Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2021 Filed Jun 22, 2021 17:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $56.15 | $33,577.70 |
DisclosureSEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,570 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 22:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $58.13 | $174,390.00 |
DisclosureSEC source: 0001444157-21-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,168 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 17, 2021 Filed May 19, 2021 17:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $51.26 | $128,150.00 |
DisclosureSEC source: 0001444157-21-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,168 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 12:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $56.25 | $168,750.00 |
DisclosureSEC source: 0001444157-21-000008 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,668 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 343 | $55.42 | $19,009.06 |
DisclosureSEC source: 0001444157-21-000006 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,668 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 417 | $55.42 | $23,110.14 |
DisclosureSEC source: 0001444157-21-000006 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,011 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $55.42 | $25,105.26 |
DisclosureSEC source: 0001444157-21-000006 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,428 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $55.42 | $33,141.16 |
DisclosureSEC source: 0001444157-21-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,881 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 19:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $54.56 | $136,400.00 |
DisclosureSEC source: 0001444157-21-000004 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,479 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 19:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $56.10 | $168,300.00 |
DisclosureSEC source: 0001444157-21-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,979 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 11,088 | $51.36 | $569,479.68 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,979 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 886 | $51.36 | $45,504.96 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,067 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,772 | $51.36 | $91,009.92 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,953 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,754 | $51.36 | $90,085.44 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,725 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,205 | $51.36 | $113,248.80 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,479 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 606 | $51.36 | $31,124.16 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,684 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 657 | $51.36 | $33,743.52 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,290 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $51.36 | $44,529.12 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,947 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $51.36 | $34,873.44 |
DisclosureSEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,814 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:19 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 11,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-20-000038 · edgardoc.xml · derivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:19 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-20-000038 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,493 F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:19 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 22,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001444157-20-000038 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:19 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 16,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-20-000038 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,533 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $48.40 | $121,000.00 |
DisclosureSEC source: 0001444157-20-000036 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,038 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $43.76 | $109,400.00 |
DisclosureSEC source: 0001444157-20-000034 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,538 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 19:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $41.52 | $103,800.00 |
DisclosureSEC source: 0001444157-20-000032 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,038 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $41.03 | $24,535.94 |
DisclosureSEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,538 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $41.03 | $19,202.04 |
DisclosureSEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,136 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 605 | $41.03 | $24,823.15 |
DisclosureSEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,604 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 485 | $41.03 | $19,899.55 |
DisclosureSEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,209 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $43.00 | $107,500.00 |
DisclosureSEC source: 0001444157-20-000028 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,694 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 01:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $60.44 | $151,100.00 |
DisclosureSEC source: 0001444157-20-000026 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,194 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 14:27 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $54.11 | $135,275.00 |
DisclosureSEC source: 0001444157-20-000024 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,694 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $53.62 | $25,094.16 |
DisclosureSEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,194 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $53.62 | $22,413.16 |
DisclosureSEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,662 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $53.62 | $24,289.86 |
DisclosureSEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,080 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $53.62 | $32,064.76 |
DisclosureSEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,533 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 14:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $52.12 | $130,301.25 |
DisclosureSEC source: 0001177261-20-000032 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,131 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.39 to $52.59. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $46.33 | $115,825.00 |
DisclosureSEC source: 0001444157-20-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,631 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 19:27 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $44.65 | $111,625.00 |
DisclosureSEC source: 0001177261-20-000028 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,131 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 417 | $36.07 | $15,041.19 |
DisclosureSEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,631 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $36.07 | $16,339.71 |
DisclosureSEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,048 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $36.07 | $21,569.86 |
DisclosureSEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,501 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $36.07 | $16,880.76 |
DisclosureSEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,099 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,632 | $36.75 | $59,974.37 |
DisclosureSEC source: 0001444157-20-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,567 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 19:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $43.26 | $108,150.00 |
DisclosureSEC source: 0001444157-20-000004 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,199 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 20:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $42.00 | $105,000.00 |
DisclosureSEC source: 0001444157-20-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,699 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 657 | $42.39 | $27,850.23 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 10 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,199 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $42.39 | $36,752.13 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,856 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $42.39 | $28,782.81 |
DisclosureSEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,723 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.