Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 17, 2017 23:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.19 | $48,380.00 |
DisclosureSEC source: 0001444157-17-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,585 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 23:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.66 | $43,320.00 |
DisclosureSEC source: 0001177261-17-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,585 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 615 | $23.95 | $14,729.25 |
DisclosureSEC source: 0001177261-17-000009 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,585 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 514 | $23.95 | $12,310.30 |
DisclosureSEC source: 0001177261-17-000009 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,200 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $23.95 | $9,867.40 |
DisclosureSEC source: 0001177261-17-000009 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,714 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $23.95 | $11,448.10 |
DisclosureSEC source: 0001177261-17-000009 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,126 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 23:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.87 | $45,740.00 |
DisclosureSEC source: 0001444157-17-000007 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,604 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.48 | $50,960.00 |
DisclosureSEC source: 0001177265-17-000005 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,604 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 20:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.25 | $48,500.00 |
DisclosureSEC source: 0001444157-17-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,604 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 671 | $24.67 | $16,553.57 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 11 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,604 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,492 | $24.67 | $61,477.64 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 10 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,275 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,500 | $24.67 | $37,005.00 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,767 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 652 | $24.67 | $16,084.84 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,267 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,946 | $24.67 | $48,007.82 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,919 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,173 | $24.67 | $152,287.91 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,865 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $24.67 | $10,164.04 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,038 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,545 | $24.67 | $38,115.15 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,450 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 516 | $24.67 | $12,729.72 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,995 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 229 | $24.67 | $5,649.43 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,511 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 837 | $24.67 | $20,648.79 |
DisclosureSEC source: 0001177269-16-000021 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,740 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $23.71 | $47,420.00 |
DisclosureSEC source: 0001215181-16-000118 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,577 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000014 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,577 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 22,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,244 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 01:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.40 | $44,800.00 |
DisclosureSEC source: 0001177261-16-000192 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,764 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 15:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $20.72 | $41,440.00 |
DisclosureSEC source: 0001444157-16-000035 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,764 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $21.45 | $10,253.10 |
DisclosureSEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,764 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 615 | $21.45 | $13,191.75 |
DisclosureSEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,242 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $21.45 | $8,837.40 |
DisclosureSEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,857 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 229 | $21.45 | $4,912.05 |
DisclosureSEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,269 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 836 | $21.45 | $17,932.20 |
DisclosureSEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,498 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.10 | $42,200.00 |
DisclosureSEC source: 0001444157-16-000033 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,334 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.