Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2022 Filed Dec 15, 2022 22:10 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 8,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-22-000027 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,176 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $45.00 | $157,500.00 |
DisclosureSEC source: 0001177261-22-000029 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,610 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 19:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $40.32 | $141,120.00 |
DisclosureSEC source: 0001444157-22-000025 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,110 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $40.58 | $18,382.74 |
DisclosureSEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,610 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $40.58 | $16,962.44 |
DisclosureSEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,063 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $40.58 | $13,959.52 |
DisclosureSEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,481 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $40.58 | $12,092.84 |
DisclosureSEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,825 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:36 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $42.37 | $148,295.00 |
DisclosureSEC source: 0001444157-22-000021 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,123 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $54.21 | $189,735.00 |
DisclosureSEC source: 0001444157-22-000019 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,623 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 00:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $47.17 | $165,095.00 |
DisclosureSEC source: 0001444157-22-000017 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,123 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $43.56 | $12,980.88 |
DisclosureSEC source: 0001444157-22-000015 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,623 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $43.56 | $18,208.08 |
DisclosureSEC source: 0001444157-22-000015 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,921 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $43.56 | $19,732.68 |
DisclosureSEC source: 0001444157-22-000015 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,339 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $43.56 | $14,984.64 |
DisclosureSEC source: 0001444157-22-000015 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,792 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $43.73 | $153,055.00 |
DisclosureSEC source: 0001444157-22-000013 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,136 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 16, 2022 Filed May 18, 2022 19:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $51.97 | $181,908.65 |
DisclosureSEC source: 0000899243-22-018584 · doc4.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,636 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.66 to $52.30. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Also reflects an additional 10 shares withheld to cover payment of tax liabilities related to a PSU award agreement that were not included on the reporting person's Form 4 filed December 22, 2020 due to a clerical error. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 15:02 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $57.29 | $200,515.00 |
DisclosureSEC source: 0001444157-22-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,146 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $60.10 | $17,909.80 |
DisclosureSEC source: 0001444157-22-000008 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,646 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 417 | $60.10 | $25,061.70 |
DisclosureSEC source: 0001444157-22-000008 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,944 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $60.10 | $27,225.30 |
DisclosureSEC source: 0001444157-22-000008 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,361 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $60.10 | $20,674.40 |
DisclosureSEC source: 0001444157-22-000008 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,814 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $54.11 | $189,385.00 |
DisclosureSEC source: 0001444157-22-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,158 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 19:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $64.42 | $225,470.00 |
DisclosureSEC source: 0001444157-22-000004 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,658 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $70.63 | $247,205.00 |
DisclosureSEC source: 0001444157-22-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,158 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 8,398 | $74.48 | $625,483.04 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,658 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $74.48 | $64,574.16 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,056 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,390 | $74.48 | $178,007.20 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,923 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,542 | $74.48 | $114,848.16 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,313 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $74.48 | $37,091.04 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,855 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 886 | $74.48 | $65,989.28 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,353 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 606 | $74.48 | $45,134.88 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,239 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 657 | $74.48 | $48,933.36 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,845 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,772 | $74.48 | $131,978.56 |
DisclosureSEC source: 0001444157-21-000033 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,502 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $73.86 | $184,650.00 |
DisclosureSEC source: 0001444157-21-000031 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,274 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-21-000029 · edgardoc.xml · derivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 14,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-21-000029 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,774 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 17,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001444157-21-000029 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 16,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-21-000029 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,109 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 20:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $61.44 | $153,600.00 |
DisclosureSEC source: 0001444157-21-000026 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,830 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 19:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $53.30 | $159,900.00 |
DisclosureSEC source: 0001444157-21-000024 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,330 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:29 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $51.68 | $23,411.04 |
DisclosureSEC source: 0001444157-21-000022 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,330 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:29 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $51.68 | $30,904.64 |
DisclosureSEC source: 0001444157-21-000022 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,783 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:29 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $51.68 | $25,736.64 |
DisclosureSEC source: 0001444157-21-000022 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,381 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:29 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 476 | $51.68 | $24,599.68 |
DisclosureSEC source: 0001444157-21-000022 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,879 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 18:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $53.00 | $132,500.00 |
DisclosureSEC source: 0001444157-21-000020 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,355 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 18:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $55.75 | $167,250.00 |
DisclosureSEC source: 0001444157-21-000018 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,855 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2021 Filed Jul 17, 2021 01:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $56.70 | $141,750.00 |
DisclosureSEC source: 0001444157-21-000016 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,855 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $56.15 | $23,470.70 |
DisclosureSEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,355 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $56.15 | $25,435.95 |
DisclosureSEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,773 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:01 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $56.15 | $19,315.60 |
DisclosureSEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,226 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.