Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Getaround, IncGETR · Entity 36866 | 10% owner | June 16, 2026 | June 18, 2026 |
| Mudrick Capital Acquisition Corp. IIMUDSU · Entity 127567 | 10% owner | December 07, 2020 | December 08, 2020 |
| Quorum Health CorpQHC · Entity 149783 | 10% owner | April 08, 2020 | April 17, 2020 |
| Vroom, Inc.VRM · Entity 7212 | Director · 10% owner | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Getaround, Inc
Report date June 16, 2026 · Filed June 18, 2026
Jointly reported with Mudrick Capital Management, L.P., Mudrick Capital Management LLC, Mudrick Distressed Opportunity Fund Global, LP, Mudrick GP, LLC, Mudrick Distressed Opportunity Drawdown Fund II, L.P., Mudrick Distressed Opportunity Drawdown Fund II SC, L.P., Mudrick Distressed Opportunity Drawdown Fund II GP, LLC, Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P., Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 100,266,156 |
Reported balance
After 2026-06-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-16 · Conversion · Acquired 100,000,000 · Balance 100,266,156 F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable. F6: Represents shares of common stock directly held following the conversion of the convertible notes reported in this Form 4 as follows:141,940,459 by Global LP; 163,489,467 by Drawdown II; 15,991,834 by Drawdown II SC; 33,835,724 by SIF; 87,783,248 by MSC; 27,725,104 by Co-Invest; 41,049,802 by DISL; and 358,563,354 by certain affiliated funds managed by MCM. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP"). F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest. F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 | IndirectSee Notes | 870,378,992 |
Reported balance
After 2026-06-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-16 · Conversion · Disposed 100,000,000 · Balance 870,378,992 F2: The Subscription Agreement between MCM and the Issuer, dated as of September 8, 2023 (the "Subscription Agreement"), among other things, provided for the automatic adjustment of the Conversion Rate (as defined in the Convertible Notes Indenture) of the convertible notes originally issued on December 8, 2022 to $0.25 per share when the Issuer did not satisfy certain requirements by January 31, 2024, (the "Automatic Adjustment"). F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable. F5: Not applicable. F4: The convertible notes were immediately exercisable upon issuance and will mature on December 8, 2027, unless earlier converted, redeemed or repurchased. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP"). F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest. F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"), Mudrick Stressed Credit Master Fund, L.P. ("MSC"), Mudrick Stressed Credit Fund GP, LLC ("MSC GP"), Mudrick Opportunity Co-Investment Fund, LP ("Co-Invest"), Mudrick Opportunity Co-Investment Fund GP, LLC ("Co-Invest GP").
F2: The Subscription Agreement between MCM and the Issuer, dated as of September 8, 2023 (the "Subscription Agreement"), among other things, provided for the automatic adjustment of the Conversion Rate (as defined in the Convertible Notes Indenture) of the convertible notes originally issued on December 8, 2022 to $0.25 per share when the Issuer did not satisfy certain requirements by January 31, 2024, (the "Automatic Adjustment").
F3: The amount of securities reported in this Form 4 reflects the Automatic Adjustment, the Issuer's reverse stock split on July 31, 2024 and applicable adjustments in accordance with the notes indenture, where applicable.
F4: The convertible notes were immediately exercisable upon issuance and will mature on December 8, 2027, unless earlier converted, redeemed or repurchased.
F5: Not applicable.
F6: Represents shares of common stock directly held following the conversion of the convertible notes reported in this Form 4 as follows:141,940,459 by Global LP; 163,489,467 by Drawdown II; 15,991,834 by Drawdown II SC; 33,835,724 by SIF; 87,783,248 by MSC; 27,725,104 by Co-Invest; 41,049,802 by DISL; and 358,563,354 by certain affiliated funds managed by MCM.
F7: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF. MSC GP is the general partner of MSC and may be deemed to beneficially own the securities of the Issuer directly held by MSC. Co-Invest GP is the general partner of Co-Invest and may be deemed to beneficially own the securities of the Issuer directly held by Co-Invest.
F8: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, MCM GP, DISL GP, SIF GP, MSC GP and Co-Invest GP. Each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, DISL, SIF, MSC, Co-Invest and certain accounts managed by MCM.
F9: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.
Mudrick Capital Acquisition Corp. II
Report date December 07, 2020 · Filed December 08, 2020
Jointly reported with Mudrick Capital Acquisition Holdings II LLC, Mudrick Capital Management, L.P., Mudrick Capital Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249402) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: These shares represent Class B common stock held by Mudrick Capital Acquisition Holdings II LLC, acquired pursuant to a subscription agreement by and between Mudrick Capital Acquisition Holdings II LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,031,250 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: Mudrick Capital Management, L.P. is the managing member of Mudrick Capital Acquisition Holdings II LLC and has voting and investment discretion with respect to the securities held by Mudrick Capital Acquisition Holdings II LLC. Jason Mudrick is the sole member of Mudrick Capital Management, LLC, the general partner of Mudrick Capital Management, L.P. As such, Mudrick Capital Management, L.P., Mudrick Capital Management, LLC and Jason Mudrick may be deemed to have beneficial ownership of the common stock held directly by Mudrick Capital Acquisition Holdings II LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249402) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: These shares represent Class B common stock held by Mudrick Capital Acquisition Holdings II LLC, acquired pursuant to a subscription agreement by and between Mudrick Capital Acquisition Holdings II LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,031,250 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: Mudrick Capital Management, L.P. is the managing member of Mudrick Capital Acquisition Holdings II LLC and has voting and investment discretion with respect to the securities held by Mudrick Capital Acquisition Holdings II LLC. Jason Mudrick is the sole member of Mudrick Capital Management, LLC, the general partner of Mudrick Capital Management, L.P. As such, Mudrick Capital Management, L.P., Mudrick Capital Management, LLC and Jason Mudrick may be deemed to have beneficial ownership of the common stock held directly by Mudrick Capital Acquisition Holdings II LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Quorum Health Corp
Report date April 08, 2020 · Filed April 17, 2020
Jointly reported with Mudrick Capital Management, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectMudrick Capital Management, L.P. | 4,771,592 |
Reported balance
Holding disclosure · report date 2020-04-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,771,592 F1: This Form 3 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Mudrick GP, Drawdown II LP, Global LP and certain managed accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Mudrick GP, Drawdown II LP, Global LP and certain managed accounts.
Vroom, Inc.
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with Mudrick Capital Management, L.P., Mudrick Capital Management LLC, Mudrick Distressed Opportunity Drawdown Fund III, L.P., Mudrick Distressed Opportunity Drawdown Fund III GP, LLC, Pietroforte Matthew, Mudrick Distressed Opportunity Drawdown Fund II SC, L.P., Mudrick Distressed Opportunity Drawdown Fund II GP, LLC, Mudrick Distressed Opportunity Drawdown Fund II, L.P., Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2032-06-30 | IndirectSee Notes | Not disclosed |
Reported balance
After 2026-08-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-13 · Purchase · Acquired Not disclosed · Balance Not disclosed F4: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note. F5: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM. F2: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. F3: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. F6: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.
F2: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.
F3: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.
F4: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.
F5: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.
F6: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMC ENTERTAINMENT HOLDINGS, INC.
Report date December 22, 2020 · Filed December 28, 2020
Jointly reported with Mudrick Capital Management, L.P., Mudrick Capital Management LLC
Section 16 reporting ended · disclosed 2020-12-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee notes | 13,934,548 |
Reported balance
After 2020-12-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-22 · Sale · Disposed 1,000,000 · Balance 13,934,548 F3: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote. F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick"). F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee notes | 12,934,548 |
Reported balance
After 2020-12-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-12-23 · Sale · Disposed 1,000,000 · Balance 12,934,548 F4: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote. F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick"). F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee notes | 12,684,548 |
Reported balance
After 2020-12-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-12-24 · Sale · Disposed 250,000 · Balance 12,684,548 F5: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote. F6: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer. F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick"). F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by the following Reporting Persons: Mudrick Capital Management, LLC ("MCM GP"), Mudrick Capital Management, L.P. ("MCM") and Jason Mudrick ("Mr. Mudrick").
F2: Mr. Mudrick is the sole member of MCM GP, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick Distressed Senior Secured Fund Global, L.P. ("Senior Secured LP"), Blackwell Partners LLC - Series A ("Blackwell"), Boston Patriot Batterymarch St LLC ("Batterymarch"), Boston Patriot Newbury St LLC ("Newbury") and Mercer QIF Fund PLC ("Mercer"). Each Reporting Person and each of the foregoing entities disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.
F3: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.54 to $2.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.56 to $2.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.
F5: The price reported is a weighted average price. The Class A Common Stock was disposed of in multiple transactions at prices ranging from $2.49 to $2.58, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in this footnote.
F6: Consists of shares of Class A Common Stock held by the following entities following the transactions reported on this Form 4: 5,080,728 held by Global LP; 1,433,601 shares held by Blackwell; 2,104,565 shares held by Batterymarch; 2,509,390 shares held by Drawdown II LP; 760,661 shares held by Drawdown II SC LP; 86,566 shares held by Senior Secured LP; 428,132 shares held by Newbury; and 280,905 shares held by Mercer.
Gogo Inc.
Report date November 23, 2020 · Filed November 25, 2020
Jointly reported with Mudrick Capital Management, L.P., Mudrick Distressed Opportunity Specialty Fund, L.P., Mudrick Distressed Opportunity Drawdown Fund II, L.P., Mudrick Distressed Opportunity Fund Global, LP, Mudrick GP, LLC, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC, Mudrick Capital Management LLC
Section 16 reporting ended · disclosed 2020-11-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 7,066,076 |
Last balance in matching sequence
After 2020-11-24 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-11-23 · Sale · Disposed 420,000 · Balance 7,838,974 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Row 2 · 2020-11-23 · Sale · Disposed 150,000 · Balance 7,688,974 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Row 3 · 2020-11-24 · Sale · Disposed 272,898 · Balance 7,416,076 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Row 4 · 2020-11-24 · Sale · Disposed 350,000 · Balance 7,066,076 F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
| Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15 | IndirectSee footnote | 7,248 |
Reported balance
After 2020-11-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-11-23 · Sale · Disposed 7,248 · Balance 7,248 F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
| Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-01-15 | IndirectSee footnote | 5,000 |
Reported balance
After 2020-11-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-11-24 · Sale · Disposed 5,000 · Balance 5,000 F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
| Call Options (obligation to sell at purchaser's option)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2021-01-15 | IndirectSee footnote | 3,078 |
Reported balance
After 2020-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-11-24 · Sale · Disposed 3,078 · Balance 3,078 F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts.
F3: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
F5: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition.
F6: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition.
HYCROFT MINING HOLDING CORP
Report date February 03, 2023 · Filed February 06, 2023
Jointly reported with Mudrick Capital Management, L.P., Mudrick Capital Management LLC, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC, Mudrick Distressed Opportunity Drawdown Fund II, L.P., Mudrick Distressed Opportunity Drawdown Fund II SC, L.P., Mudrick Distressed Opportunity Fund Global, LP, Mudrick GP, LLC, Mudrick Distressed Opportunity Drawdown Fund GP, LLC, Mudrick Distressed Opportunity Drawdown Fund, L.P.
Section 16 reporting ended · disclosed 2023-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 14,246,677 |
Reported balance
After 2023-02-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-02-03 · Sale · Disposed 400,000 · Balance 14,246,677 F2: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 186,721 by Mudrick Opportunity Fund; 48,054 by Mudrick Drawdown Fund; and 165,225 by certain accounts managed by Mudrick Capital and shares held by Mudrick Capital Management, L.P. on behalf of Mudrick Stressed Credit Master Fund, L.P. (the "Managed Accounts" and together with Mudrick Drawdown Fund, Mudrick Drawdown Fund II, Mudrick Drawdown Fund II SC and the Mudrick Opportunity Fund, the "Mudrick Funds"). F3: The shares were sold within a range of $0.564 to $0.5875, inclusive. F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP"). F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund. F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund. F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 13,646,677 |
Reported balance
After 2023-02-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-02-06 · Sale · Disposed 600,000 · Balance 13,646,677 F5: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 280,081 by Mudrick Opportunity Fund; 72,080 by Mudrick Drawdown Fund; and 247,839 by the Managed Accounts. F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F6: The shares were sold within a range of $0.521 to $0.5553, inclusive. F7: Represents the shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 6,370,296 by Mudrick Opportunity Fund; 1,639,427 by Mudrick Drawdown Fund; and 5,636,954 by the Managed Accounts. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP"). F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund. F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund. F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Notes | 8,375,013 |
Reported balance
After 2023-02-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-03 · Sale · Disposed 1,228,090 · Balance 8,375,013 F8: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 482,180 by Mudrick Opportunity Fund; 186,399 by Mudrick Drawdown Fund; 26,047 by Mudrick Drawdown Fund II; and 533,464 by the Managed Accounts. F10: The warrants were sold within a range of $0.055 to $0.06, inclusive. F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP"). F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund. F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund. F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Notes | 3,575,013 |
Reported balance
After 2023-02-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-06 · Sale · Disposed 4,800,000 · Balance 3,575,013 F11: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 1,884,606 by Mudrick Opportunity Fund; 728,541 by Mudrick Drawdown Fund; 101,802 by Mudrick Drawdown Fund II; and 2,085,051 by the Managed Accounts. F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. F12: Represents warrants to buy shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 1,403,644 by Mudrick Opportunity Fund; 542,614 by Mudrick Drawdown Fund; 75,822 by Mudrick Drawdown Fund II; and 1,552,933 by the Managed Accounts. F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP"). F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund. F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund. F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown GP"); Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"), Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund") and Mudrick GP, LLC ("Mudrick GP").
F2: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 186,721 by Mudrick Opportunity Fund; 48,054 by Mudrick Drawdown Fund; and 165,225 by certain accounts managed by Mudrick Capital and shares held by Mudrick Capital Management, L.P. on behalf of Mudrick Stressed Credit Master Fund, L.P. (the "Managed Accounts" and together with Mudrick Drawdown Fund, Mudrick Drawdown Fund II, Mudrick Drawdown Fund II SC and the Mudrick Opportunity Fund, the "Mudrick Funds").
F3: The shares were sold within a range of $0.564 to $0.5875, inclusive.
F4: The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.
F5: Represents the sale of shares of the Issuer's Class A Common Stock as follows: 280,081 by Mudrick Opportunity Fund; 72,080 by Mudrick Drawdown Fund; and 247,839 by the Managed Accounts.
F6: The shares were sold within a range of $0.521 to $0.5553, inclusive.
F7: Represents the shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 6,370,296 by Mudrick Opportunity Fund; 1,639,427 by Mudrick Drawdown Fund; and 5,636,954 by the Managed Accounts.
F8: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 482,180 by Mudrick Opportunity Fund; 186,399 by Mudrick Drawdown Fund; 26,047 by Mudrick Drawdown Fund II; and 533,464 by the Managed Accounts.
F9: These warrants expire May 29, 2025, or earlier upon their redemption or the liquidation of the Issuer. These warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders.
F10: The warrants were sold within a range of $0.055 to $0.06, inclusive.
F11: Represents the sale of warrants to buy shares of the Issuer's Class A Common Stock as follows: 1,884,606 by Mudrick Opportunity Fund; 728,541 by Mudrick Drawdown Fund; 101,802 by Mudrick Drawdown Fund II; and 2,085,051 by the Managed Accounts.
F12: Represents warrants to buy shares of the Issuer's Class A Common Stock directly held following the reported sales as follows: 1,403,644 by Mudrick Opportunity Fund; 542,614 by Mudrick Drawdown Fund; 75,822 by Mudrick Drawdown Fund II; and 1,552,933 by the Managed Accounts.
F13: Mudrick Capital is the investment manager of each of the Mudrick Funds and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Drawdown Fund GP, the general partner of Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP, the general partner of Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC, and Mudrick GP, the general partner of Mudrick Opportunity Fund.
F14: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer owned by the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II and Mudrick Drawdown Fund II SC and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.
F15: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.
Thryv Holdings, Inc.
Report date August 08, 2022 · Filed August 08, 2022
Jointly reported with Mudrick Capital Management, L.P., Mudrick Distressed Opportunity Fund Global, LP, Verto Direct Opportunity II, LP
Section 16 reporting ended · disclosed 2022-08-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 3,440,354 |
Reported balance
After 2022-08-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-08-08 · Sale · Disposed 41,958 · Balance 3,440,354 F3: Represents shares of Common Stock sold by the following entities: 12,534 by Mudrick Distressed Opportunity Fund Global, LP; 4,896 by Blackwell Partners LLC Series A; 6,454 by Boston Patriot Batterymarch St LLC; 1,238 by P Mudrick Ltd.; 5,659 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 10,778 by Verto Direct Opportunity II, LP; and 399 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4: The shares of Common Stock were sold in multiple transactions at prices ranging from $26.10 to $26.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F5: Represents shares of Common Stock directly held following the sale as follows: 1,027,699 by Mudrick Distressed Opportunity Fund Global, LP; 401,471 by Blackwell Partners LLC Series A; 529,151 by Boston Patriot Batterymarch St LLC; 101,531 by P Mudrick Ltd.; 463,982 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 883,777 by Verto Direct Opportunity II, LP; and 32,743 by Verto Direct Opportunity GP, LLC. F1: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick Ltd.. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP.
F2: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick Ltd.. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any.
F3: Represents shares of Common Stock sold by the following entities: 12,534 by Mudrick Distressed Opportunity Fund Global, LP; 4,896 by Blackwell Partners LLC Series A; 6,454 by Boston Patriot Batterymarch St LLC; 1,238 by P Mudrick Ltd.; 5,659 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 10,778 by Verto Direct Opportunity II, LP; and 399 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale).
F4: The shares of Common Stock were sold in multiple transactions at prices ranging from $26.10 to $26.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.
F5: Represents shares of Common Stock directly held following the sale as follows: 1,027,699 by Mudrick Distressed Opportunity Fund Global, LP; 401,471 by Blackwell Partners LLC Series A; 529,151 by Boston Patriot Batterymarch St LLC; 101,531 by P Mudrick Ltd.; 463,982 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 883,777 by Verto Direct Opportunity II, LP; and 32,743 by Verto Direct Opportunity GP, LLC.
Verso Corp
Report date February 22, 2018 · Filed February 26, 2018
Jointly reported with Mudrick Capital Management, L.P.
Section 16 reporting ended · disclosed 2018-02-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,276,437 |
Last balance in matching sequence
After 2018-02-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-02-22 · Sale · Disposed 169,414 · Balance 3,476,437 F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Row 2 · 2018-02-23 · Sale · Disposed 100,000 · Balance 3,376,437 F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Row 3 · 2018-02-26 · Sale · Disposed 100,000 · Balance 3,276,437 F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2020 Filed Nov 19, 2020 01:30 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 4,230 | $10.12 | $42,811.83 |
DisclosureSEC source: 0001140361-20-026017 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,390,292 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F5 · price: The Common Stock was sold in multiple transactions at prices ranging from $10.05 to $10.20, inclusive. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entites disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:30 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 8,366 | $9.88 | $82,639.35 |
DisclosureSEC source: 0001140361-20-026017 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,394,522 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.78 to $10.05, inclusive. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entites disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:15 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | GrantStock Option(right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023342 · form4.xml · derivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F2 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. F3 · derivative.underlying_shares: Represents stock options granted and issued by the Issuer pursuant to the Issuer's 2020 Incentive Award Plan to the following entities: 12,973 by MCM; 5,073 by Blackwell Partners LLC Series A; 6,688 by Boston Patriot Batterymarch St LLC; 3,143 by Mercer QIF Fund PLC; 5,873 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 5,850 by Mudrick Distressed Opportunity Drawdown Fund, LP; 1,371 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,524 by P Mudrick LTD; 1,874 by Trustees of Grinnell College; and 11,187 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Jason Mudrick ("Mr. Mudrick"), Mudrick Capital Management, L.P. ("MCM") and Verto Direct Opportunity II, LP. F4 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of the securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 15, 2020 Filed Aug 4, 2021 01:38 UTC Amendment | Thryv Holdings, Inc. THRY · Entity 6909 | GrantStock Option(right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-21-026708 · form4.xml · derivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F2 · shares: This Option granted to Mr. Mudrick becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to Mr. Mudrick's continuous service on the Issuer's Board of Directors on each applicable vesting date. F2 · derivative.exercise_date: This Option granted to Mr. Mudrick becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to Mr. Mudrick's continuous service on the Issuer's Board of Directors on each applicable vesting date. F1 · ownership.nature: This Form 4 amendment (the "Amended Form 4") amends and restates the original Form 4 filing, dated October 19, 2020 (the "Original Form 4"), in its entirety to make certain corrections and clarifications. The Amended Form 4 is filed by Jason Mudrick. Mudrick Capital Management, L.P. and Verto Direct Opportunity II, LP. F3 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of Mudrick Capital Management, L.P., which in turn is the investment manager of each of Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Pursuant to Mudrick Capital Management's operating policies, such funds may have an indirect pecuniary interest in the securities issued to Mr. Mudrick for his service on the Issuer's board through a partial fee offset based on Mudrick Capital Management, L.P.'s various arrangements with the funds. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein except to the extent of each person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 06, 2020 Filed Oct 9, 2020 01:51 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseWarrants · Derivative | 3,222,222 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0001140361-20-022729 · form4.xml · derivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 3,222,222 Underlying: Class A Common Stock · 3,222,222 shares Expires 2025-10-06 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| October 06, 2020 Filed Oct 9, 2020 01:51 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseClass A Common Stock | 3,222,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-022729 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,203,457 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 06, 2020 Filed Oct 16, 2020 20:11 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseWarrants · Derivative | 3,222,222 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0001140361-20-023155 · form4.xml · derivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 3,222,222 Underlying: Class A Common Stock · 3,222,222 shares Expires 2025-10-06 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| October 06, 2020 Filed Oct 16, 2020 20:11 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseClass A Common Stock | 3,222,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-023155 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · Director · 10% owner Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · Director · 10% owner Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · Director · 10% owner Mudrick Distressed Opportunity Drawdown Fund, L.P. · CIK 0001665193 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 25,203,457 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:10 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 1,589 | $14.28 | $22,695.69 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,402,876 F10 · shares: Represents shares of Common Stock sold by the following entities: 145 by Blackwell Partners LLC Series A; 191 by Boston Patriot Batterymarch St LLC; 90 by Mercer QIF Fund PLC; 168 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 167 by Mudrick Distressed Opportunity Drawdown Fund, LP; 371 by Mudrick Distressed Opportunity Fund Global, LP; 39 by Mudrick Distressed Opportunity Specialty Fund, LP; 44 by P Mudrick LTD; 54 by Trustees of Grinnell College; and 320 by Verto Direct Opportunity II, LP. F11 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.14 to $14.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (11). F12 · balance_after: Consists of shares held by the following entities following the transactions reported in this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 501,098 by P Mudrick LTD; 616,247 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. Excludes 69,532 shares of Common Stock of the Issuer are held by former investors in Verto Direct Opportunity Fund, LP, which were distributed in kind to such investors in 2019 and where such investors have requested that Verto Direct Opportunity GP, LLC sell such shares on their behalf. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:10 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 24,233 | $14.86 | $360,029.68 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,404,465 F8 · shares: Represents shares of Common Stock sold by the following entities: 2,213 by Blackwell Partners LLC Series A; 2,917 by Boston Patriot Batterymarch St LLC; 1,371 by Mercer QIF Fund PLC; 2,562 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,552 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,657 by Mudrick Distressed Opportunity Fund Global, LP; 598 by Mudrick Distressed Opportunity Specialty Fund, LP; 665 by P Mudrick LTD; 818 by Trustees of Grinnell College; and 4,880 by Verto Direct Opportunity II, LP. F9 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.40 to $15.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Nov 19, 2020 01:33 UTC Amendment | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 1,589 | $14.28 | $22,695.69 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,402,888 F10 · shares: Represents shares of Common Stock sold by the following entities: 145 by Blackwell Partners LLC Series A; 191 by Boston Patriot Batterymarch St LLC; 90 by Mercer QIF Fund PLC; 168 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 167 by Mudrick Distressed Opportunity Drawdown Fund, LP; 371 by Mudrick Distressed Opportunity Fund Global, LP; 39 by Mudrick Distressed Opportunity Specialty Fund, LP; 44 by P Mudrick LTD; 54 by Trustees of Grinnell College; and 320 by Verto Direct Opportunity II, LP. F11 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.14 to $14.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (11). F12 · balance_after: Consists of shares held by the following entities following the transactions reported in this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 501,098 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. Excludes 69,532 shares of Common Stock of the Issuer are held by former investors in Verto Direct Opportunity Fund, LP, which were distributed in kind to such investors in 2019 and where such investors have requested that Verto Direct Opportunity GP, LLC sell such shares on their behalf. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Nov 19, 2020 01:33 UTC Amendment | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 24,233 | $14.86 | $360,029.68 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,404,477 F8 · shares: Represents shares of Common Stock sold by the following entities: 2,213 by Blackwell Partners LLC Series A; 2,917 by Boston Patriot Batterymarch St LLC; 1,371 by Mercer QIF Fund PLC; 2,562 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,552 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,657 by Mudrick Distressed Opportunity Fund Global, LP; 598 by Mudrick Distressed Opportunity Specialty Fund, LP; 665 by P Mudrick LTD; 818 by Trustees of Grinnell College; and 4,880 by Verto Direct Opportunity II, LP. F9 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.40 to $15.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 01:10 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 65,142 | $14.56 | $948,597.80 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,428,698 F6 · shares: Represents shares of Common Stock sold by the following entities: 5,948 by Blackwell Partners LLC Series A; 7,842 by Boston Patriot Batterymarch St LLC; 3,685 by Mercer QIF Fund PLC; 6,886 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,859 by Mudrick Distressed Opportunity Drawdown Fund, LP; 15,213 by Mudrick Distressed Opportunity Fund Global, LP; 1,607 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,787 by P Mudrick LTD; 2,198 by Trustees of Grinnell College; and 13,177 by Verto Direct Opportunity II, LP. F7 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.375 to $14.775, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 01:10 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 3,858 | $14.02 | $54,085.30 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,493,840 F4 · shares: Represents shares of Common Stock sold by the following entities: 352 by Blackwell Partners LLC Series A; 464 by Boston Patriot Batterymarch St LLC; 218 by Mercer QIF Fund PLC; 408 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 406 by Mudrick Distressed Opportunity Drawdown Fund, LP; 902 by Mudrick Distressed Opportunity Fund Global, LP; 95 by Mudrick Distressed Opportunity Specialty Fund, LP; 106 by P Mudrick LTD; 130 by Trustees of Grinnell College; and 777 by Verto Direct Opportunity II, LP. F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $13.44 to $14.36, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Nov 19, 2020 01:33 UTC Amendment | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 65,142 | $14.56 | $948,597.80 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,428,710 F6 · shares: Represents shares of Common Stock sold by the following entities: 5,948 by Blackwell Partners LLC Series A; 7,842 by Boston Patriot Batterymarch St LLC; 3,685 by Mercer QIF Fund PLC; 6,886 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,859 by Mudrick Distressed Opportunity Drawdown Fund, LP; 15,213 by Mudrick Distressed Opportunity Fund Global, LP; 1,607 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,787 by P Mudrick LTD; 2,198 by Trustees of Grinnell College; and 13,177 by Verto Direct Opportunity II, LP. F7 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.375 to $14.775, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Nov 19, 2020 01:33 UTC Amendment | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 3,858 | $14.02 | $54,085.30 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,493,852 F4 · shares: Represents shares of Common Stock sold by the following entities: 352 by Blackwell Partners LLC Series A; 464 by Boston Patriot Batterymarch St LLC; 218 by Mercer QIF Fund PLC; 408 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 406 by Mudrick Distressed Opportunity Drawdown Fund, LP; 902 by Mudrick Distressed Opportunity Fund Global, LP; 95 by Mudrick Distressed Opportunity Specialty Fund, LP; 106 by P Mudrick LTD; 130 by Trustees of Grinnell College; and 777 by Verto Direct Opportunity II, LP. F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $13.44 to $14.36, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 01:10 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 353 | $11.50 | $4,059.50 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,497,698 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by the following entities: 32 by Blackwell Partners LLC Series A; 42 by Boston Patriot Batterymarch St LLC; 20 by Mercer QIF Fund PLC; 37 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 37 by Mudrick Distressed Opportunity Drawdown Fund, LP; 83 by Mudrick Distressed Opportunity Fund Global, LP; 9 by Mudrick Distressed Opportunity Specialty Fund, LP; 10 by P Mudrick LTD; 12 by Trustees of Grinnell College; and 71 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 01, 2020 Filed Nov 19, 2020 01:33 UTC Amendment | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock | 341 | $11.50 | $3,921.50 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,497,710 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by the following entities: 32 by Blackwell Partners LLC Series A; 42 by Boston Patriot Batterymarch St LLC; 20 by Mercer QIF Fund PLC; 37 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 37 by Mudrick Distressed Opportunity Drawdown Fund, LP; 83 by Mudrick Distressed Opportunity Fund Global, LP; 9 by Mudrick Distressed Opportunity Specialty Fund, LP; 10 by P Mudrick LTD; and 71 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantPrivate Placement Warrants · Derivative | 1,295,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · derivative · entry 9 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,295,892 Underlying: Class A Common Stock · 1,295,892 shares Expires not disclosed F7 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (7). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantWarrants · Derivative | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · derivative · entry 8 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes (1)(9)(10)) Disclosed balance after: 2,500,000 Underlying: Class A Common Stock · 2,500,000 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,688,180 shares Expires not disclosed F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 3,511,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 Underlying: Class A Common Stock · 3,511,820 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 5,817,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 21,981,238 F8 · kind: See Exhibit 99.1 for text of footnote (8). F8 · price: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,028,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 16,164,223 F7 · kind: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 8,322,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 13,135,299 F6 · kind: See Exhibit 99.1 for text of footnote (6). F6 · price: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 4,813,180 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 10:09 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-069190 · tm2021671-2_4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantPrivate Placement Warrants · Derivative | 1,295,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · derivative · entry 9 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,295,892 Underlying: Class A Common Stock · 1,295,892 shares Expires not disclosed F7 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (7). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantWarrants · Derivative | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · derivative · entry 8 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,200,000 Underlying: Class A Common Stock · 2,500,000 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,688,180 shares Expires not disclosed F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Disposition to issuerClass B Common Stock · Derivative | 3,511,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 Underlying: Class A Common Stock · 3,511,820 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 5,817,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 21,981,238 F8 · kind: See Exhibit 99.1 for text of footnote (8). F8 · price: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,028,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 16,164,223 F7 · kind: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 8,322,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 13,135,299 F6 · kind: See Exhibit 99.1 for text of footnote (6). F6 · price: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 3,125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 4,813,180 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 00:06 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 1,688,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-071009 · tm2022081-2_4a.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · Chief Executive Officer · 10% owner Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · Director · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,688,180 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:50 UTC | Gogo Inc. GOGO · Entity 5812 | Purchase6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 2,000,000 | $41.50 | $83,000,000.00 |
DisclosureSEC source: 0000921895-20-001547 · form411509006_05202020.xml · derivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,144,000 Underlying: Common Stock, par value $0.0001 per share · 333,333 shares Expires 2022-05-15 F1 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · shares: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F1 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F3 · derivative.underlying: This Form 4 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F4 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Drawdown II LP, Global LP and certain managed accounts. F4 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| May 15, 2020 Filed May 15, 2020 21:51 UTC | Gogo Inc. GOGO · Entity 5812 | Purchase6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 2,750,000 | $39.95 | $109,874,875.00 |
DisclosureSEC source: 0000921895-20-001474 · form411509006_05152020.xml · derivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,144,000 Underlying: Common Stock, par value $0.0001 per share · 458,333 shares Expires 2022-05-15 F1 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · shares: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F1 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F3 · derivative.underlying: This Form 4 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F4 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Drawdown II LP, Global LP and certain managed accounts. F4 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:51 UTC | Gogo Inc. GOGO · Entity 5812 | Purchase6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 5,394,000 | $30.00 | $161,820,000.00 |
DisclosureSEC source: 0000921895-20-001474 · form411509006_05152020.xml · derivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,394,000 Underlying: Common Stock, par value $0.0001 per share · 899,000 shares Expires 2022-05-15 F1 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · shares: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F1 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F3 · derivative.underlying: This Form 4 is filed jointly by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F4 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Drawdown II LP, Global LP and certain managed accounts. F4 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Global LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed to be the beneficial owner of the securities beneficially owned directly by Drawdown II LP. MCM is the investment manager to Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be may be deemed to be the beneficial owner of the securities beneficially owned by Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:43 UTC | HYCROFT MINING HOLDING CORP MUDS · Entity 2340 | OtherClass B Common Stock · Derivative | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-012568 · tv487626_form4.xml · derivative · entry 1 Mudrick Capital Acquisition Holdings LLC · CIK 0001718394 · 10% owner Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · Director · CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200,000 Underlying: Class A Common Stock · 550,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-222137) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the issuer, 550,000 shares of Class B common stock of the issuer were returned by Mudrick Capital Acquisition Holdings LLC to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-222137) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-222137) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 20:12 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 100,000 | $17.32 | $1,732,000.00 |
DisclosureSEC source: 0000950103-18-002447 · dp87175_4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,276,437 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 20:12 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 100,000 | $17.29 | $1,729,000.00 |
DisclosureSEC source: 0000950103-18-002447 · dp87175_4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,376,437 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 20:12 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 169,414 | $17.26 | $2,924,085.64 |
DisclosureSEC source: 0000950103-18-002447 · dp87175_4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,476,437 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 21, 2018 Filed Feb 21, 2018 18:06 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 194,616 | $17.52 | $3,409,672.32 |
DisclosureSEC source: 0000950103-18-002310 · dp87034_4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,645,851 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:06 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 92,957 | $17.12 | $1,591,423.84 |
DisclosureSEC source: 0000950103-18-002310 · dp87034_4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,840,467 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 18:06 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 60,000 | $17.15 | $1,029,000.00 |
DisclosureSEC source: 0000950103-18-002310 · dp87034_4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,933,424 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| January 12, 2018 Filed Jan 12, 2018 17:30 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 50,000 | $16.43 | $821,500.00 |
DisclosureSEC source: 0000950103-18-000402 · dp85125_4-mudrick.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,993,424 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 17:30 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 125,000 | $16.57 | $2,071,250.00 |
DisclosureSEC source: 0000950103-18-000402 · dp85125_4-mudrick.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,043,424 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 17:30 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 125,000 | $16.91 | $2,113,750.00 |
DisclosureSEC source: 0000950103-18-000402 · dp85125_4-mudrick.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,168,424 F1 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 19:21 UTC | Verso Corp VRS · Entity 128573 | SaleClass A Common Stock | 236,103 | $16.83 | $3,973,613.49 |
DisclosureSEC source: 0000950103-18-000206 · dp84945_4-mudrick.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,293,424 F2 · ownership.nature: The reported securities are directly beneficially owned by funds affiliated with, and client accounts managed by, the reporting persons. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.