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Mudrick Distressed Opportunity Specialty Fund, L.P.

Disclosed activity across 2 companies

Tapewire entity
138417
SEC CIK
0001656061

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HYCROFT MINING HOLDING CORPHYMC · Entity 2340Director · 10% ownerJune 08, 2021June 10, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HYCROFT MINING HOLDING CORP

Report date June 08, 2021 · Filed June 10, 2021

Jointly reported with Mudrick Capital Management, L.P., Mudrick Jason, Mudrick GP, LLC, Mudrick Capital Management LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Notes25,128,978 Reported balance After 2021-06-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-06-08 · Sale · Disposed 55,000 · Balance 25,128,978

F2: See Exhibit 99.1 for text of footnote (2).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

Class A Common StockSEC Table I · non-derivativeIndirectSee Notes25,073,978 Reported balance After 2021-06-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-06-08 · Sale · Disposed 55,000 · Balance 25,073,978

F2: See Exhibit 99.1 for text of footnote (2).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

Class A Common StockSEC Table I · non-derivativeIndirectSee Notes25,066,478 Reported balance After 2021-06-08 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-06-08 · Sale · Disposed 7,500 · Balance 25,066,478

F2: See Exhibit 99.1 for text of footnote (2).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

Class A Common StockSEC Table I · non-derivativeIndirectSee Notes24,866,478 Reported balance After 2021-06-08 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-06-08 · Sale · Disposed 200,000 · Balance 24,866,478

F2: See Exhibit 99.1 for text of footnote (2).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

Class A Common StockSEC Table I · non-derivativeIndirectSee Notes24,406,783 Reported balance After 2021-06-08 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-06-08 · Sale · Disposed 459,695 · Balance 24,406,783

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Notes10,364,271 Reported balance After 2021-06-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-06-08 · Sale · Disposed 131,621 · Balance 10,364,271

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Notes10,101,029 Reported balance After 2021-06-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-06-08 · Sale · Disposed 263,242 · Balance 10,101,029

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

F6: See Exhibit 99.1 for text of footnote (6).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $10.50 · Expires 2025-10-06IndirectSee Notes3,222,222 Reported balance Holding disclosure · report date 2021-06-08 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 3,222,222

F7: See Exhibit 99.1 for text of footnote (7).

F1: See Exhibit 99.1 for text of footnote (1).

F8: See Exhibit 99.1 for text of footnote (8).

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

F6: See Exhibit 99.1 for text of footnote (6).

F7: See Exhibit 99.1 for text of footnote (7).

F8: See Exhibit 99.1 for text of footnote (8).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-11-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnote7,066,076 Last balance in matching sequence After 2020-11-24 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2020-11-23 · Sale · Disposed 420,000 · Balance 7,838,974

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 2 · 2020-11-23 · Sale · Disposed 150,000 · Balance 7,688,974

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 3 · 2020-11-24 · Sale · Disposed 272,898 · Balance 7,416,076

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 4 · 2020-11-24 · Sale · Disposed 350,000 · Balance 7,066,076

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15IndirectSee footnote7,248 Reported balance After 2020-11-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-11-23 · Sale · Disposed 7,248 · Balance 7,248

F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15IndirectSee footnote5,000 Reported balance After 2020-11-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-11-24 · Sale · Disposed 5,000 · Balance 5,000

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2021-01-15IndirectSee footnote3,078 Reported balance After 2020-11-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-11-24 · Sale · Disposed 3,078 · Balance 3,078

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleWarrants · Derivative 263,242 $0.40 Strike: $11.50 $105,296.80
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 10,101,029

Underlying: Class A Common Stock · 10,101,029 shares

Expires not disclosed

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleWarrants · Derivative 131,621 $0.40 Strike: $11.50 $52,648.40
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 10,364,271

Underlying: Class A Common Stock · 10,364,271 shares

Expires not disclosed

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 459,695 $3.50 $1,608,932.50
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,406,783

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 200,000 $3.50 $700,000.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,866,478

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 7,500 $3.50 $26,250.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,066,478

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 55,000 $3.50 $192,500.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,073,978

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 55,000 $3.50 $192,500.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,128,978

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

Read SEC document
May 28, 2021 Filed Jun 1, 2021 23:38 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 OtherClass A Common Stock 4,813,180 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075251 · tm2118074-3_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,183,978

F2 · kind: See Exhibit 99.1 for text of footnote (2).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 3,078 $1.21 Strike: $11.00 $3,731.15
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,078

Underlying: Common Stock, par value $0.0001 per share · 307,800 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 5,000 $1.48 Strike: $10.00 $7,410.50
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.0001 per share · 500,000 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 350,000 $10.25 $3,587,500.00
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,066,076

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 272,898 $10.48 $2,860,953.47
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,416,076

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 7,248 $1.20 Strike: $10.00 $8,678.03
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,248

Underlying: Common Stock, par value $0.0001 per share · 724,800 shares

Expires 2021-01-15

F5 · derivative.exercise_date: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 150,000 $10.00 $1,500,000.00
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,688,974

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:08 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 420,000 $10.02 $4,209,576.00
Disclosure

SEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,838,974

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 20, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative 2,895,000 $169.00 $489,255,000.00
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 8

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,849,000

Underlying: Common Stock, par value $0.0001 per share · 482,500 shares

Expires 2022-05-15

F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 20, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 20,650 $9.91 $204,569.23
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,258,974

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.8150 to $10.0500, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 19, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative 400,000 $175.01 $70,002,320.00
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,744,000

Underlying: Common Stock, par value $0.0001 per share · 66,667 shares

Expires 2022-05-15

F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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November 19, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 3,000 $1.36 Strike: $10.00 $4,074.90
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000

Underlying: Common Stock, par value $0.0001 per share · 300,000 shares

Expires 2021-01-15

F7 · derivative.exercise_date: Such options are exercisable as of November 19, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 213,390 $9.97 $2,126,644.74
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,279,624

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7650 to $10.2100, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 2,503 $1.00 Strike: $12.00 $2,503.25
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,503

Underlying: Common Stock, par value $0.0001 per share · 250,300 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCall Options (obligation to sell at purchaser's option) · Derivative 2,000 $1.40 Strike: $11.00 $2,800.00
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,000

Underlying: Common Stock, par value $0.0001 per share · 200,000 shares

Expires 2021-01-15

F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition.

F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 01:09 UTC Gogo Inc. GOGO · Entity 5812 SaleCommon Stock, par value $0.0001 per share 233,800 $10.44 $2,440,310.88
Disclosure

SEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,493,014

F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.0400 to $11.0250, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

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October 06, 2020 Filed Oct 9, 2020 01:51 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 PurchaseWarrants · Derivative 3,222,222 Not disclosed Strike: $10.50 Not disclosed
Disclosure

SEC source: 0001140361-20-022729 · form4.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 3,222,222

Underlying: Class A Common Stock · 3,222,222 shares

Expires 2025-10-06

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F2 · price: See Exhibit 99.1 for text of footnote (2).

F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
October 06, 2020 Filed Oct 9, 2020 01:51 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 PurchaseClass A Common Stock 3,222,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-20-022729 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,203,457

F2 · kind: See Exhibit 99.1 for text of footnote (2).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F2 · price: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

Read SEC document
October 06, 2020 Filed Oct 16, 2020 20:11 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 PurchaseWarrants · Derivative 3,222,222 Not disclosed Strike: $10.50 Not disclosed
Disclosure

SEC source: 0001140361-20-023155 · form4.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 3,222,222

Underlying: Class A Common Stock · 3,222,222 shares

Expires 2025-10-06

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F2 · price: See Exhibit 99.1 for text of footnote (2).

F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
October 06, 2020 Filed Oct 16, 2020 20:11 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 PurchaseClass A Common Stock 3,222,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-20-023155 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,203,457

F2 · kind: See Exhibit 99.1 for text of footnote (2).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F2 · price: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantPrivate Placement Warrants · Derivative 1,295,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 9

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 1,295,892

Underlying: Class A Common Stock · 1,295,892 shares

Expires not disclosed

F7 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (7).

F7 · shares: See Exhibit 99.1 for text of footnote (7).

F7 · price: See Exhibit 99.1 for text of footnote (7).

F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantWarrants · Derivative 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 8

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes (1)(9)(10))

Disclosed balance after: 2,500,000

Underlying: Class A Common Stock · 2,500,000 shares

Expires not disclosed

F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4).

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Disposition to issuerClass B Common Stock · Derivative 1,688,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,688,180 shares

Expires not disclosed

F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3).

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3).

F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3).

F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Disposition to issuerClass B Common Stock · Derivative 3,511,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 1,688,180

Underlying: Class A Common Stock · 3,511,820 shares

Expires not disclosed

F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F2 · price: See Exhibit 99.1 for text of footnote (2).

F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2).

F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2).

F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 5,817,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 21,981,238

F8 · kind: See Exhibit 99.1 for text of footnote (8).

F8 · price: See Exhibit 99.1 for text of footnote (8).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 3,028,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 16,164,223

F7 · kind: See Exhibit 99.1 for text of footnote (7).

F7 · price: See Exhibit 99.1 for text of footnote (7).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 8,322,119 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 13,135,299

F6 · kind: See Exhibit 99.1 for text of footnote (6).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 3,125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 4,813,180

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 3, 2020 01:58 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 1,688,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069157 · tm2021671-3_4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 1,688,180

F3 · kind: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantPrivate Placement Warrants · Derivative 1,295,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 9

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 1,295,892

Underlying: Class A Common Stock · 1,295,892 shares

Expires not disclosed

F7 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (7).

F7 · shares: See Exhibit 99.1 for text of footnote (7).

F7 · price: See Exhibit 99.1 for text of footnote (7).

F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantWarrants · Derivative 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 8

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,200,000

Underlying: Class A Common Stock · 2,500,000 shares

Expires not disclosed

F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4).

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

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May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Disposition to issuerClass B Common Stock · Derivative 1,688,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,688,180 shares

Expires not disclosed

F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3).

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3).

F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3).

F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Disposition to issuerClass B Common Stock · Derivative 3,511,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 1,688,180

Underlying: Class A Common Stock · 3,511,820 shares

Expires not disclosed

F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F2 · price: See Exhibit 99.1 for text of footnote (2).

F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2).

F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2).

F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 5,817,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 21,981,238

F8 · kind: See Exhibit 99.1 for text of footnote (8).

F8 · price: See Exhibit 99.1 for text of footnote (8).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 3,028,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 16,164,223

F7 · kind: See Exhibit 99.1 for text of footnote (7).

F7 · price: See Exhibit 99.1 for text of footnote (7).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 8,322,119 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 13,135,299

F6 · kind: See Exhibit 99.1 for text of footnote (6).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 3,125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 4,813,180

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
May 29, 2020 Filed Jun 9, 2020 00:10 UTC Amendment HYCROFT MINING HOLDING CORP HYMC · Entity 2340 GrantClass A Common Stock 1,688,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-071013 · tm2022081-3_4a.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund GP, LLC · CIK 0001813630 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 1,688,180

F3 · kind: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.