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person · Reporting owner

Mudrick Jason

Disclosed activity across 9 companies

Tapewire entity
22977
SEC CIK
0001367262

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Getaround, IncGETR · Entity 3686610% ownerJune 16, 2026June 18, 2026
Mudrick Capital Acquisition Corp. IIMUDSU · Entity 12756710% ownerDecember 07, 2020December 08, 2020
Quorum Health CorpQHC · Entity 14978310% ownerApril 08, 2020April 17, 2020
Vroom, Inc.VRM · Entity 7212Director · 10% ownerAugust 13, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Notes100,266,156 Reported balance After 2026-06-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-06-16 · Conversion · Acquired 100,000,000 · Balance 100,266,156

F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.

F6: Represents shares of common stock directly held following the conversion of the convertible notes reported in this Form 4 as follows:141,940,459 by Global LP; 163,489,467 by Drawdown II; 15,991,834 by Drawdown II SC; 33,835,724 by SIF; 87,783,248 by MSC; 27,725,104 by Co-Invest; 41,049,802 by DISL; and 358,563,354 by certain affiliated funds managed by MCM.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").

F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.

F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.

F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $0.25IndirectSee Notes870,378,992 Reported balance After 2026-06-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-16 · Conversion · Disposed 100,000,000 · Balance 870,378,992

F2: The Subscription Agreement between MCM and the Issuer, dated as of September 8, 2023 (the "Subscription Agreement"), among other things, provided for the automatic adjustment of the Conversion Rate (as defined in the Convertible Notes Indenture) of the convertible notes originally issued on December 8, 2022 to $0.25 per share when the Issuer did not satisfy certain requirements by January 31, 2024, (the "Automatic Adjustment").

F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.

F5: Not applicable.

F4: The convertible notes were immediately exercisable upon issuance and will mature on December 8, 2027, unless earlier converted, redeemed or repurchased.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").

F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.

F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.

F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").

F2: The Subscription Agreement between MCM and the Issuer, dated as of September 8, 2023 (the "Subscription Agreement"), among other things, provided for the automatic adjustment of the Conversion Rate (as defined in the Convertible Notes Indenture) of the convertible notes originally issued on December 8, 2022 to $0.25 per share when the Issuer did not satisfy certain requirements by January 31, 2024, (the "Automatic Adjustment").

F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.

F4: The convertible notes were immediately exercisable upon issuance and will mature on December 8, 2027, unless earlier converted, redeemed or repurchased.

F5: Not applicable.

F6: Represents shares of common stock directly held following the conversion of the convertible notes reported in this Form 4 as follows:141,940,459 by Global LP; 163,489,467 by Drawdown II; 15,991,834 by Drawdown II SC; 33,835,724 by SIF; 87,783,248 by MSC; 27,725,104 by Co-Invest; 41,049,802 by DISL; and 358,563,354 by certain affiliated funds managed by MCM.

F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.

F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.

F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Mudrick Capital Acquisition Corp. II

Report date December 07, 2020 · Filed December 08, 2020

Jointly reported with Mudrick Capital Acquisition Holdings II LLC, Mudrick Capital Management, L.P., Mudrick Capital Management LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-12-07 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249402) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B common stock held by Mudrick Capital Acquisition Holdings II LLC, acquired pursuant to a subscription agreement by and between Mudrick Capital Acquisition Holdings II LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,031,250 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Mudrick Capital Management, L.P. is the managing member of Mudrick Capital Acquisition Holdings II LLC and has voting and investment discretion with respect to the securities held by Mudrick Capital Acquisition Holdings II LLC. Jason Mudrick is the sole member of Mudrick Capital Management, LLC, the general partner of Mudrick Capital Management, L.P. As such, Mudrick Capital Management, L.P., Mudrick Capital Management, LLC and Jason Mudrick may be deemed to have beneficial ownership of the common stock held directly by Mudrick Capital Acquisition Holdings II LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249402) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B common stock held by Mudrick Capital Acquisition Holdings II LLC, acquired pursuant to a subscription agreement by and between Mudrick Capital Acquisition Holdings II LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,031,250 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Mudrick Capital Management, L.P. is the managing member of Mudrick Capital Acquisition Holdings II LLC and has voting and investment discretion with respect to the securities held by Mudrick Capital Acquisition Holdings II LLC. Jason Mudrick is the sole member of Mudrick Capital Management, LLC, the general partner of Mudrick Capital Management, L.P. As such, Mudrick Capital Management, L.P., Mudrick Capital Management, LLC and Jason Mudrick may be deemed to have beneficial ownership of the common stock held directly by Mudrick Capital Acquisition Holdings II LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Quorum Health Corp

Report date April 08, 2020 · Filed April 17, 2020

Jointly reported with Mudrick Capital Management, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivativeIndirectMudrick Capital Management, L.P.4,771,592 Reported balance Holding disclosure · report date 2020-04-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,771,592

F1: This Form 3 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Mudrick GP, Drawdown II LP, Global LP and certain managed accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Mudrick GP, Drawdown II LP, Global LP and certain managed accounts.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2032-06-30IndirectSee NotesNot disclosed Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Purchase · Acquired Not disclosed · Balance Not disclosed

F4: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.

F2: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.

F3: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.

F6: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.

F2: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.

F3: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.

F4: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.

F6: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMC ENTERTAINMENT HOLDINGS, INC.

Report date December 22, 2020 · Filed December 28, 2020

Jointly reported with Mudrick Capital Management, L.P., Mudrick Capital Management LLC

Section 16 reporting ended · disclosed 2020-12-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee notes13,934,548 Reported balance After 2020-12-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-12-22 · Sale · Disposed 1,000,000 · Balance 13,934,548

F3: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee notes12,934,548 Reported balance After 2020-12-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-12-23 · Sale · Disposed 1,000,000 · Balance 12,934,548

F4: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee notes12,684,548 Reported balance After 2020-12-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-12-24 · Sale · Disposed 250,000 · Balance 12,684,548

F5: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F6: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer.

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").

F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

F3: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F5: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.

F6: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer.

Section 16 reporting ended · disclosed 2020-11-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnote7,066,076 Last balance in matching sequence After 2020-11-24 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2020-11-23 · Sale · Disposed 420,000 · Balance 7,838,974

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 2 · 2020-11-23 · Sale · Disposed 150,000 · Balance 7,688,974

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 3 · 2020-11-24 · Sale · Disposed 272,898 · Balance 7,416,076

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Row 4 · 2020-11-24 · Sale · Disposed 350,000 · Balance 7,066,076

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15IndirectSee footnote7,248 Reported balance After 2020-11-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-11-23 · Sale · Disposed 7,248 · Balance 7,248

F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15IndirectSee footnote5,000 Reported balance After 2020-11-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-11-24 · Sale · Disposed 5,000 · Balance 5,000

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2021-01-15IndirectSee footnote3,078 Reported balance After 2020-11-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-11-24 · Sale · Disposed 3,078 · Balance 3,078

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.

F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.

F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.

F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.

Section 16 reporting ended · disclosed 2023-02-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Notes14,246,677 Reported balance After 2023-02-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-02-03 · Sale · Disposed 400,000 · Balance 14,246,677

F2: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 186,721 by Mudrick Opportunity Fund; 48,054 by Mudrick Drawdown Fund; and 165,225 by certain accounts managed by Mudrick Capital and shares held by Mudrick Capital Management, L.P. on behalf of Mudrick Stressed Credit Master Fund, L.P. (the "Managed Accounts" and together with Mudrick Drawdown Fund, Mudrick Drawdown Fund II, Mudrick Drawdown Fund II SC and the Mudrick Opportunity Fund, the "Mudrick Funds").

F3: The shares were sold within a range of $0.564 to $0.5875, inclusive.

F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Class A Common StockSEC Table I · non-derivativeIndirectSee Notes13,646,677 Reported balance After 2023-02-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-02-06 · Sale · Disposed 600,000 · Balance 13,646,677

F5: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 280,081 by Mudrick Opportunity Fund; 72,080 by Mudrick Drawdown Fund; and 247,839 by the Managed Accounts.

F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F6: The shares were sold within a range of $0.521 to $0.5553, inclusive.

F7: Represents the shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 6,370,296 by Mudrick Opportunity Fund; 1,639,427 by Mudrick Drawdown Fund; and 5,636,954 by the Managed Accounts.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Notes8,375,013 Reported balance After 2023-02-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-03 · Sale · Disposed 1,228,090 · Balance 8,375,013

F8: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 482,180 by Mudrick Opportunity Fund; 186,399 by Mudrick Drawdown Fund; 26,047 by Mudrick Drawdown Fund II; and 533,464 by the Managed Accounts.

F10: The warrants were sold within a range of $0.055 to $0.06, inclusive.

F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Notes3,575,013 Reported balance After 2023-02-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-02-06 · Sale · Disposed 4,800,000 · Balance 3,575,013

F11: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 1,884,606 by Mudrick Opportunity Fund; 728,541 by Mudrick Drawdown Fund; 101,802 by Mudrick Drawdown Fund II; and 2,085,051 by the Managed Accounts.

F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.

F12: Represents warrants to buy shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 1,403,644 by Mudrick Opportunity Fund; 542,614 by Mudrick Drawdown Fund; 75,822 by Mudrick Drawdown Fund II; and 1,552,933 by the Managed Accounts.

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").

F2: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 186,721 by Mudrick Opportunity Fund; 48,054 by Mudrick Drawdown Fund; and 165,225 by certain accounts managed by Mudrick Capital and shares held by Mudrick Capital Management, L.P. on behalf of Mudrick Stressed Credit Master Fund, L.P. (the "Managed Accounts" and together with Mudrick Drawdown Fund, Mudrick Drawdown Fund II, Mudrick Drawdown Fund II SC and the Mudrick Opportunity Fund, the "Mudrick Funds").

F3: The shares were sold within a range of $0.564 to $0.5875, inclusive.

F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F5: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 280,081 by Mudrick Opportunity Fund; 72,080 by Mudrick Drawdown Fund; and 247,839 by the Managed Accounts.

F6: The shares were sold within a range of $0.521 to $0.5553, inclusive.

F7: Represents the shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 6,370,296 by Mudrick Opportunity Fund; 1,639,427 by Mudrick Drawdown Fund; and 5,636,954 by the Managed Accounts.

F8: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 482,180 by Mudrick Opportunity Fund; 186,399 by Mudrick Drawdown Fund; 26,047 by Mudrick Drawdown Fund II; and 533,464 by the Managed Accounts.

F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.

F10: The warrants were sold within a range of $0.055 to $0.06, inclusive.

F11: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 1,884,606 by Mudrick Opportunity Fund; 728,541 by Mudrick Drawdown Fund; 101,802 by Mudrick Drawdown Fund II; and 2,085,051 by the Managed Accounts.

F12: Represents warrants to buy shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 1,403,644 by Mudrick Opportunity Fund; 542,614 by Mudrick Drawdown Fund; 75,822 by Mudrick Drawdown Fund II; and 1,552,933 by the Managed Accounts.

F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Section 16 reporting ended · disclosed 2022-08-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Notes3,440,354 Reported balance After 2022-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-08-08 · Sale · Disposed 41,958 · Balance 3,440,354

F3: Represents shares of Common Stock sold by the following entities: 12,534 by Mudrick Distressed Opportunity Fund Global, LP; 4,896 by Blackwell Partners LLC Series A; 6,454 by Boston Patriot Batterymarch St LLC; 1,238 by P Mudrick Ltd.; 5,659 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 10,778 by Verto Direct Opportunity II, LP; and 399 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4: The shares of Common Stock were sold in multiple transactions at prices ranging from $26.10 to $26.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5: Represents shares of Common Stock directly held following the sale as follows: 1,027,699 by Mudrick Distressed Opportunity Fund Global, LP; 401,471 by Blackwell Partners LLC Series A; 529,151 by Boston Patriot Batterymarch St LLC; 101,531 by P Mudrick Ltd.; 463,982 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 883,777 by Verto Direct Opportunity II, LP; and 32,743 by Verto Direct Opportunity GP, LLC.

F1: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick Ltd.. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick Ltd.. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

F3: Represents shares of Common Stock sold by the following entities: 12,534 by Mudrick Distressed Opportunity Fund Global, LP; 4,896 by Blackwell Partners LLC Series A; 6,454 by Boston Patriot Batterymarch St LLC; 1,238 by P Mudrick Ltd.; 5,659 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 10,778 by Verto Direct Opportunity II, LP; and 399 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4: The shares of Common Stock were sold in multiple transactions at prices ranging from $26.10 to $26.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5: Represents shares of Common Stock directly held following the sale as follows: 1,027,699 by Mudrick Distressed Opportunity Fund Global, LP; 401,471 by Blackwell Partners LLC Series A; 529,151 by Boston Patriot Batterymarch St LLC; 101,531 by P Mudrick Ltd.; 463,982 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 883,777 by Verto Direct Opportunity II, LP; and 32,743 by Verto Direct Opportunity GP, LLC.

Verso Corp

Report date February 22, 2018 · Filed February 26, 2018

Jointly reported with Mudrick Capital Management, L.P.

Section 16 reporting ended · disclosed 2018-02-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote3,276,437 Last balance in matching sequence After 2018-02-26 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2018-02-22 · Sale · Disposed 169,414 · Balance 3,476,437

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Row 2 · 2018-02-23 · Sale · Disposed 100,000 · Balance 3,376,437

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Row 3 · 2018-02-26 · Sale · Disposed 100,000 · Balance 3,276,437

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2022 Filed Mar 15, 2022 00:43 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 165,000 $29.08 $4,798,200.00
Disclosure

SEC source: 0001140361-22-009464 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 8,611,030

F8 · shares: Represents shares of Common Stock sold by the following entities: 49,289 by Mudrick Distressed Opportunity Fund Global, LP; 19,255 by Blackwell Partners LLC Series A; 25,379 by Boston Patriot Batterymarch St LLC; 4,869 by P Mudrick Ltd.; 22,252 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 42,386 by Verto Direct Opportunity II, LP; and 1,570 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F9 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $28.90 to $29.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F10 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,572,280 by Mudrick Distressed Opportunity Fund Global, LP; 1,004,858 by Blackwell Partners LLC Series A; 1,324,441 by Boston Patriot Batterymarch St LLC; 254,126 by P Mudrick LTD; 1,161,325 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,212,047 by Verto Direct Opportunity II, LP; and 81,953 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 00:43 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 25,000 $30.30 $757,500.00
Disclosure

SEC source: 0001140361-22-009464 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 8,776,030

F6 · shares: Represents shares of Common Stock sold by the following entities: 7,468 by Mudrick Distressed Opportunity Fund Global, LP; 2,917 by Blackwell Partners LLC Series A; 3,845 by Boston Patriot Batterymarch St LLC; 738 by P Mudrick Ltd.; 3,372 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,422 by Verto Direct Opportunity II, LP; and 238 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F7 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,621,569 by Mudrick Distressed Opportunity Fund Global, LP; 1,024,113 by Blackwell Partners LLC Series A; 1,349,820 by Boston Patriot Batterymarch St LLC; 258,995 by P Mudrick LTD; 1,183,577 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,254,433 by Verto Direct Opportunity II, LP; and 83,523 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:43 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 175,000 $29.61 $5,181,750.00
Disclosure

SEC source: 0001140361-22-009464 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 8,801,030

F3 · shares: Represents shares of Common Stock sold by the following entities: 52,276 by Mudrick Distressed Opportunity Fund Global, LP; 20,421 by Blackwell Partners LLC Series A; 26,916 by Boston Patriot Batterymarch St LLC; 5,165 by P Mudrick Ltd.; 23,601 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 44,955 by Verto Direct Opportunity II, LP; and 1,666 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.50 to $29.94, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,629,037 by Mudrick Distressed Opportunity Fund Global, LP; 1,027,030 by Blackwell Partners LLC Series A; 1,353,665 by Boston Patriot Batterymarch St LLC; 259,733 by P Mudrick LTD; 1,186,949 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,260,855 by Verto Direct Opportunity II, LP; and 83,761 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 00:33 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 10,000 $30.55 $305,500.00
Disclosure

SEC source: 0001140361-22-007389 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 8,976,030

F8 · shares: Represents shares of Common Stock sold by the following entities: 2,987 by Mudrick Distressed Opportunity Fund Global, LP; 1,167 by Blackwell Partners LLC Series A; 1,538 by Boston Patriot Batterymarch St LLC; 295 by P Mudrick Ltd.; 1,349 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,569 by Verto Direct Opportunity II, LP; and 95 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F9 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $30.50 to $30.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F10 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,681,313 by Mudrick Distressed Opportunity Fund Global, LP; 1,047,451 by Blackwell Partners LLC Series A; 1,380,581 by Boston Patriot Batterymarch St LLC; 264,898 by P Mudrick LTD; 1,210,550 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,305,810 by Verto Direct Opportunity II, LP; and 85,427 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 00:33 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 16,724 $30.49 $509,914.76
Disclosure

SEC source: 0001140361-22-007389 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 8,986,030

F5 · shares: Represents shares of Common Stock sold by the following entities: 4,996 by Mudrick Distressed Opportunity Fund Global, LP; 1,952 by Blackwell Partners LLC Series A; 2,572 by Boston Patriot Batterymarch St LLC; 494 by P Mudrick Ltd.; 2,255 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,296 by Verto Direct Opportunity II, LP; and 159 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F6 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $30.40 to $30.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F7 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,684,300 by Mudrick Distressed Opportunity Fund Global, LP; 1,048,618 by Blackwell Partners LLC Series A; 1,382,119 by Boston Patriot Batterymarch St LLC; 265,193 by P Mudrick LTD; 1,211,899 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,308,379 by Verto Direct Opportunity II, LP; and 85,522 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:33 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 179,063 $30.00 $5,371,890.00
Disclosure

SEC source: 0001140361-22-007389 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,002,754

F3 · shares: Represents shares of Common Stock sold by the following entities: 53,490 by Mudrick Distressed Opportunity Fund Global, LP; 20,896 by Blackwell Partners LLC Series A; 27,541 by Boston Patriot Batterymarch St LLC; 5,284 by P Mudrick Ltd.; 24,149 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 45,999 by Verto Direct Opportunity II, LP; and 1,704 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,689,296 by Mudrick Distressed Opportunity Fund Global, LP; 1,050,570 by Blackwell Partners LLC Series A; 1,384,691 by Boston Patriot Batterymarch St LLC; 265,687 by P Mudrick LTD; 1,214,154 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,312,675 by Verto Direct Opportunity II, LP; and 85,681 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 17, 2022 Filed Feb 19, 2022 00:46 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 1,606 $31.00 $49,786.00
Disclosure

SEC source: 0001140361-22-006197 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,181,817

F6 · shares: Represents shares of Common Stock sold by the following entities: 480 by Mudrick Distressed Opportunity Fund Global, LP; 187 by Blackwell Partners LLC Series A; 247 by Boston Patriot Batterymarch St LLC; 47 by P Mudrick Ltd.; 217 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 413 by Verto Direct Opportunity II, LP; and 15 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F7 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,742,786 by Mudrick Distressed Opportunity Fund Global, LP; 1,071,466 by Blackwell Partners LLC Series A; 1,412,232 by Boston Patriot Batterymarch St LLC; 270,971 by P Mudrick LTD; 1,238,303 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,358,674 by Verto Direct Opportunity II, LP; and 87,385 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 16, 2022 Filed Feb 19, 2022 00:46 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 7,430 $31.04 $230,627.20
Disclosure

SEC source: 0001140361-22-006197 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,183,423

F3 · shares: Represents shares of Common Stock sold by the following entities: 2,219 by Mudrick Distressed Opportunity Fund Global, LP; 867 by Blackwell Partners LLC Series A; 1,143 by Boston Patriot Batterymarch St LLC; 219 by P Mudrick Ltd.; 1,002 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,909 by Verto Direct Opportunity II, LP; and 71 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $31.00 to $31.20, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,743,266 by Mudrick Distressed Opportunity Fund Global, LP; 1,071,653 by Blackwell Partners LLC Series A; 1,412,479 by Boston Patriot Batterymarch St LLC; 271,018 by P Mudrick LTD; 1,238,520 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,359,087 by Verto Direct Opportunity II, LP; and 87,400 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 11, 2022 Filed Feb 12, 2022 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 176,819 $31.73 $5,610,466.87
Disclosure

SEC source: 0001140361-22-004977 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,190,853

F9 · shares: Represents shares of Common Stock sold by the following entities: 52,819 by Mudrick Distressed Opportunity Fund Global, LP; 20,634 by Blackwell Partners LLC Series A; 27,196 by Boston Patriot Batterymarch St LLC; 5,218 by P Mudrick Ltd.; 23,847 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 45,422 by Verto Direct Opportunity II, LP; and 1,683 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F10 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $31.70 to $32.07, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F11 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,745,485 by Mudrick Distressed Opportunity Fund Global, LP; 1,072,520 by Blackwell Partners LLC Series A; 1,413,622 by Boston Patriot Batterymarch St LLC; 271,237 by P Mudrick LTD; 1,239,522 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,360,996 by Verto Direct Opportunity II, LP; and 87,471 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 16,389 $32.03 $524,939.67
Disclosure

SEC source: 0001140361-22-004977 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,367,672

F6 · shares: Represents shares of Common Stock sold by the following entities: 4,896 by Mudrick Distressed Opportunity Fund Global, LP; 1,912 by Blackwell Partners LLC Series A; 2,521 by Boston Patriot Batterymarch St LLC; 484 by P Mudrick Ltd.; 2,210 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,210 by Verto Direct Opportunity II, LP; and 156 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F7 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 to $32.12, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F8 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,798,304 by Mudrick Distressed Opportunity Fund Global, LP; 1,093,154 by Blackwell Partners LLC Series A; 1,440,818 by Boston Patriot Batterymarch St LLC; 276,455 by P Mudrick LTD; 1,263,369 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,406,418 by Verto Direct Opportunity II, LP; and 89,154 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:26 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 103,277 $32.05 $3,310,027.85
Disclosure

SEC source: 0001140361-22-004977 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,384,061

F3 · shares: Represents shares of Common Stock sold by the following entities: 30,851 by Mudrick Distressed Opportunity Fund Global, LP; 12,052 by Blackwell Partners LLC Series A; 15,885 by Boston Patriot Batterymarch St LLC; 3,048 by P Mudrick Ltd.; 13,928 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 26,530 by Verto Direct Opportunity II, LP; and 983 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 to $32.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,803,200 by Mudrick Distressed Opportunity Fund Global, LP; 1,095,066 by Blackwell Partners LLC Series A; 1,443,339 by Boston Patriot Batterymarch St LLC; 276,939 by P Mudrick LTD; 1,265,579 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,410,628 by Verto Direct Opportunity II, LP; and 89,310 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 00:09 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 72,225 $32.24 $2,328,534.00
Disclosure

SEC source: 0001140361-22-003660 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,487,338

F9 · shares: Represents shares of Common Stock sold by the following entities: 21,575 by Mudrick Distressed Opportunity Fund Global, LP; 8,428 by Blackwell Partners LLC Series A; 11,109 by Boston Patriot Batterymarch St LLC; 2,131 by P Mudrick Ltd.; 9,741 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 18,554 by Verto Direct Opportunity II, LP; and 687 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F10 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.20 to $32.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F11 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,834,051 by Mudrick Distressed Opportunity Fund Global, LP; 1,107,118 by Blackwell Partners LLC Series A; 1,459,224 by Boston Patriot Batterymarch St LLC; 279,987 by P Mudrick LTD; 1,279,507 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,437,158 by Verto Direct Opportunity II, LP; and 90,293 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 00:09 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 60,000 $32.83 $1,969,800.00
Disclosure

SEC source: 0001140361-22-003660 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,559,563

F6 · shares: Represents shares of Common Stock sold by the following entities: 17,923 by Mudrick Distressed Opportunity Fund Global, LP; 7,002 by Blackwell Partners LLC Series A; 9,228 by Boston Patriot Batterymarch St LLC; 1,771 by P Mudrick Ltd.; 8,092 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 15,413 by Verto Direct Opportunity II, LP; and 571 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F7 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.70 to $33.03, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F8 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,855,626 by Mudrick Distressed Opportunity Fund Global, LP; 1,115,546 by Blackwell Partners LLC Series A; 1,470,333 by Boston Patriot Batterymarch St LLC; 282,118 by P Mudrick LTD; 1,289,248 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,455,712 by Verto Direct Opportunity II, LP; and 90,980 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:09 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 47,295 $32.25 $1,525,263.75
Disclosure

SEC source: 0001140361-22-003660 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,619,563

F3 · shares: Represents shares of Common Stock sold by the following entities: 14,128 by Mudrick Distressed Opportunity Fund Global, LP; 5,519 by Blackwell Partners LLC Series A; 7,274 by Boston Patriot Batterymarch St LLC; 1,396 by P Mudrick Ltd.; 6,379 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 12,149 by Verto Direct Opportunity II, LP; and 450 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 to $32.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,873,549 by Mudrick Distressed Opportunity Fund Global, LP; 1,122,548 by Blackwell Partners LLC Series A; 1,479,561 by Boston Patriot Batterymarch St LLC; 283,889 by P Mudrick LTD; 1,297,340 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,471,125 by Verto Direct Opportunity II, LP; and 91,551 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
January 12, 2022 Filed Jan 13, 2022 02:03 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 50,000 $35.50 $1,775,000.00
Disclosure

SEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,666,858

F10 · shares: Represents shares of Common Stock sold by the following entities: 14,936 by Mudrick Distressed Opportunity Fund Global, LP; 5,835 by Blackwell Partners LLC Series A; 7,690 by Boston Patriot Batterymarch St LLC; 1,476 by P Mudrick Ltd.; 6,743 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 12,844 by Verto Direct Opportunity II, LP; and 476 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F11 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,887,677 by Mudrick Distressed Opportunity Fund Global, LP; 1,128,067 by Blackwell Partners LLC Series A; 1,486,835 by Boston Patriot Batterymarch St LLC; 285,285 by P Mudrick LTD; 1,303,719 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,483,274 by Verto Direct Opportunity II, LP; and 92,001 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 02:03 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 8,848 $36.28 $321,005.44
Disclosure

SEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,716,858

F8 · shares: The shares of Common Stock were sold by Jason Mudrick in multiple transactions at prices ranging from $36.00 to $36.59, inclusive. Mr. Mudrick undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F8 · price: The shares of Common Stock were sold by Jason Mudrick in multiple transactions at prices ranging from $36.00 to $36.59, inclusive. Mr. Mudrick undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F9 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 2,902,613 by Mudrick Distressed Opportunity Fund Global, LP; 1,133,902 by Blackwell Partners LLC Series A; 1,494,525 by Boston Patriot Batterymarch St LLC; 286,761 by P Mudrick LTD; 1,310,462 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,496,118 by Verto Direct Opportunity II, LP; 92,477 by Verto Direct Opportunity GP, LLC; and 0 by Jason Mudrick.

F8 · ownership.direct: The shares of Common Stock were sold by Jason Mudrick in multiple transactions at prices ranging from $36.00 to $36.59, inclusive. Mr. Mudrick undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 02:03 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 5,091 $36.55 $186,076.05
Disclosure

SEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,725,706

F5 · shares: Represents shares of Common Stock sold by the following entities: 1,521 by Mudrick Distressed Opportunity Fund Global, LP; 594 by Blackwell Partners LLC Series A; 783 by Boston Patriot Batterymarch St LLC; 150 by P Mudrick Ltd.; 687 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,308 by Verto Direct Opportunity II, LP; and 48 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F6 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $36.55 to $36.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

F7 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,902,613 by Mudrick Distressed Opportunity Fund Global, LP; 1,133,902 by Blackwell Partners LLC Series A; 1,494,525 by Boston Patriot Batterymarch St LLC; 286,761 by P Mudrick LTD; 1,310,462 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,496,118 by Verto Direct Opportunity II, LP; 92,477 by Verto Direct Opportunity GP, LLC; and 8,848 by Jason Mudrick.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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January 10, 2022 Filed Jan 13, 2022 02:03 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 50,000 $36.00 $1,800,000.00
Disclosure

SEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · 10% owner · Former Director

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director

Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 9,730,797

F3 · shares: Represents shares of Common Stock sold by the following entities: 14,423 by Mudrick Distressed Opportunity Fund Global, LP; 5,635 by Blackwell Partners LLC Series A; 7,427 by Boston Patriot Batterymarch St LLC; 1,425 by P Mudrick Ltd.; 6,512 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 12,404 by Verto Direct Opportunity II, LP; 460 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale); 683 by Mudrick Distressed Opportunity Specialty Fund, LP; and 1,031 by Mudrick Distressed Opportunity Drawdown Fund, LP.

F4 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,904,134 by Mudrick Distressed Opportunity Fund Global, LP; 1,134,496 by Blackwell Partners LLC Series A; 1,495,308 by Boston Patriot Batterymarch St LLC; 286,911 by P Mudrick LTD; 1,311,149 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,497,426 by Verto Direct Opportunity II, LP; 92,525 by Verto Direct Opportunity GP, LLC; 0 by Mudrick Distressed Opportunity Specialty Fund, LP; 0 by Mudrick Distressed Opportunity Drawdown Fund, LP; and 8,848 by Jason Mudrick.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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December 30, 2021 Filed Jan 4, 2022 18:03 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleWarrants · Derivative 14,722 $0.05 Strike: $11.50 $736.10
Disclosure

SEC source: 0001104659-22-001040 · tm221525-1_4seq1.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 10,086,307

Underlying: Class A Common Stock · 14,722 shares

Expires not disclosed

F2 · shares: Sold by Mudrick Senior Secured Fund.

F6 · price: The price represents the weighted average price of the warrants sold. The warrants were sold within a range of $0.05 to $0.06, inclusive. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of warrants sold at each separate price within the range.

F5 · derivative.expiration_date: These warrants expire May 29, 2025 or earlier upon their redemption or the liquidation by the Issuer. These warrants to buy shares of Class A Common Stock may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders; however, for so long as the Sponsor (or a permitted transferee under the applicable warrant agreement) continues to hold the warrants, the warrants may not be redeemed.

F7 · balance_after: Represents warrants to purchase shares of Class A Common Stock directly held as follows: 3,960,148 by Mudrick Opportunity Fund; 1,530,893 by Mudrick Drawdown Fund; 0 by Mudrick Senior Secured Fund; 213,920 by Mudrick Drawdown Fund II; and 4,381,346 by the Managed Accounts.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Senior Secured Fund Global, L.P. ("Mudrick Senior Secured Fund"); and Mudrick Senior Secured Fund GP, LLC ("Mudrick Senior Secured Fund GP").

F8 · ownership.nature: Mudrick Capital is the investment manager of each of the Mudrick Funds, and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown Fund GP"), the general partner of Mudrick Drawdown Fund, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), the general partner of Mudrick Drawdown Fund II, and Mudrick Drawdown Fund II SC, Mudrick Senior Secured Fund GP, the general partner of Mudrick Senior Secured Fund, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F9 · ownership.nature: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II, Mudrick Senior Secured Fund GP may be deemed to beneficially own the securities owned by Mudrick Senior Secured Fund, and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

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December 30, 2021 Filed Jan 4, 2022 18:03 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 34,410 $0.62 $21,334.20
Disclosure

SEC source: 0001104659-22-001040 · tm221525-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,394,846

F2 · shares: Sold by Mudrick Senior Secured Fund.

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $0.62 to $0.66, inclusive. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Represents 24,394,846 shares of Class A Common Stock directly held as follows: 22,473 by Mudrick Capital; 10,079,998 by Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund"); 2,594,137 by Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); 2,156,395 by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"); 622,249 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"); 0 by Mudrick Distressed Senior Secured Fund; and 8,919,594 by certain accounts managed by Mudrick Capital (the "Managed Accounts").

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Senior Secured Fund Global, L.P. ("Mudrick Senior Secured Fund"); and Mudrick Senior Secured Fund GP, LLC ("Mudrick Senior Secured Fund GP").

F8 · ownership.nature: Mudrick Capital is the investment manager of each of the Mudrick Funds, and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown Fund GP"), the general partner of Mudrick Drawdown Fund, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), the general partner of Mudrick Drawdown Fund II, and Mudrick Drawdown Fund II SC, Mudrick Senior Secured Fund GP, the general partner of Mudrick Senior Secured Fund, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F9 · ownership.nature: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II, Mudrick Senior Secured Fund GP may be deemed to beneficially own the securities owned by Mudrick Senior Secured Fund, and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 02:34 UTC Thryv Holdings, Inc. THRY · Entity 6909 Exercise / conversionStock Options (right to buy) · Derivative 13,889 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001140361-21-042494 · form4.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,889 shares

Expires 2026-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable in four equal installments on the anniversary of the grant date on October 15, 2020. The unvested options expired in accordance with their terms in connection with Mr. Mudrick's departure from the board of directors of the Issuer.

F4 · balance_after: Exercisable in four equal installments on the anniversary of the grant date on October 15, 2020. The unvested options expired in accordance with their terms in connection with Mr. Mudrick's departure from the board of directors of the Issuer.

F3 · ownership.direct: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 02:34 UTC Thryv Holdings, Inc. THRY · Entity 6909 Tax withholdingCommon Stock 5,041 $38.08 $191,961.28
Disclosure

SEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780,797

F3 · shares: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

F3 · price: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

F3 · ownership.direct: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 02:34 UTC Thryv Holdings, Inc. THRY · Entity 6909 Exercise / conversionCommon Stock 13,889 $13.82 $191,945.98
Disclosure

SEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,785,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

F3 · price: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

F3 · ownership.direct: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:34 UTC Thryv Holdings, Inc. THRY · Entity 6909 Exercise / conversionStock Options (right to buy) · Derivative 20,242 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001140361-21-042494 · form4.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 20,242 shares

Expires 2026-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP.

F5 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:34 UTC Thryv Holdings, Inc. THRY · Entity 6909 Tax withholdingCommon Stock 2,091 $35.66 $74,565.06
Disclosure

SEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,771,949

F2 · shares: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP.

F2 · price: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP.

F2 · balance_after: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F5 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:34 UTC Thryv Holdings, Inc. THRY · Entity 6909 Exercise / conversionCommon Stock 20,242 $3.68 $74,490.56
Disclosure

SEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,774,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F5 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:22 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 45,000 $35.50 $1,597,500.00
Disclosure

SEC source: 0001140361-21-038363 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 9,753,798

F3 · shares: Represents shares of Common Stock sold by the following entities: 13,429 by Mudrick Distressed Opportunity Fund Global, L.P.; 5,251 by Blackwell Partners LLC Series A; 6,923 by Boston Patriot Batterymarch St LLC; 1,310 by P Mudrick Ltd.; 6,079 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 11,579 by Verto Direct Opportunity II, LP; and 429 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 2,910,633 by Mudrick Distressed Opportunity Fund Global, LP; 1,138,163 by Blackwell Partners LLC Series A; 1,500,490 by Boston Patriot Batterymarch St LLC; 284,036 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; and 92,985 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:16 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Exercise / conversionRestricted Stock Units · Derivative 10,095 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F2 · derivative.exercise_date: Represents the conversion of vested Restricted Stock Units ("RSUs") previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F2 · derivative.expiration_date: Represents the conversion of vested Restricted Stock Units ("RSUs") previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

F7 · ownership.nature: David Kirsch, a Managing Director and Senior Analyst at Mudrick Capital, served as a director on the Board of Directors of the Issuer until his resignation on November 9, 2021.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:16 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Exercise / conversionRestricted Stock Units · Derivative 2,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F3 · derivative.exercise_date: Represents the conversion of vested RSUs previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F3 · derivative.expiration_date: Represents the conversion of vested RSUs previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

F7 · ownership.nature: David Kirsch, a Managing Director and Senior Analyst at Mudrick Capital, served as a director on the Board of Directors of the Issuer until his resignation on November 9, 2021.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:16 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Exercise / conversionRestricted Stock Units · Derivative 10,135 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · derivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F4 · derivative.exercise_date: Represents the conversion of vested RSUs previously granted by the Issuer on May 24, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the award agreement.

F4 · derivative.expiration_date: Represents the conversion of vested RSUs previously granted by the Issuer on May 24, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

F7 · ownership.nature: David Kirsch, a Managing Director and Senior Analyst at Mudrick Capital, served as a director on the Board of Directors of the Issuer until his resignation on November 9, 2021.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:16 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Exercise / conversionClass A Common Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,429,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the conversion of vested RSUs previously granted by the Issuer on May 24, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the award agreement.

F5 · balance_after: Represents 24,429,256 shares of Class A Common Stock held as follows: 22,473 by Mudrick Capital; 10,079,998 by Mudrick Distressed Opportunity Fund Global, L.P.; 2,594,137 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; 2,156,395 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 622,249 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.; 34,410 by Mudrick Distressed Senior Secured Fund Global, L.P.; and 8,919,594 by certain accounts managed by Mudrick Capital.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:16 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Exercise / conversionClass A Common Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,419,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the conversion of vested RSUs previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:16 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 Exercise / conversionClass A Common Stock 10,095 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,416,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion of vested Restricted Stock Units ("RSUs") previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 740,101 $28.80 $21,314,908.80
Disclosure

SEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 9,798,798

F12 · shares: Represents shares of Common Stock sold by the following entities: 220,853 by Mudrick Distressed Opportunity Fund Global, L.P.; 86,361 by Blackwell Partners LLC Series A; 113,855 by Boston Patriot Batterymarch St LLC; 21,552 by P Mudrick Ltd.; 99,983 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 190,442 by Verto Direct Opportunity II, LP; and 7,055 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F13 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $28.56 to $29.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

F14 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 2,924,062 by Mudrick Distressed Opportunity Fund Global, LP; 1,143,414 by Blackwell Partners LLC Series A; 1,507,413 by Boston Patriot Batterymarch St LLC; 285,346 by P Mudrick LTD; 1,323,740 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,521,409 by Verto Direct Opportunity II, LP; and 93,414 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 96,699 $29.23 $2,826,511.77
Disclosure

SEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 10,538,899

F9 · shares: Represents shares of Common Stock sold by the following entities: 28,856 by Mudrick Distressed Opportunity Fund Global, L.P.; 11,284 by Blackwell Partners LLC Series A; 14,876 by Boston Patriot Batterymarch St LLC; 2,816 by P Mudrick Ltd.; 13,063 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 24,882 by Verto Direct Opportunity II, LP; and 922 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F10 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.01 to $29.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

F11 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 3,144,915 by Mudrick Distressed Opportunity Fund Global, LP; 1,229,775 by Blackwell Partners LLC Series A; 1,621,268 by Boston Patriot Batterymarch St LLC; 306,268 by P Mudrick LTD; 1,423,723 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,711,851 by Verto Direct Opportunity II, LP; and 100,469 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
September 16, 2021 Filed Sep 18, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 95,916 $29.59 $2,838,154.44
Disclosure

SEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 10,635,598

F6 · shares: Represents shares of Common Stock sold by the following entities: 28,622 by Mudrick Distressed Opportunity Fund Global, L.P.; 11,192 by Blackwell Partners LLC Series A; 14,756 by Boston Patriot Batterymarch St LLC; 2,793 by P Mudrick Ltd.; 12,958 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 24,681 by Verto Direct Opportunity II, LP; and 914 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F7 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.25 to $30.07, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

F8 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 3,173,771 by Mudrick Distressed Opportunity Fund Global, LP; 1,241,059 by Blackwell Partners LLC Series A; 1,636,144 by Boston Patriot Batterymarch St LLC; 309,714 by P Mudrick LTD; 1,436,786 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,736,733 by Verto Direct Opportunity II, LP; and 101,391 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 349,332 $29.44 $10,284,334.08
Disclosure

SEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 10,731,514

F3 · shares: Represents shares of Common Stock sold by the following entities: 104,244 by Mudrick Distressed Opportunity Fund Global, L.P.; 40,764 by Blackwell Partners LLC Series A; 53,740 by Boston Patriot Batterymarch St LLC; 10,173 by P Mudrick Ltd.; 47,192 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 89,889 by Verto Direct Opportunity II, LP; and 3,330 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.17 to $30.16, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

F5 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 3,202,393 by Mudrick Distressed Opportunity Fund Global, LP; 1,252,251 by Blackwell Partners LLC Series A; 1,650,900 by Boston Patriot Batterymarch St LLC; 312,507 by P Mudrick LTD; 1,449,744 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,761,414 by Verto Direct Opportunity II, LP; and 102,305 by Verto Direct Opportunity GP, LLC.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 23:17 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 917,000 $31.23 $28,637,910.00
Disclosure

SEC source: 0001140361-21-030420 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 11,080,846

F3 · shares: Represents shares of Common Stock sold by the following entities: 273,642 by Mudrick Distressed Opportunity Fund Global, L.P.; 107,004 by Blackwell Partners LLC Series A; 26,704 by P Mudrick Ltd.; 123,879 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 235,961 by Verto Direct Opportunity II, LP; 141,068 by Boston Patriot Batterymarch St LLC; and 8,742 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,293,015 by Blackwell Partners LLC Series A; 1,704,640 by Boston Patriot Batterymarch St LLC; 1,496,936 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,306,637 by Mudrick Distressed Opportunity Fund Global, LP; 322,680 by P Mudrick LTD; 105,635 by Verto Direct Opportunity GP, LLC; and 2,851,303 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

Read SEC document
August 26, 2021 Filed Aug 31, 2021 00:40 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 307,265 $30.00 $9,217,950.00
Disclosure

SEC source: 0001140361-21-029784 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 11,997,846

F3 · shares: Represents shares of Common Stock sold by the following entities: 91,691 by Mudrick Distressed Opportunity Fund Global, L.P.; 35,854 by Blackwell Partners LLC Series A; 8,948 by P Mudrick Ltd.; 41,509 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 79,065 by Verto Direct Opportunity II, LP; 47,269 by Boston Patriot Batterymarch St LLC; and 2,929 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,400,019 by Blackwell Partners LLC Series A; 1,845,708 by Boston Patriot Batterymarch St LLC; 1,620,815 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,580,279 by Mudrick Distressed Opportunity Fund Global, LP; 349,384 by P Mudrick LTD; 114,377 by Verto Direct Opportunity GP, LLC; and 3,087,264 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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August 24, 2021 Filed Aug 26, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 1,830 $31.80 $58,194.00
Disclosure

SEC source: 0001140361-21-029395 · form4.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,305,111

F8 · shares: Represents shares of Common Stock sold by the following entities: 546 by Mudrick Distressed Opportunity Fund Global, L.P.; 214 by Blackwell Partners LLC Series A; 53 by P Mudrick Ltd.; 247 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 471 by Verto Direct Opportunity II, LP; 282 by Boston Patriot Batterymarch St LLC; and 17 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F9 · price: The Common Stock was sold in multiple transactions at prices ranging from $31.71 to $32.05, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F10 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,435,873 by Blackwell Partners LLC Series A; 1,892,977 by Boston Patriot Batterymarch St LLC; 1,662,324 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,671,970 by Mudrick Distressed Opportunity Fund Global, LP; 358,332 by P Mudrick LTD; 117,306 by Verto Direct Opportunity GP, LLC; and 3,166,329 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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August 24, 2021 Filed Aug 26, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 163,170 $31.00 $5,058,270.00
Disclosure

SEC source: 0001140361-21-029395 · form4.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,306,941

F5 · shares: Represents shares of Common Stock sold by the following entities: 48,691 by Mudrick Distressed Opportunity Fund Global, L.P.; 19,040 by Blackwell Partners LLC Series A; 4,752 by P Mudrick Ltd.; 22,043 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 41,987 by Verto Direct Opportunity II, LP; 25,101 by Boston Patriot Batterymarch St LLC; and 1,556 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $30.98 to $31.43, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.

F7 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,436,087 by Blackwell Partners LLC Series A; 1,893,258 by Boston Patriot Batterymarch St LLC; 1,662,571 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,672,516 by Mudrick Distressed Opportunity Fund Global, LP; 358,385 by P Mudrick LTD; 117,323 by Verto Direct Opportunity GP, LLC; and 3,166,800 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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August 23, 2021 Filed Aug 26, 2021 01:28 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 170,000 $30.54 $5,191,800.00
Disclosure

SEC source: 0001140361-21-029395 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,470,111

F3 · shares: Represents shares of Common Stock sold by the following entities: 50,730 by Mudrick Distressed Opportunity Fund Global, L.P.; 19,837 by Blackwell Partners LLC Series A; 4,950 by P Mudrick Ltd.; 22,966 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 43,744 by Verto Direct Opportunity II, LP; 26,152 by Boston Patriot Batterymarch St LLC; and 1,621 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,455,127 by Blackwell Partners LLC Series A; 1,918,360 by Boston Patriot Batterymarch St LLC; 1,684,614 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,721,207 by Mudrick Distressed Opportunity Fund Global, LP; 363,137 by P Mudrick LTD; 118,879 by Verto Direct Opportunity GP, LLC; and 3,208,787 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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August 16, 2021 Filed Aug 19, 2021 00:29 UTC Thryv Holdings, Inc. THRY · Entity 6909 SaleCommon Stock 250,000 $31.85 $7,962,500.00
Disclosure

SEC source: 0001140361-21-028814 · form4.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 12,640,111

F3 · shares: Represents shares of Common Stock sold by the following entities: 74,603 by Mudrick Distressed Opportunity Fund Global, L.P.; 29,172 by Blackwell Partners LLC Series A; 7,280 by P Mudrick Ltd.; 33,773 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 64,330 by Verto Direct Opportunity II, LP; 38,459 by Boston Patriot Batterymarch St LLC; and 2,383 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).

F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,474,964 by Blackwell Partners LLC Series A; 1,944,512 by Boston Patriot Batterymarch St LLC; 1,707,580 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,771,937 by Mudrick Distressed Opportunity Fund Global, LP; 368,087 by P Mudrick LTD; 120,500 by Verto Direct Opportunity GP, LLC; and 3,252,531 by Verto Direct Opportunity II, LP.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.

F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleWarrants · Derivative 263,242 $0.40 Strike: $11.50 $105,296.80
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · derivative · entry 7

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 10,101,029

Underlying: Class A Common Stock · 10,101,029 shares

Expires not disclosed

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleWarrants · Derivative 131,621 $0.40 Strike: $11.50 $52,648.40
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 10,364,271

Underlying: Class A Common Stock · 10,364,271 shares

Expires not disclosed

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 459,695 $3.50 $1,608,932.50
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,406,783

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 200,000 $3.50 $700,000.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,866,478

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 7,500 $3.50 $26,250.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,066,478

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 55,000 $3.50 $192,500.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,073,978

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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June 08, 2021 Filed Jun 10, 2021 23:10 UTC HYCROFT MINING HOLDING CORP HYMC · Entity 2340 SaleClass A Common Stock 55,000 $3.50 $192,500.00
Disclosure

SEC source: 0001104659-21-079618 · tm2119360-2_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 25,128,978

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.