person · Reporting owner
Mudrick Distressed Opportunity Specialty Fund, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYCROFT MINING HOLDING CORPHYMC · Entity 2340 | Director · 10% owner | June 08, 2021 | June 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYCROFT MINING HOLDING CORP
Report date June 08, 2021 · Filed June 10, 2021
Jointly reported with Mudrick Capital Management, L.P., Mudrick Jason, Mudrick GP, LLC, Mudrick Capital Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 25,128,978 |
Reported balance
After 2021-06-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-08 · Sale · Disposed 55,000 · Balance 25,128,978 F2: See Exhibit 99.1 for text of footnote (2). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 25,073,978 |
Reported balance
After 2021-06-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-08 · Sale · Disposed 55,000 · Balance 25,073,978 F2: See Exhibit 99.1 for text of footnote (2). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 25,066,478 |
Reported balance
After 2021-06-08 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-06-08 · Sale · Disposed 7,500 · Balance 25,066,478 F2: See Exhibit 99.1 for text of footnote (2). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 24,866,478 |
Reported balance
After 2021-06-08 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-06-08 · Sale · Disposed 200,000 · Balance 24,866,478 F2: See Exhibit 99.1 for text of footnote (2). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 24,406,783 |
Reported balance
After 2021-06-08 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-06-08 · Sale · Disposed 459,695 · Balance 24,406,783 F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Notes | 10,364,271 |
Reported balance
After 2021-06-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-06-08 · Sale · Disposed 131,621 · Balance 10,364,271 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Notes | 10,101,029 |
Reported balance
After 2021-06-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-06-08 · Sale · Disposed 263,242 · Balance 10,101,029 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F6: See Exhibit 99.1 for text of footnote (6). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $10.50 · Expires 2025-10-06 | IndirectSee Notes | 3,222,222 |
Reported balance
Holding disclosure · report date 2021-06-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,222,222 F7: See Exhibit 99.1 for text of footnote (7). F1: See Exhibit 99.1 for text of footnote (1). F8: See Exhibit 99.1 for text of footnote (8). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Gogo Inc.
Report date November 23, 2020 · Filed November 25, 2020
Jointly reported with Mudrick Capital Management, L.P., Mudrick Distressed Opportunity Drawdown Fund II, L.P., Mudrick Distressed Opportunity Fund Global, LP, Mudrick GP, LLC, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC, Mudrick Capital Management LLC, Mudrick Jason
Section 16 reporting ended · disclosed 2020-11-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 7,066,076 |
Last balance in matching sequence
After 2020-11-24 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-11-23 · Sale · Disposed 420,000 · Balance 7,838,974 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Row 2 · 2020-11-23 · Sale · Disposed 150,000 · Balance 7,688,974 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Row 3 · 2020-11-24 · Sale · Disposed 272,898 · Balance 7,416,076 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Row 4 · 2020-11-24 · Sale · Disposed 350,000 · Balance 7,066,076 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
| Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15 | IndirectSee footnote | 7,248 |
Reported balance
After 2020-11-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-11-23 · Sale · Disposed 7,248 · Balance 7,248 F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
| Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15 | IndirectSee footnote | 5,000 |
Reported balance
After 2020-11-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-11-24 · Sale · Disposed 5,000 · Balance 5,000 F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
| Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2021-01-15 | IndirectSee footnote | 3,078 |
Reported balance
After 2020-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-11-24 · Sale · Disposed 3,078 · Balance 3,078 F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.
F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.
F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleWarrants · Derivative | 263,242 | $0.40 Strike: $11.50 | $105,296.80 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 10,101,029 Underlying: Class A Common Stock · 10,101,029 shares Expires not disclosed F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleWarrants · Derivative | 131,621 | $0.40 Strike: $11.50 | $52,648.40 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 10,364,271 Underlying: Class A Common Stock · 10,364,271 shares Expires not disclosed F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 459,695 | $3.50 | $1,608,932.50 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 24,406,783 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 200,000 | $3.50 | $700,000.00 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 24,866,478 F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 7,500 | $3.50 | $26,250.00 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,066,478 F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 55,000 | $3.50 | $192,500.00 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,073,978 F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 23:10 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 55,000 | $3.50 | $192,500.00 |
DisclosureSEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,128,978 F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 23:38 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | OtherClass A Common Stock | 4,813,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075251 · tm2118074-3_4seq1.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,183,978 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCall Options (obligation to sell at purchaser's option) · Derivative | 3,078 | $1.21 Strike: $11.00 | $3,731.15 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,078 Underlying: Common Stock, par value $0.0001 per share · 307,800 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCall Options (obligation to sell at purchaser's option) · Derivative | 5,000 | $1.48 Strike: $10.00 | $7,410.50 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000 Underlying: Common Stock, par value $0.0001 per share · 500,000 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 350,000 | $10.25 | $3,587,500.00 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,066,076 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 272,898 | $10.48 | $2,860,953.47 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,416,076 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCall Options (obligation to sell at purchaser's option) · Derivative | 7,248 | $1.20 Strike: $10.00 | $8,678.03 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,248 Underlying: Common Stock, par value $0.0001 per share · 724,800 shares Expires 2021-01-15 F5 · derivative.exercise_date: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,688,974 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 420,000 | $10.02 | $4,209,576.00 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,838,974 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 2,895,000 | $169.00 | $489,255,000.00 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 8 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,849,000 Underlying: Common Stock, par value $0.0001 per share · 482,500 shares Expires 2022-05-15 F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 20,650 | $9.91 | $204,569.23 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,258,974 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.8150 to $10.0500, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 400,000 | $175.01 | $70,002,320.00 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,744,000 Underlying: Common Stock, par value $0.0001 per share · 66,667 shares Expires 2022-05-15 F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCall Options (obligation to sell at purchaser's option) · Derivative | 3,000 | $1.36 Strike: $10.00 | $4,074.90 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000 Underlying: Common Stock, par value $0.0001 per share · 300,000 shares Expires 2021-01-15 F7 · derivative.exercise_date: Such options are exercisable as of November 19, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 213,390 | $9.97 | $2,126,644.74 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,279,624 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7650 to $10.2100, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCall Options (obligation to sell at purchaser's option) · Derivative | 2,503 | $1.00 Strike: $12.00 | $2,503.25 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,503 Underlying: Common Stock, par value $0.0001 per share · 250,300 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCall Options (obligation to sell at purchaser's option) · Derivative | 2,000 | $1.40 Strike: $11.00 | $2,800.00 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000 Underlying: Common Stock, par value $0.0001 per share · 200,000 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:09 UTC | Gogo Inc. GOGO · Entity 5812 | SaleCommon Stock, par value $0.0001 per share | 233,800 | $10.44 | $2,440,310.88 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,493,014 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.0400 to $11.0250, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| October 06, 2020 Filed Oct 9, 2020 01:51 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseWarrants · Derivative | 3,222,222 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0001140361-20-022729 · form4.xml · derivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 3,222,222 Underlying: Class A Common Stock · 3,222,222 shares Expires 2025-10-06 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| October 06, 2020 Filed Oct 9, 2020 01:51 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseClass A Common Stock | 3,222,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-022729 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,203,457 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 06, 2020 Filed Oct 16, 2020 20:11 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseWarrants · Derivative | 3,222,222 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0001140361-20-023155 · form4.xml · derivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 3,222,222 Underlying: Class A Common Stock · 3,222,222 shares Expires 2025-10-06 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| October 06, 2020 Filed Oct 16, 2020 20:11 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseClass A Common Stock | 3,222,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-023155 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,203,457 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantPrivate Placement Warrants · Derivative | 1,295,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 9 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,295,892 Underlying: Class A Common Stock · 1,295,892 shares Expires not disclosed F7 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (7). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantWarrants · Derivative | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 8 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes (1)(9)(10)) Disclosed balance after: 2,500,000 Underlying: Class A Common Stock · 2,500,000 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,688,180 shares Expires not disclosed F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 3,511,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 Underlying: Class A Common Stock · 3,511,820 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 5,817,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 21,981,238 F8 · kind: See Exhibit 99.1 for text of footnote (8). F8 · price: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,028,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 16,164,223 F7 · kind: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 8,322,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 13,135,299 F6 · kind: See Exhibit 99.1 for text of footnote (6). F6 · price: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 4,813,180 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 01:58 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantPrivate Placement Warrants · Derivative | 1,295,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 9 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,295,892 Underlying: Class A Common Stock · 1,295,892 shares Expires not disclosed F7 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (7). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantWarrants · Derivative | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 8 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,200,000 Underlying: Class A Common Stock · 2,500,000 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,688,180 shares Expires not disclosed F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 3,511,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 Underlying: Class A Common Stock · 3,511,820 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 5,817,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 21,981,238 F8 · kind: See Exhibit 99.1 for text of footnote (8). F8 · price: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,028,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 16,164,223 F7 · kind: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 8,322,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 13,135,299 F6 · kind: See Exhibit 99.1 for text of footnote (6). F6 · price: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 4,813,180 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.