Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2018 Filed Sep 24, 2018 17:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 561 | $30.99 | $17,385.39 |
DisclosureSEC source: 0001177261-18-000068 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,862 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $30.99 | $14,503.32 |
DisclosureSEC source: 0001177261-18-000068 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,423 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $30.99 | $18,532.02 |
DisclosureSEC source: 0001177261-18-000068 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,891 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $30.99 | $13,511.64 |
DisclosureSEC source: 0001177261-18-000068 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,489 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:02 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $31.09 | $62,183.60 |
DisclosureSEC source: 0001444157-18-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,925 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.95 to $31.25. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $26.00 | $52,009.00 |
DisclosureSEC source: 0001444157-18-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,925 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.77 to $26.19. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $26.99 | $53,973.00 |
DisclosureSEC source: 0001699192-18-000020 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,925 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.91 to $27.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 601 | $25.55 | $15,355.55 |
DisclosureSEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,925 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 472 | $25.55 | $12,059.60 |
DisclosureSEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,526 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 439 | $25.55 | $11,216.45 |
DisclosureSEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,998 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 565 | $25.55 | $14,435.75 |
DisclosureSEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,437 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.81 | $49,613.00 |
DisclosureSEC source: 0001285617-18-000031 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,002 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.69 to $24.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:36 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.17 | $50,332.00 |
DisclosureSEC source: 0001285617-18-000020 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,002 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.04 to $25.31. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 16, 2018 Filed Apr 19, 2018 00:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.50 | $51,003.00 |
DisclosureSEC source: 0001285617-18-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,002 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.20 to $25.66. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 601 | $26.58 | $15,974.58 |
DisclosureSEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,002 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 471 | $26.58 | $12,519.18 |
DisclosureSEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,603 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 439 | $26.58 | $11,668.62 |
DisclosureSEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,074 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 565 | $26.58 | $15,017.70 |
DisclosureSEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,513 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $26.95 | $53,907.00 |
DisclosureSEC source: 0001699192-18-000009 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,078 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.87 to $27.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 19:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.75 | $45,501.00 |
DisclosureSEC source: 0001177261-18-000003 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,078 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.64 to $22.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,494 | $21.22 | $52,922.68 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 11 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,078 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,714 | $21.22 | $36,371.08 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 10 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,572 F9 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,752 | $21.22 | $37,177.44 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,286 F9 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,074 | $21.22 | $65,230.28 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,038 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,948 | $21.22 | $41,336.56 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,112 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,501 | $21.22 | $31,851.22 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,060 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 413 | $21.22 | $8,763.86 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,561 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 722 | $21.22 | $15,320.84 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,974 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 617 | $21.22 | $13,092.74 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,696 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 672 | $21.22 | $14,259.84 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,313 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,459 | $21.22 | $94,619.98 |
DisclosureSEC source: 0001275606-17-000034 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,985 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.31 | $42,620.00 |
DisclosureSEC source: 0001444157-17-000064 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,444 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 19:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units · Derivative | 11,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000046 · edgardoc.xml · derivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,478 Underlying: Common Stock · 11,478 shares Expires not disclosed F5 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F6 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F6 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F5 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F5 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 19:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000046 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,444 F4 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/17/2014 reflecting the achievement of the related performance conditions for the applicable performance period. These shares will vest on December 20 following the performance period. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 19:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 28,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000046 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,460 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 19:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000046 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,765 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $19.50 | $39,000.00 |
DisclosureSEC source: 0001285617-17-000016 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 21:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.56 | $43,114.60 |
DisclosureSEC source: 0001444157-17-000038 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.37 to $21.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 517 | $21.25 | $10,986.25 |
DisclosureSEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,533 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 620 | $21.25 | $13,175.00 |
DisclosureSEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,050 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 414 | $21.25 | $8,797.50 |
DisclosureSEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,670 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 481 | $21.25 | $10,221.25 |
DisclosureSEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,084 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.60 | $43,200.00 |
DisclosureSEC source: 0001444157-17-000028 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,565 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.45 | $48,900.00 |
DisclosureSEC source: 0001177265-17-000017 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,565 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 19:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.69 | $51,380.00 |
DisclosureSEC source: 0001444157-17-000026 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,565 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $25.31 | $10,427.72 |
DisclosureSEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,565 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 514 | $25.31 | $13,009.34 |
DisclosureSEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,977 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $25.31 | $12,098.18 |
DisclosureSEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,491 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 616 | $25.31 | $15,590.90 |
DisclosureSEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,969 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 14:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.02 | $50,040.00 |
DisclosureSEC source: 0001444157-17-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,585 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.