Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forum Real Estate Income FundN/A · Entity 10191 | President | May 03, 2021 | July 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forum Real Estate Income Fund
Report date May 03, 2021 · Filed July 29, 2021
Jointly reported with Fisk Darren, Gerstenhaber David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I SharesSEC Table I · non-derivative | IndirectFisk Investments, LLC | 192,109.819 |
Reported balance
After 2021-05-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-03 · Purchase · Acquired 1,821,098.19 · Balance 192,109.819 F1: Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class I SharesSEC Table I · non-derivative | IndirectMarion Avenue Limited Partnership | 5,723.451 |
Reported balance
After 2021-05-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-05-03 · Purchase · Acquired 57,234.51 · Balance 5,723.451 F2: Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class I SharesSEC Table I · non-derivative | IndirectGRE II, LP | 126,827.863 |
Reported balance
After 2021-05-03 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-05-03 · Purchase · Acquired 1,268,278.63 · Balance 126,827.863 F3: David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held. |
Filing footnotes · ownership attribution and instrument terms
F1: Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed Jul 29, 2021 12:37 UTC | Forum Real Estate Income Fund N/A · Entity 10191 | PurchaseClass I Shares | 1,268,278.63 | $10.00 | $12,682,786.30 |
DisclosureSEC source: 0001398344-21-015028 · fp0067570_4.xml · nonDerivative · entry 3 Fisk Darren · CIK 0001859966 · Director · Chief Executive Officer Swerdlow Marc · CIK 0001860053 · President Gerstenhaber David · CIK 0001860041 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · GRE II, LP Disclosed balance after: 126,827.863 F3 · ownership.direct: David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held. Read SEC document |
| May 03, 2021 Filed Jul 29, 2021 12:37 UTC | Forum Real Estate Income Fund N/A · Entity 10191 | PurchaseClass I Shares | 57,234.51 | $10.00 | $572,345.10 |
DisclosureSEC source: 0001398344-21-015028 · fp0067570_4.xml · nonDerivative · entry 2 Fisk Darren · CIK 0001859966 · Director · Chief Executive Officer Swerdlow Marc · CIK 0001860053 · President Gerstenhaber David · CIK 0001860041 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marion Avenue Limited Partnership Disclosed balance after: 5,723.451 F2 · ownership.direct: Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 03, 2021 Filed Jul 29, 2021 12:37 UTC | Forum Real Estate Income Fund N/A · Entity 10191 | PurchaseClass I Shares | 1,821,098.19 | $10.00 | $18,210,981.90 |
DisclosureSEC source: 0001398344-21-015028 · fp0067570_4.xml · nonDerivative · entry 1 Fisk Darren · CIK 0001859966 · Director · Chief Executive Officer Swerdlow Marc · CIK 0001860053 · President Gerstenhaber David · CIK 0001860041 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fisk Investments, LLC Disclosed balance after: 192,109.819 F1 · ownership.direct: Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.