Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apogem Evergreen FundN/A · Entity 80703 | Treasurer | August 28, 2020 | September 04, 2020 |
| BlueBay Destra International Event-Driven Credit FundCEDIX · Entity 28954 | CFO and Treasurer | May 17, 2018 | August 08, 2022 |
| CIBC Private Lending StrategiesNONE · Entity 35513 | President & PEO | June 18, 2026 | June 24, 2026 |
| Destra Multi-Alternative FundDMA; MSFIX · Entity 7034 | CFO and Treasurer | December 05, 2018 | July 28, 2022 |
| Evanston Multi-Alpha FundNONE · Entity 1409 | Principal Financial Officer · Treasurer | August 13, 2026 | August 18, 2026 |
| Forum Real Estate Income FundN/A · Entity 10191 | Chief Financial Officer | May 03, 2021 | May 03, 2021 |
| Marygold Companies, Inc.MGLD · Entity 7257 | Director | November 07, 2025 | November 10, 2025 |
| Meketa Infrastructure Fund[ NONE ] · Entity 21108 | Treasurer PFO Prncpl Acct Ofcr | January 26, 2024 | January 31, 2024 |
| Octagon XAI CLO Income Fund[NONE] · Entity 39721 | PFO & Treasurer | February 16, 2024 | February 23, 2024 |
| Primark Meketa Private Equity Investments FundPRIQX · Entity 21261 | Treasurer & PFO | June 30, 2020 | July 06, 2020 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | PFO & Treasurer | February 25, 2020 | March 09, 2020 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | Treasurer & PFO | December 02, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apogem Evergreen Fund
Report date August 28, 2020 · Filed September 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: No securities are beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: No securities are beneficially owned.
BlueBay Destra International Event-Driven Credit Fund
Report date May 17, 2018 · Filed August 08, 2022
This filing explicitly reported no securities owned.
CIBC Private Lending Strategies
Report date June 18, 2026 · Filed June 24, 2026
This filing explicitly reported no securities owned.
Destra Multi-Alternative Fund
Report date December 05, 2018 · Filed July 28, 2022
This filing explicitly reported no securities owned.
Evanston Multi-Alpha Fund
Report date August 13, 2026 · Filed August 18, 2026
This filing explicitly reported no securities owned.
Forum Real Estate Income Fund
Report date May 03, 2021 · Filed May 03, 2021
Jointly reported with Dahl Elisabeth, Swerdlow Marc, Teeple Amanda, Merrill Tom, Gossard Cory J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-05-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Marygold Companies, Inc.
Report date November 07, 2025 · Filed November 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,779 |
Reported balance
After 2025-11-07 transaction · row 1
1 source rowRow 1 · 2025-11-07 · Grant · Acquired 4,854 · Balance 14,779 |
Meketa Infrastructure Fund
Report date January 26, 2024 · Filed January 31, 2024
This filing explicitly reported no securities owned.
Octagon XAI CLO Income Fund
Report date February 16, 2024 · Filed February 23, 2024
This filing explicitly reported no securities owned.
Primark Meketa Private Equity Investments Fund
Report date June 30, 2020 · Filed July 06, 2020
This filing explicitly reported no securities owned.
XAI Floating Rate & Alternative Income Trust
Report date February 25, 2020 · Filed March 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-02-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
XAI Madison Equity Premium Income Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2025 Filed Nov 10, 2025 21:11 UTC | Marygold Companies, Inc. MGLD · Entity 7257 | GrantCommon Stock | 4,854 | $1.03 | $4,999.62 |
DisclosureSEC source: 0001171200-25-000275 · ownership.xml · nonDerivative · entry 1 Mullins Derek Jason · CIK 0001317507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,779 Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 18:51 UTC | Marygold Companies, Inc. MGLD · Entity 7257 | GrantCommon Stock | 3,378 | $1.48 | $4,999.44 |
DisclosureSEC source: 0001171200-24-000354 · ownership.xml · nonDerivative · entry 3 Mullins Derek Jason · CIK 0001317507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,925 F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025. Read SEC document |
| December 06, 2024 Filed Dec 12, 2024 18:51 UTC | Marygold Companies, Inc. MGLD · Entity 7257 | GrantCommon Stock | 3,623 | $1.38 | $4,999.74 |
DisclosureSEC source: 0001171200-24-000354 · ownership.xml · nonDerivative · entry 2 Mullins Derek Jason · CIK 0001317507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,444 F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024. Read SEC document |
| March 29, 2023 Filed Dec 12, 2024 18:51 UTC | Marygold Companies, Inc. MGLD · Entity 7257 | GrantCommon Stock | 2,924 | $1.71 | $5,000.04 |
DisclosureSEC source: 0001171200-24-000354 · ownership.xml · nonDerivative · entry 1 Mullins Derek Jason · CIK 0001317507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,924 F1 · kind: Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.