Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,024 | $43.58 | $44,625.92 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,375 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 769 | $43.58 | $33,513.02 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,399 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $43.58 | $12,986.84 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,168 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 200 | $43.58 | $8,716.00 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,466 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 667 | $43.58 | $29,067.86 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,666 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $43.58 | $18,216.44 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,333 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $43.58 | $14,991.52 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,751 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 23:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $44.40 | $155,400.00 |
DisclosureSEC source: 0001444157-23-000032 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 246,095 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 26,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-23-000030 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,595 F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 2,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-23-000030 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,207 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-23-000030 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,898 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| November 15, 2023 Filed Nov 20, 2023 18:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $45.96 | $160,860.00 |
DisclosureSEC source: 0001444157-23-000028 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,659 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 16, 2023 Filed Oct 17, 2023 23:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $42.45 | $148,575.00 |
DisclosureSEC source: 0001444157-23-000026 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,159 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $47.96 | $6,618.48 |
DisclosureSEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,659 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $47.96 | $22,061.60 |
DisclosureSEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,797 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $47.96 | $14,292.08 |
DisclosureSEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,257 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $47.96 | $16,498.24 |
DisclosureSEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,555 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $47.96 | $20,047.28 |
DisclosureSEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,899 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $48.90 | $171,150.00 |
DisclosureSEC source: 0001444157-23-000022 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,317 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 22:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $41.76 | $146,160.00 |
DisclosureSEC source: 0001444157-23-000020 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 228,817 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 20:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $42.26 | $147,910.00 |
DisclosureSEC source: 0001444157-23-000018 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 232,317 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $43.05 | $5,940.90 |
DisclosureSEC source: 0001444157-23-000016 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,817 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $43.05 | $19,803.00 |
DisclosureSEC source: 0001444157-23-000016 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,955 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $43.05 | $12,828.90 |
DisclosureSEC source: 0001444157-23-000016 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,415 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $43.05 | $14,809.20 |
DisclosureSEC source: 0001444157-23-000016 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,713 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 418 | $43.05 | $17,994.90 |
DisclosureSEC source: 0001444157-23-000016 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,057 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $44.09 | $154,315.00 |
DisclosureSEC source: 0001444157-23-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 237,475 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $43.50 | $152,250.00 |
DisclosureSEC source: 0001444157-23-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 240,975 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 18:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $50.77 | $177,695.00 |
DisclosureSEC source: 0001444157-23-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 244,475 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 22:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $50.20 | $6,927.60 |
DisclosureSEC source: 0000899243-23-009419 · doc4.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,975 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 22:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $50.20 | $23,092.00 |
DisclosureSEC source: 0000899243-23-009419 · doc4.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,113 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 22:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $50.20 | $14,959.60 |
DisclosureSEC source: 0000899243-23-009419 · doc4.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,573 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 22:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 341 | $50.20 | $17,118.20 |
DisclosureSEC source: 0000899243-23-009419 · doc4.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,871 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 22:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 456 | $50.20 | $22,891.20 |
DisclosureSEC source: 0000899243-23-009419 · doc4.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,212 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 13:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $49.82 | $174,370.00 |
DisclosureSEC source: 0001444157-23-000008 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,668 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 19:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $48.68 | $170,380.00 |
DisclosureSEC source: 0001444157-23-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,168 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 19:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $50.89 | $178,115.00 |
DisclosureSEC source: 0001444157-23-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,668 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,069 | $49.27 | $101,939.63 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,168 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 432 | $49.27 | $21,284.64 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,237 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,542 | $49.27 | $75,974.34 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,669 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,390 | $49.27 | $117,755.30 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,211 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $49.27 | $24,536.46 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,601 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,672 | $49.27 | $131,649.44 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,099 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 606 | $49.27 | $29,857.62 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,771 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 535 | $49.27 | $26,359.45 |
DisclosureSEC source: 0001444157-22-000031 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,377 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 17:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $49.87 | $174,545.00 |
DisclosureSEC source: 0001444157-22-000029 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,912 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:10 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2022) · Derivative | 8,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-22-000027 · edgardoc.xml · derivative · entry 5 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:10 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 6,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-22-000027 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,412 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:10 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 22,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-22-000027 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,788 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:10 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 5,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001444157-22-000027 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.