Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2025 Filed Jun 24, 2025 17:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $74.53 | $10,285.14 |
DisclosureSEC source: 0001444157-25-000014 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,272 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 17:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $74.53 | $34,283.80 |
DisclosureSEC source: 0001444157-25-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,410 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 18:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $74.13 | $185,328.25 |
DisclosureSEC source: 0001444157-25-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,870 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $73.0000 to $74.9400. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $79.93 | $199,826.00 |
DisclosureSEC source: 0001444157-25-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,370 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $79.40 to $80.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 19:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $59.47 | $148,685.00 |
DisclosureSEC source: 0001444157-25-000008 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,870 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $59.2900 to $59.8900. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 17:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $68.88 | $172,200.00 |
DisclosureSEC source: 0001444157-25-000004 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 207,370 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $67.93 to $69.63. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $65.63 | $19,557.74 |
DisclosureSEC source: 0001444157-25-000002 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,870 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 296 | $65.63 | $19,426.48 |
DisclosureSEC source: 0001444157-25-000002 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,168 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 550 | $65.63 | $36,096.50 |
DisclosureSEC source: 0001444157-25-000002 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,464 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $65.63 | $9,056.94 |
DisclosureSEC source: 0001444157-25-000002 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,014 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $65.63 | $30,189.80 |
DisclosureSEC source: 0001444157-25-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,152 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,530 | $87.38 | $133,691.40 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,612 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,024 | $87.38 | $89,477.12 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,142 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,035 | $87.38 | $265,198.30 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,166 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 432 | $87.38 | $37,748.16 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,201 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 797 | $87.38 | $69,641.86 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,633 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 200 | $87.38 | $17,476.00 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,430 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 667 | $87.38 | $58,282.46 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,630 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $87.38 | $43,515.24 |
DisclosureSEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,297 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 6,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-24-000034 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,795 F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 14,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-24-000034 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,512 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:57 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 6,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-24-000034 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,330 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 17:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $89.09 | $311,815.00 |
DisclosureSEC source: 0001444157-24-000032 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,997 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 17:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $68.99 | $241,465.00 |
DisclosureSEC source: 0001444157-24-000030 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 196,497 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 19:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $67.43 | $236,005.00 |
DisclosureSEC source: 0001444157-24-000028 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,997 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $58.73 | $17,501.54 |
DisclosureSEC source: 0001444157-24-000026 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,497 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 684 | $58.73 | $40,171.32 |
DisclosureSEC source: 0001444157-24-000026 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,795 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $58.73 | $8,104.74 |
DisclosureSEC source: 0001444157-24-000026 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,479 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $58.73 | $27,015.80 |
DisclosureSEC source: 0001444157-24-000026 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,617 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $58.73 | $20,203.12 |
DisclosureSEC source: 0001444157-24-000026 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,077 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 12:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $56.24 | $196,840.00 |
DisclosureSEC source: 0001444157-24-000024 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,421 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $52.42 | $183,470.00 |
DisclosureSEC source: 0001444157-24-000021 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,921 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 21:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $48.81 | $170,835.00 |
DisclosureSEC source: 0001444157-24-000019 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 212,421 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $46.96 | $13,994.08 |
DisclosureSEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,921 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 550 | $46.96 | $25,828.00 |
DisclosureSEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,219 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $46.96 | $6,480.48 |
DisclosureSEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,769 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $46.96 | $21,601.60 |
DisclosureSEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,907 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $46.96 | $16,154.24 |
DisclosureSEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,367 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 15:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $46.05 | $161,175.00 |
DisclosureSEC source: 0001444157-24-000015 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 217,711 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2024 Filed May 17, 2024 18:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $49.00 | $171,500.00 |
DisclosureSEC source: 0001444157-24-000013 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,211 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $45.74 | $160,090.00 |
DisclosureSEC source: 0001444157-24-000011 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 224,711 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 11:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 550 | $50.22 | $27,621.00 |
DisclosureSEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,211 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 11:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 138 | $50.22 | $6,930.36 |
DisclosureSEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,761 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 11:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 460 | $50.22 | $23,101.20 |
DisclosureSEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,899 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 11:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $50.22 | $14,965.56 |
DisclosureSEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,359 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 11:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 344 | $50.22 | $17,275.68 |
DisclosureSEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,657 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $50.19 | $175,665.00 |
DisclosureSEC source: 0001444157-24-000006 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,001 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $56.69 | $198,415.00 |
DisclosureSEC source: 0001444157-24-000004 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 233,501 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 20:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $49.72 | $174,020.00 |
DisclosureSEC source: 0001444157-24-000002 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 237,001 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:36 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,874 | $43.58 | $81,668.92 |
DisclosureSEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,501 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.