000 Reported balance After 2020-11-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-11-24 · Sale · Disposed 5,000 · Balance 5,000

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2021-01-15IndirectSee footnote3,078 Reported balance After 2020-11-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-11-24 · Sale · Disposed 3,078 · Balance 3,078

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

Section 16 reporting ended · disclosed 2023-02-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Notes14,246,677 Reported balance After 2023-02-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-02-03 · Sale · Disposed 400,000 · Balance 14,246,677

F2: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 186,721 by Mudrick Opportunity Fund; 48,054 by Mudrick Drawdown Fund; and 165,225 by certain accounts managed by Mudrick Capital and shares held by Mudrick Capital Management, L.P. on behalf of Mudrick Stressed Credit Master Fund, L.P. (the "Managed Accounts" and together with Mudrick Drawdown Fund, Mudrick Drawdown Fund II, Mudrick Drawdown Fund II SC and the Mudrick Opportunity Fund, the "Mudrick Funds").

F3: The shares were sold within a range of $0.564 to $0.5875, inclusive.

F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Class A Common StockSEC Table I · non-derivativeIndirectSee Notes13,646,677 Reported balance After 2023-02-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-02-06 · Sale · Disposed 600,000 · Balance 13,646,677

F5: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 280,081 by Mudrick Opportunity Fund; 72,080 by Mudrick Drawdown Fund; and 247,839 by the Managed Accounts.

F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F6: The shares were sold within a range of $0.521 to $0.5553, inclusive.

F7: Represents the shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 6,370,296 by Mudrick Opportunity Fund; 1,639,427 by Mudrick Drawdown Fund; and 5,636,954 by the Managed Accounts.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Notes8,375,013 Reported balance After 2023-02-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-03 · Sale · Disposed 1,228,090 · Balance 8,375,013

F8: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 482,180 by Mudrick Opportunity Fund; 186,399 by Mudrick Drawdown Fund; 26,047 by Mudrick Drawdown Fund II; and 533,464 by the Managed Accounts.

F10: The warrants were sold within a range of $0.055 to $0.06, inclusive.

F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Notes3,575,013 Reported balance After 2023-02-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-02-06 · Sale · Disposed 4,800,000 · Balance 3,575,013

F11: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 1,884,606 by Mudrick Opportunity Fund; 728,541 by Mudrick Drawdown Fund; 101,802 by Mudrick Drawdown Fund II; and 2,085,051 by the Managed Accounts.

F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.

F12: Represents warrants to buy shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 1,403,644 by Mudrick Opportunity Fund; 542,614 by Mudrick Drawdown Fund; 75,822 by Mudrick Drawdown Fund II; and 1,552,933 by the Managed Accounts.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F2: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 186,721 by Mudrick Opportunity Fund; 48,054 by Mudrick Drawdown Fund; and 165,225 by certain accounts managed by Mudrick Capital and shares held by Mudrick Capital Management, L.P. on behalf of Mudrick Stressed Credit Master Fund, L.P. (the "Managed Accounts" and together with Mudrick Drawdown Fund, Mudrick Drawdown Fund II, Mudrick Drawdown Fund II SC and the Mudrick Opportunity Fund, the "Mudrick Funds").

F3: The shares were sold within a range of $0.564 to $0.5875, inclusive.

F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F5: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 280,081 by Mudrick Opportunity Fund; 72,080 by Mudrick Drawdown Fund; and 247,839 by the Managed Accounts.

F6: The shares were sold within a range of $0.521 to $0.5553, inclusive.

F7: Represents the shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 6,370,296 by Mudrick Opportunity Fund; 1,639,427 by Mudrick Drawdown Fund; and 5,636,954 by the Managed Accounts.

F8: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 482,180 by Mudrick Opportunity Fund; 186,399 by Mudrick Drawdown Fund; 26,047 by Mudrick Drawdown Fund II; and 533,464 by the Managed Accounts.

F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.

F10: The warrants were sold within a range of $0.055 to $0.06, inclusive.

F11: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 1,884,606 by Mudrick Opportunity Fund; 728,541 by Mudrick Drawdown Fund; 101,802 by Mudrick Drawdown Fund II; and 2,085,051 by the Managed Accounts.

F12: Represents warrants to buy shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 1,403,644 by Mudrick Opportunity Fund; 542,614 by Mudrick Drawdown Fund; 75,822 by Mudrick Drawdown Fund II; and 1,552,933 by the Managed Accounts.

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Section 16 reporting ended · disclosed 2022-08-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Notes3,440,354 Reported balance After 2022-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-08-08 · Sale · Disposed 41,958 · Balance 3,440,354

F3: Represents shares of Common Stock sold by the following entities: 12,534 by Mudrick Distressed Opportunity Fund Global, LP; 4,896 by Blackwell Partners LLC Series A; 6,454 by Boston Patriot Batterymarch St LLC; 1,238 by P Mudrick Ltd.; 5,659 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 10,778 by Verto Direct Opportunity II, LP; and 399 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4: The shares of Common Stock were sold in multiple transactions at prices ranging from $26.10 to $26.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5: Represents shares of Common Stock directly held following the sale as follows: 1,027,699 by Mudrick Distressed Opportunity Fund Global, LP; 401,471 by Blackwell Partners LLC Series A; 529,151 by Boston Patriot Batterymarch St LLC; 101,531 by P Mudrick Ltd.; 463,982 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 883,777 by Verto Direct Opportunity II, LP; and 32,743 by Verto Direct Opportunity GP, LLC.

F1: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick Ltd.. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick Ltd.. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

F3: Represents shares of Common Stock sold by the following entities: 12,534 by Mudrick Distressed Opportunity Fund Global, LP; 4,896 by Blackwell Partners LLC Series A; 6,454 by Boston Patriot Batterymarch St LLC; 1,238 by P Mudrick Ltd.; 5,659 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 10,778 by Verto Direct Opportunity II, LP; and 399 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4: The shares of Common Stock were sold in multiple transactions at prices ranging from $26.10 to $26.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5: Represents shares of Common Stock directly held following the sale as follows: 1,027,699 by Mudrick Distressed Opportunity Fund Global, LP; 401,471 by Blackwell Partners LLC Series A; 529,151 by Boston Patriot Batterymarch St LLC; 101,531 by P Mudrick Ltd.; 463,982 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 883,777 by Verto Direct Opportunity II, LP; and 32,743 by Verto Direct Opportunity GP, LLC.

Verso Corp

Report date February 22, 2018 · Filed February 26, 2018

Jointly reported with Mudrick Capital Management, L.P.

Section 16 reporting ended · disclosed 2018-02-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote3,276,437 Last balance in matching sequence After 2018-02-26 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2018-02-22 · Sale · Disposed 169,414 · Balance 3,476,437

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Row 2 · 2018-02-23 · Sale · Disposed 100,000 · Balance 3,376,437

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Row 3 · 2018-02-26 · Sale · Disposed 100,000 · Balance 3,276,437

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 3, 2021 20:16 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 3,844,667 $22.80 $87,639,184.27
Disclosure

SEC source: 0001140361-21-019738 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,890,111

F3 · shares: Represents shares of Common Stock sold by the following entities: 186,011 by Mudrick Distressed Opportunity Fund Global, L.P.; 72,737 by Blackwell Partners LLC Series A; 426,126 by Mudrick Distressed Opportunity Specialty Fund, L.P.; 18,152 by P Mudrick Ltd.; 1,818,330 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; 84,208 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 160,397 by Verto Direct Opportunity II, LP; 95,893 by Boston Patriot Batterymarch St LLC; 976,871 by Mercer QIF Fund PLC; and 5,942 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,504,136 by Blackwell Partners LLC Series A; 1,982,971 by Boston Patriot Batterymarch St LLC; 1,741,353 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,846,540 by Mudrick Distressed Opportunity Fund Global, LP; 375,367 by P Mudrick LTD; 122,883 by Verto Direct Opportunity GP, LLC; and 3,316,861 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 23:38 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 OtherClass A Common Stock 4,813,180 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075251 · tm2118074-3_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,183,978

F2 · kind: See Exhibit 99.1 for text of footnote (2).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
May 24, 2021 Filed May 27, 2021 00:54 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantRestricted Stock Units · Derivative 20,270 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-072606 · tm2117718d1_4.xml · derivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 20,270

Underlying: Class A Common Stock · 20,270 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Represents an award of RSUs granted by the Issuer on May 24, 2021, in connection with Mr. Kirsch's service on the Issuer's Board of Directors issued to Mudrick Capital. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 24, 2022. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon Mr. Kirsch's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

F3 · derivative.expiration_date: Represents an award of RSUs granted by the Issuer on May 24, 2021, in connection with Mr. Kirsch's service on the Issuer's Board of Directors issued to Mudrick Capital. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 24, 2022. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon Mr. Kirsch's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Jason Mudrick; and Mudrick Capital Management, LLC ("Mudrick Capital GP").

F4 · ownership.nature: Mr. Kirsch is a Managing Director and Senior Analyst at Mudrick Capital and serves as a director on the Board of Directors of the Issuer. Each of the Reporting Persons is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 00:00 UTC Thryv Holdings, Inc. THRY · Entity 6909 OtherCommon Stock 582,593 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015026 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 16,734,778

F3 · kind: On April 27, 2021, the investment management agreement between the Trustees of Grinnell College and MCM (the "Grinnell Agreement") terminated in accordance with its terms and MCM ceased serving as the investment manager of the Trustees of Grinnell College managed account, which held 582,593 shares of the Issuer's common stock (the "Grinnell Stock"). As a result of the Grinnell Agreement termination, MCM and Mr. Mudrick have relinquished all voting and dispositive power over, and no longer maintain any investment control with respect to the acquisition or disposition of, any shares of the Grinnell Stock, and therefore disclaim beneficial ownership of the Grinnell Stock for purposes of Section 16 the Securities Exchange Act of 1934, as amended, or otherwise.

F4 · balance_after: Represents shares of Common Stock held by the following entities following the termination of the Grinnell Agreement: 1,576,873 by Blackwell Partners LLC Series A; 2,078,864 by Boston Patriot Batterymarch St LLC; 976,871 by Mercer QIF Fund PLC; 1,825,561 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,818,330 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,032,551 by Mudrick Distressed Opportunity Fund Global, LP; 426,126 by Mudrick Distressed Opportunity Specialty Fund, LP; 393,519 by P Mudrick LTD; 128,825 by Verto Direct Opportunity GP, LLC; and 3,477,258 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 19, 2021 Filed Mar 20, 2021 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 42,811 $20.62 $882,762.82
Disclosure

SEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,317,371

F8 · shares: Represents shares of Common Stock sold as follows: 3,898 by Blackwell Partners LLC Series A; 5,139 by Boston Patriot Batterymarch St LLC; 2,415 by Mercer QIF Fund PLC; 4,513 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,495 by Mudrick Distressed Opportunity Drawdown Fund, LP; 9,971 by Mudrick Distressed Opportunity Fund Global, LP; 1,053 by Mudrick Distressed Opportunity Specialty Fund, LP; 973 by P Mudrick LTD;1,440 by Trustees of Grinnell College; 318 by Verto Direct Opportunity GP, LLC; and 8,596 by Verto Direct Opportunity II, LP.

F9 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.50 to $20.87, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F10 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,576,873 by Blackwell Partners LLC Series A; 2,078,864 by Boston Patriot Batterymarch St LLC; 976,871 by Mercer QIF Fund PLC; 1,825,561 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,818,330 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,032,551 by Mudrick Distressed Opportunity Fund Global, LP; 426,126 by Mudrick Distressed Opportunity Specialty Fund, LP; 393,519 by P Mudrick LTD; 582,593 by Trustees of Grinnell College; 128,825 by Verto Direct Opportunity GP, LLC; and 3,477,258 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 18, 2021 Filed Mar 20, 2021 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 58,846 $20.41 $1,201,282.24
Disclosure

SEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,360,182

F6 · shares: Represents shares of Common Stock sold as follows: 5,358 by Blackwell Partners LLC Series A; 7,064 by Boston Patriot Batterymarch St LLC; 3,319 by Mercer QIF Fund PLC; 6,203 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,179 by Mudrick Distressed Opportunity Drawdown Fund, LP; 13,704 by Mudrick Distressed Opportunity Fund Global, LP; 1,448 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,337 by P Mudrick LTD; 1,980 by Trustees of Grinnell College; 438 by Verto Direct Opportunity GP, LLC; and 11,816 by Verto Direct Opportunity II, LP.

F7 · price: The Common Stock was sold in multiple transactions at prices ranging from $19.75 to $20.73, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 47,475 $20.08 $953,440.43
Disclosure

SEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,419,028

F4 · shares: Represents shares of Common Stock sold as follows: 4,323 by Blackwell Partners LLC Series A; 5,699 by Boston Patriot Batterymarch St LLC; 2,678 by Mercer QIF Fund PLC; 5,004 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,985 by Mudrick Distressed Opportunity Drawdown Fund, LP; 11,054 by Mudrick Distressed Opportunity Fund Global, LP; 1,169 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,079 by P Mudrick LTD; 1,598 by Trustees of Grinnell College; 353 by Verto Direct Opportunity GP, LLC; and 9,533 by Verto Direct Opportunity II, LP.

F5 · price: The Common Stock was sold in multiple transactions at prices ranging from $18.67 to $19.15, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 200,000 $18.67 $3,734,000.00
Disclosure

SEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,466,503

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold in a privately negotiated transaction as follows: 18,211 by Blackwell Partners LLC Series A;1,24,009 by Boston Patriot Batterymarch St LLC; 11,282 by Mercer QIF Fund PLC; 21,084 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 21,000 by Mudrick Distressed Opportunity Drawdown Fund, LP; 46,573 by Mudrick Distressed Opportunity Fund Global, LP; 4,921 by Mudrick Distressed Opportunity Specialty Fund, LP; 4,545 by P Mudrick LTD; 6,728 by Trustees of Grinnell College; 1,488 by Verto Direct Opportunity GP, LLC; and 40,159 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:16 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 11,207 $20.08 $225,070.18
Disclosure

SEC source: 0001140361-21-008783 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,666,503

F5 · shares: Represents shares of Common Stock sold as follows: 1,020 by Blackwell Partners LLC Series A; 1,345 by Boston Patriot Batterymarch St LLC; 632 by Mercer QIF Fund PLC; 1,181 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,177 by Mudrick Distressed Opportunity Drawdown Fund, LP; 2,611 by Mudrick Distressed Opportunity Fund Global, LP; 276 by Mudrick Distressed Opportunity Specialty Fund, LP; 255 by P Mudrick LTD; 377 by Trustees of Grinnell College; 83 by Verto Direct Opportunity GP, LLC; and 2,250 by Verto Direct Opportunity II, LP.

F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.00 to $20.415, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F7 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,608,663 by Blackwell Partners LLC Series A; 2,120,775 by Boston Patriot Batterymarch St LLC; 996,565 by Mercer QIF Fund PLC; 1,862,365 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,854,989 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,113,853 by Mudrick Distressed Opportunity Fund Global, LP; 434,717 by Mudrick Distressed Opportunity Specialty Fund, LP; 401,453 by P Mudrick LTD; 594,339 by Trustees of Grinnell College; 131,422 by Verto Direct Opportunity GP, LLC; and 3,547,362 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:16 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 15,185 $20.11 $305,324.80
Disclosure

SEC source: 0001140361-21-008783 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,677,710

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 1,383 by Blackwell Partners LLC Series A;1,823 by Boston Patriot Batterymarch St LLC; 857 by Mercer QIF Fund PLC; 1,601 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,594 by Mudrick Distressed Opportunity Drawdown Fund, LP; 3,535 by Mudrick Distressed Opportunity Fund Global, LP; 374 by Mudrick Distressed Opportunity Specialty Fund, LP; 345 by P Mudrick LTD; 511 by Trustees of Grinnell College; 113 by Verto Direct Opportunity GP, LLC; and 3,049 by Verto Direct Opportunity II, LP.

F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.00 to $20.23, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 02:35 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 27,557 $20.01 $551,470.68
Disclosure

SEC source: 0001140361-21-008251 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,692,895

F7 · shares: Represents shares of Common Stock sold as follows: 2,509 by Blackwell Partners LLC Series A; 3,308 by Boston Patriot Batterymarch St LLC; 1,554 by Mercer QIF Fund PLC; 2,905 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,893 by Mudrick Distressed Opportunity Drawdown Fund, LP; 6,419 by Mudrick Distressed Opportunity Fund Global, LP; 678 by Mudrick Distressed Opportunity Specialty Fund, LP; 626 by P Mudrick LTD; 927 by Trustees of Grinnell College; 205 by Verto Direct Opportunity GP, LLC; and 5,533 by Verto Direct Opportunity II, LP.

F8 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.00 to $20.97, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F9 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,611,066 by Blackwell Partners LLC Series A; 2,123,943 by Boston Patriot Batterymarch St LLC; 998,054 by Mercer QIF Fund PLC; 1,865,147 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,857,760 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,119,999 by Mudrick Distressed Opportunity Fund Global, LP; 435,367 by Mudrick Distressed Opportunity Specialty Fund, LP; 402,053 by P Mudrick LTD; 595,227 by Trustees of Grinnell College; 131,618 by Verto Direct Opportunity GP, LLC; and 3,552,661 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 02:35 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 5,095 $19.81 $100,942.14
Disclosure

SEC source: 0001140361-21-008251 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,720,452

F5 · shares: Represents shares of Common Stock sold as follows: 464 by Blackwell Partners LLC Series A; 612 by Boston Patriot Batterymarch St LLC; 287 by Mercer QIF Fund PLC; 537 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 535 by Mudrick Distressed Opportunity Drawdown Fund, LP; 1,187 by Mudrick Distressed Opportunity Fund Global, LP; 125 by Mudrick Distressed Opportunity Specialty Fund, LP; 116 by P Mudrick LTD; 171 by Trustees of Grinnell College; 38 by Verto Direct Opportunity GP, LLC; and 1,023 by Verto Direct Opportunity II, LP.

F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $19.75 to $20.09, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 02:35 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 31,264 $19.63 $613,806.11
Disclosure

SEC source: 0001140361-21-008251 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,725,547

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 2,847 by Blackwell Partners LLC Series A;3,753 by Boston Patriot Batterymarch St LLC; 1,764 by Mercer QIF Fund PLC; 3,296 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,283 by Mudrick Distressed Opportunity Drawdown Fund, LP; 7,279 by Mudrick Distressed Opportunity Fund Global, LP; 769 by Mudrick Distressed Opportunity Specialty Fund, LP; 710 by P Mudrick LTD; 1,052 by Trustees of Grinnell College; 233 by Verto Direct Opportunity GP, LLC; and 6,278 by Verto Direct Opportunity II, LP.

F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $19.15 to $20.00, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 02:38 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 510,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,756,811

F10 · shares: Represents shares of Common Stock sold as follows: 46,439 by Blackwell Partners LLC Series A; 61,223 by Boston Patriot Batterymarch St LLC; 28,769 by Mercer QIF Fund PLC; 53,763 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 53,550 by Mudrick Distressed Opportunity Drawdown Fund, LP; 118,759 by Mudrick Distressed Opportunity Fund Global, LP; 12,550 by Mudrick Distressed Opportunity Specialty Fund, LP; 11,589 by P Mudrick LTD; 17,158 by Trustees of Grinnell College; 3,794 by Verto Direct Opportunity GP, LLC; and 102,406 by Verto Direct Opportunity II, LP.

F11 · price: The Common Stock was sold in multiple transactions at prices ranging from $17.50 to $18.04, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F12 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,616,886 by Blackwell Partners LLC Series A; 2,131,616 by Boston Patriot Batterymarch St LLC; 1,001,659 by Mercer QIF Fund PLC; 1,871,885 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,864,471 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,134,884 by Mudrick Distressed Opportunity Fund Global, LP; 436,939 by Mudrick Distressed Opportunity Specialty Fund, LP; 403,505 by P Mudrick LTD; 597,377 by Trustees of Grinnell College; 132,094 by Verto Direct Opportunity GP, LLC; and 3,565,495 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 02:38 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,266,811

F8 · shares: Represents shares of Common Stock sold as follows: 1,821 by Blackwell Partners LLC Series A; 2,401 by Boston Patriot Batterymarch St LLC; 1,128 by Mercer QIF Fund PLC; 2,108 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,100 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,658 by Mudrick Distressed Opportunity Fund Global, LP; 492 by Mudrick Distressed Opportunity Specialty Fund, LP; 454 by P Mudrick LTD; 673 by Trustees of Grinnell College; 149 by Verto Direct Opportunity GP, LLC; and 4,016 by Verto Direct Opportunity II, LP.

F9 · price: The Common Stock was sold in multiple transactions at prices ranging from $17.00 to $17.70, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 02:38 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 8,238 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,286,811

F6 · shares: Represents shares of Common Stock sold as follows: 750 by Blackwell Partners LLC Series A; 989 by Boston Patriot Batterymarch St LLC; 465 by Mercer QIF Fund PLC; 868 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 865 by Mudrick Distressed Opportunity Drawdown Fund, LP; 1,919 by Mudrick Distressed Opportunity Fund Global, LP; 203 by Mudrick Distressed Opportunity Specialty Fund, LP; 187 by P Mudrick LTD; 277 by Trustees of Grinnell College; 61 by Verto Direct Opportunity GP, LLC; and 1,654 by Verto Direct Opportunity II, LP.

F7 · price: The Common Stock was sold in multiple transactions at prices ranging from $18.00 to $18.25, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 02:38 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 22,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,295,049

F4 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 2,085 by Blackwell Partners LLC Series A; 2,749 by Boston Patriot Batterymarch St LLC; 1,292 by Mercer QIF Fund PLC; 2,414 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,405 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,334 by Mudrick Distressed Opportunity Fund Global, LP; 563 by Mudrick Distressed Opportunity Specialty Fund, LP; 520 by P Mudrick LTD; 770 by Trustees of Grinnell College; 170 by Verto Direct Opportunity GP, LLC; and 4,598 by Verto Direct Opportunity II, LP.

F5 · price: The Common Stock was sold in multiple transactions at prices ranging from $18.50 to $19.01, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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March 04, 2021 Filed Mar 9, 2021 02:38 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 100 $20.41 $2,041.00
Disclosure

SEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,317,949

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 9 by Blackwell Partners LLC Series A;12 by Boston Patriot Batterymarch St LLC; 6 by Mercer QIF Fund PLC; 11 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 11 by Mudrick Distressed Opportunity Drawdown Fund, LP; 23 by Mudrick Distressed Opportunity Fund Global, LP; 2 by Mudrick Distressed Opportunity Specialty Fund, LP; 2 by P Mudrick LTD; 3 by Trustees of Grinnell College; 1 by Verto Direct Opportunity GP, LLC; and 20 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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December 24, 2020 Filed Dec 28, 2020 13:53 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 250,000 $2.52 $629,825.00
Disclosure

SEC source: 0001104659-20-139484 · a4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,684,548

F5 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F6 · balance_after: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

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December 23, 2020 Filed Dec 28, 2020 13:53 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.59 $2,589,600.00
Disclosure

SEC source: 0001104659-20-139484 · a4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,934,548

F4 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 13:53 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.59 $2,590,800.00
Disclosure

SEC source: 0001104659-20-139484 · a4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 13,934,548

F3 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.67 $2,671,400.00
Disclosure

SEC source: 0001104659-20-138218 · a4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 14,934,548

F5 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.65 to $2.73, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F6 · balance_after: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,981,951 held by Global LP; 1,687,896 shares held by Blackwell; 2,477,876 shares held by Batterymarch; 2,954,510 shares held by Drawdown II LP; 895,589 shares held by Drawdown II SC LP; 101,921 shares held by Senior Secured LP; 504,074 shares held by Newbury; and 330,731 shares held by Mercer.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

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December 18, 2020 Filed Dec 22, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.79 $2,790,000.00
Disclosure

SEC source: 0001104659-20-138218 · a4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 15,934,548

F4 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.76 to $2.85, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 17, 2020 Filed Dec 22, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.82 $2,822,800.00
Disclosure

SEC source: 0001104659-20-138218 · a4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 16,934,548

F3 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.75 to $2.92, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.78 $2,777,100.00
Disclosure

SEC source: 0001104659-20-136482 · a4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 17,934,548

F6 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.74 to $2.87, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F7 · balance_after: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 7,183,582 held by Global LP; 2,026,956 shares held by Blackwell; 2,975,624 shares held by Batterymarch; 3,548,003 shares held by Drawdown II LP; 1,075,493 shares held by Drawdown II SC LP; 122,394 shares held by Senior Secured LP; 605,330 shares held by Newbury; and 397,166 shares held by Mercer.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,000,000 $2.91 $2,905,300.00
Disclosure

SEC source: 0001104659-20-136482 · a4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,934,548

F5 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.80 to $3.22, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 1,498,460 $3.41 $5,108,699.68
Disclosure

SEC source: 0001104659-20-136482 · a4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 19,934,548

F4 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $3.25 to $3.83, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

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December 14, 2020 Filed Dec 17, 2020 02:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 SaleClass A Common Stock, par value $0.01 per share 545,014 $3.30 $1,796,039.14
Disclosure

SEC source: 0001104659-20-136482 · a4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 21,433,008

F3 · price: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $3.26 to $3.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2 · ownership.nature: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 02:34 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantRestricted Stock Units · Derivative 10,095 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-027737 · form4.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 10,095

Underlying: Class A Common Stock · 10,095 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F4 · derivative.exercise_date: Represents an award of RSUs granted by the Issuer on December 4, 2020, in connection with Mr. Kirsch's service on the Issuer's Board of Directors issued to Mudrick Capital. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon Mr. Kirsch's separation of service from the Issuer's Board of Directors.

F4 · derivative.expiration_date: Represents an award of RSUs granted by the Issuer on December 4, 2020, in connection with Mr. Kirsch's service on the Issuer's Board of Directors issued to Mudrick Capital. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon Mr. Kirsch's separation of service from the Issuer's Board of Directors.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Jason Mudrick; and Mudrick Capital Management, LLC ("Mudrick Capital GP").

F5 · ownership.nature: Mr. Kirsch is a Managing Director and Senior Analyst at Mudrick Capital and serves as a director on the Board of Directors of the Issuer. Each of the Reporting Persons is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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December 04, 2020 Filed Dec 9, 2020 02:34 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantRestricted Stock Units · Derivative 6,730 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-027737 · form4.xml · derivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 6,730

Underlying: Class A Common Stock · 6,730 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F3 · derivative.exercise_date: Represents an award of RSUs granted by the Issuer on December 4, 2020, in connection with David Kirsch's service on the Issuer's Board of Directors issued to Mudrick Capital. Subject to Mr. Kirsch's continued service on the Issuer's Board of Directors, the RSUs will vest in three equal annual installments beginning on May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon Mr. Kirsch's separation of service from the Issuer's Board of Directors.

F3 · derivative.expiration_date: Represents an award of RSUs granted by the Issuer on December 4, 2020, in connection with David Kirsch's service on the Issuer's Board of Directors issued to Mudrick Capital. Subject to Mr. Kirsch's continued service on the Issuer's Board of Directors, the RSUs will vest in three equal annual installments beginning on May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon Mr. Kirsch's separation of service from the Issuer's Board of Directors.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Jason Mudrick; and Mudrick Capital Management, LLC ("Mudrick Capital GP").

F5 · ownership.nature: Mr. Kirsch is a Managing Director and Senior Analyst at Mudrick Capital and serves as a director on the Board of Directors of the Issuer. Each of the Reporting Persons is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 3,078 $1.21 Strike: $11.00 $3,731.15
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,078

Underlying: Common Stock, par value $0.0001 per share · 307,800 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 5,000 $1.48 Strike: $10.00 $7,410.50
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.0001 per share · 500,000 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 350,000 $10.25 $3,587,500.00
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,066,076

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 272,898 $10.48 $2,860,953.47
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,416,076

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 23, 2020 Filed Nov 25, 2020 01:57 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 44,000 $9.75 $429,000.00
Disclosure

SEC source: 0001140361-20-026493 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,318,049

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD.

F5 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 416,259 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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November 23, 2020 Filed Nov 25, 2020 01:57 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 658 $9.62 $6,327.99
Disclosure

SEC source: 0001140361-20-026493 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,362,049

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD.

F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.54 to $9.65, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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November 23, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 7,248 $1.20 Strike: $10.00 $8,678.03
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,248

Underlying: Common Stock, par value $0.0001 per share · 724,800 shares

Expires 2021-01-15

F5 · derivative.exercise_date: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 150,000 $10.00 $1,500,000.00
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,688,974

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 23, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 420,000 $10.02 $4,209,576.00
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,838,974

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 20, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative 2,895,000 $169.00 $489,255,000.00
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 8

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,849,000

Underlying: Common Stock, par value $0.0001 per share · 482,500 shares

Expires 2022-05-15

F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 20, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 20,650 $9.91 $204,569.23
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,258,974

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.8150 to $10.0500, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 20, 2020 Filed Nov 20, 2020 23:47 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 1,100 $9.65 $10,615.00
Disclosure

SEC source: 0001140361-20-026282 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,362,707

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD.

F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD.

F5 · price: The Common Stock was sold in multiple transactions at $9.65.

F6 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 460,917 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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November 19, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative 400,000 $175.01 $70,002,320.00
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,744,000

Underlying: Common Stock, par value $0.0001 per share · 66,667 shares

Expires 2022-05-15

F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 19, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 3,000 $1.36 Strike: $10.00 $4,074.90
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000

Underlying: Common Stock, par value $0.0001 per share · 300,000 shares

Expires 2021-01-15

F7 · derivative.exercise_date: Such options are exercisable as of November 19, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 213,390 $9.97 $2,126,644.74
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,279,624

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7650 to $10.2100, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 19, 2020 Filed Nov 20, 2020 23:47 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 4,023 $9.69 $38,966.78
Disclosure

SEC source: 0001140361-20-026282 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,363,807

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD.

F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD.

F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.65 to $9.75, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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November 18, 2020 Filed Nov 19, 2020 01:30 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 22,462 $9.83 $220,756.54
Disclosure

SEC source: 0001140361-20-026017 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 18,367,830

F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges.

F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges.

F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.79 to $10.23, inclusive.

F7 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 466,040 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entites disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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November 18, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 2,503 $1.00 Strike: $12.00 $2,503.25
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,503

Underlying: Common Stock, par value $0.0001 per share · 250,300 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 18, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 2,000 $1.40 Strike: $11.00 $2,800.00
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,000

Underlying: Common Stock, par value $0.0001 per share · 200,000 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 18, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 233,800 $10.44 $2,440,310.88
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,493,014

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.0400 to $11.0250, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.