Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 550 | $42.39 | $23,314.50 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,402 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,764 | $42.39 | $74,775.96 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,952 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,205 | $42.39 | $93,469.95 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,716 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 4,158 | $42.39 | $176,257.62 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,921 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 769 | $42.39 | $32,597.91 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,079 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $42.39 | $69,816.33 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,848 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,611 | $42.39 | $68,290.29 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,495 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 8,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000051 · edgardoc.xml · derivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,017 Underlying: Common Stock · 8,017 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 16,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000051 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,106 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000051 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,676 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 18:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $41.72 | $83,440.00 |
DisclosureSEC source: 0001215181-19-000054 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,633 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $37.73 | $75,460.00 |
DisclosureSEC source: 0001177261-19-000037 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,633 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 19:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $37.73 | $75,460.00 |
DisclosureSEC source: 0001699192-19-000033 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,633 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $39.58 | $17,256.88 |
DisclosureSEC source: 0001177265-19-000014 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,633 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $39.58 | $18,523.44 |
DisclosureSEC source: 0001177265-19-000014 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,069 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $39.58 | $23,668.84 |
DisclosureSEC source: 0001177265-19-000014 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,537 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $39.58 | $17,929.74 |
DisclosureSEC source: 0001177265-19-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,135 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $39.73 | $79,460.00 |
DisclosureSEC source: 0001699192-19-000027 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,588 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 17:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $41.11 | $82,220.00 |
DisclosureSEC source: 0001444157-19-000009 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,588 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $44.30 | $88,600.00 |
DisclosureSEC source: 0001699193-19-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,588 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:17 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $44.33 | $19,327.88 |
DisclosureSEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,588 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:17 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $44.33 | $20,746.44 |
DisclosureSEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,024 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:17 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $44.33 | $20,081.49 |
DisclosureSEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,492 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:17 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $44.33 | $26,509.34 |
DisclosureSEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,945 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 20:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.57 | $87,140.00 |
DisclosureSEC source: 0001699192-19-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,543 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2019 Filed May 16, 2019 19:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $32.89 | $65,780.00 |
DisclosureSEC source: 0001177261-19-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,543 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 15:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $38.79 | $77,580.00 |
DisclosureSEC source: 0001444157-19-000008 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,543 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $37.92 | $16,533.12 |
DisclosureSEC source: 0001444157-19-000006 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,543 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $37.92 | $17,746.56 |
DisclosureSEC source: 0001444157-19-000006 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,979 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $37.92 | $17,177.76 |
DisclosureSEC source: 0001444157-19-000006 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,447 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $37.92 | $22,676.16 |
DisclosureSEC source: 0001444157-19-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,900 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 15:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $39.37 | $78,732.00 |
DisclosureSEC source: 0001444157-19-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.27 to $39.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $39.97 | $79,940.00 |
DisclosureSEC source: 0001699192-19-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 20:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $38.69 | $77,382.00 |
DisclosureSEC source: 0001215181-19-000004 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.43 to $38.90. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 562 | $32.91 | $18,495.42 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 10 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,498 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $32.91 | $22,345.89 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,060 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $32.91 | $28,532.97 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,739 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 612 | $32.91 | $20,140.92 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,606 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,618 | $32.91 | $53,248.38 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,218 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 974 | $32.91 | $32,054.34 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,836 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,611 | $32.91 | $53,018.01 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,810 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $32.91 | $54,202.77 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,421 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 4,158 | $32.91 | $136,839.78 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,068 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:58 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 770 | $32.91 | $25,340.70 |
DisclosureSEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,226 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:53 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000099 · edgardoc.xml · derivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 8,693 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:53 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000099 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,996 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:53 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 21,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000099 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,595 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 19:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $34.67 | $69,337.00 |
DisclosureSEC source: 0001215181-18-000062 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,862 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.11 to $35.12. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 18:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $33.10 | $66,193.00 |
DisclosureSEC source: 0001285617-18-000043 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,862 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.89 to $33.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $29.15 | $58,309.00 |
DisclosureSEC source: 0001444157-18-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,862 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.03 to $29.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.