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NYSE · USD

MGLD

Marygold Companies, Inc.

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Tapewire entity
7257
SEC CIK
0001005101
Parsed reports
53

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2025 Filed Dec 12, 2025 17:12 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 25,000 $0.93 $23,175.00
Disclosure

SEC source: 0001171200-25-000281 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,751,125

Read SEC document
December 03, 2025 Filed Dec 4, 2025 14:00 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 15,352 $1.03 $15,735.80
Disclosure

SEC source: 0001171200-25-000279 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,726,125

Read SEC document
November 20, 2025 Filed Nov 21, 2025 16:26 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 20,000 $1.05 $20,960.00
Disclosure

SEC source: 0001171200-25-000277 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,710,773

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:11 UTC GrantCommon Stock 4,854 $1.03 $4,999.62
Disclosure

SEC source: 0001171200-25-000275 · ownership.xml · nonDerivative · entry 1

Mullins Derek Jason · CIK 0001317507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,779

Read SEC document
November 07, 2025 Filed Nov 10, 2025 17:07 UTC GrantCommon Stock 4,854 $1.03 $4,999.62
Disclosure

SEC source: 0001171200-25-000273 · ownership.xml · nonDerivative · entry 1

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,779

F1 · kind: Restricted shares granted on November 7, 2025, as compensation for services as a director for the period November 7, 2025 through November 6, 2026. [#] shares vested on November 7, 2025, and monthly thereafter and fully vesting on October 7, 2026.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 17:06 UTC
Harris JoyaDirector
GrantCommon Stock 4,854 $1.03 $4,999.62
Disclosure

SEC source: 0001171200-25-000271 · ownership.xml · nonDerivative · entry 1

Harris Joya · CIK 0001702951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,779

Read SEC document
November 07, 2025 Filed Nov 10, 2025 17:06 UTC GrantCommon Stock 4,854 $1.03 $4,999.62
Disclosure

SEC source: 0001171200-25-000272 · ownership.xml · nonDerivative · entry 1

Alexander James S · CIK 0001970864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,676

Read SEC document
November 07, 2025 Filed Nov 10, 2025 17:05 UTC
Grogan ErinDirector
GrantCommon Stock 4,854 $1.03 $4,999.62
Disclosure

SEC source: 0001171200-25-000270 · ownership.xml · nonDerivative · entry 1

Grogan Erin · CIK 0001702539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,779

Read SEC document
June 20, 2025 Filed Jun 24, 2025 19:06 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 50,000 $1.00 $49,845.00
Disclosure

SEC source: 0001171200-25-000259 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,690,773

Read SEC document
February 24, 2025 Filed Feb 26, 2025 19:34 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 50,000 $1.05 $52,550.00
Disclosure

SEC source: 0001171200-25-000026 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,640,773

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:09 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 47,600 $1.10 $52,407.60
Disclosure

SEC source: 0001171200-25-000024 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,590,773

Read SEC document
February 11, 2025 Filed Feb 12, 2025 20:58 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 32,258 $1.06 $34,032.19
Disclosure

SEC source: 0001171200-25-000019 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,543,173

Read SEC document
December 20, 2024 Filed Dec 23, 2024 16:28 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 42,149 $1.72 $72,538.43
Disclosure

SEC source: 0001171200-24-000365 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,510,915

Read SEC document
December 09, 2024 Filed Dec 12, 2024 22:37 UTC Amendment GrantCommon Stock 3,378 $1.48 $4,999.44
Disclosure

SEC source: 0001171200-24-000359 · ownership.xml · nonDerivative · entry 3

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,925

F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 21:58 UTC GrantCommon Stock 3,378 $1.48 $4,999.44
Disclosure

SEC source: 0001171200-24-000357 · ownership.xml · nonDerivative · entry 3

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,925

F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 18:51 UTC GrantCommon Stock 3,378 $1.48 $4,999.44
Disclosure

SEC source: 0001171200-24-000354 · ownership.xml · nonDerivative · entry 3

Mullins Derek Jason · CIK 0001317507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,925

F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 18:50 UTC
Harris JoyaDirector
GrantCommon Stock 3,378 $1.48 $4,999.44
Disclosure

SEC source: 0001171200-24-000353 · ownership.xml · nonDerivative · entry 3

Harris Joya · CIK 0001702951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,925

F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 18:50 UTC
Grogan ErinDirector
GrantCommon Stock 3,378 $1.48 $4,999.44
Disclosure

SEC source: 0001171200-24-000352 · ownership.xml · nonDerivative · entry 3

Grogan Erin · CIK 0001702539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,925

F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 18:49 UTC GrantCommon Stock 3,378 $1.48 $4,999.44
Disclosure

SEC source: 0001171200-24-000351 · ownership.xml · nonDerivative · entry 3

Alexander James S · CIK 0001970864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,822

F3 · kind: Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.

Read SEC document
December 06, 2024 Filed Dec 12, 2024 22:37 UTC Amendment GrantCommon Stock 3,623 $1.38 $4,999.74
Disclosure

SEC source: 0001171200-24-000359 · ownership.xml · nonDerivative · entry 2

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.

Read SEC document
December 06, 2024 Filed Dec 12, 2024 21:58 UTC GrantCommon Stock 3,623 $1.38 $4,999.74
Disclosure

SEC source: 0001171200-24-000357 · ownership.xml · nonDerivative · entry 2

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.

Read SEC document
December 06, 2024 Filed Dec 12, 2024 18:51 UTC GrantCommon Stock 3,623 $1.38 $4,999.74
Disclosure

SEC source: 0001171200-24-000354 · ownership.xml · nonDerivative · entry 2

Mullins Derek Jason · CIK 0001317507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.

Read SEC document
December 06, 2024 Filed Dec 12, 2024 18:50 UTC
Harris JoyaDirector
GrantCommon Stock 3,623 $1.38 $4,999.74
Disclosure

SEC source: 0001171200-24-000353 · ownership.xml · nonDerivative · entry 2

Harris Joya · CIK 0001702951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.

Read SEC document
December 06, 2024 Filed Dec 12, 2024 18:50 UTC
Grogan ErinDirector
GrantCommon Stock 3,623 $1.38 $4,999.74
Disclosure

SEC source: 0001171200-24-000352 · ownership.xml · nonDerivative · entry 2

Grogan Erin · CIK 0001702539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.

Read SEC document
December 06, 2024 Filed Dec 12, 2024 18:49 UTC GrantCommon Stock 3,623 $1.38 $4,999.74
Disclosure

SEC source: 0001171200-24-000351 · ownership.xml · nonDerivative · entry 2

Alexander James S · CIK 0001970864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F2 · kind: Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 15:58 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 50,000 $1.51 $75,350.00
Disclosure

SEC source: 0001171200-24-000343 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,468,766

Read SEC document
November 21, 2024 Filed Nov 25, 2024 15:58 UTC
Yu Carolyn M.Chief Legal & Continuity Off
SaleCommon Stock 7,000 $1.51 $10,570.00
Disclosure

SEC source: 0001171200-24-000342 · ownership.xml · nonDerivative · entry 1

Yu Carolyn M. · CIK 0001574654 · Chief Legal & Continuity Off

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
May 21, 2024 Filed May 22, 2024 19:05 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 80,000 $1.35 $107,760.00
Disclosure

SEC source: 0001171200-24-000212 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,418,766

Read SEC document
March 18, 2024 Filed Mar 19, 2024 18:48 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 50,000 $1.36 $68,000.00
Disclosure

SEC source: 0001171200-24-000052 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,338,766

Read SEC document
March 13, 2024 Filed Mar 14, 2024 19:27 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 25,000 $1.11 $27,667.50
Disclosure

SEC source: 0001171200-24-000049 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,288,766

Read SEC document
February 21, 2024 Filed Feb 22, 2024 19:54 UTC
Nicholas & Melinda Gerber Living TrustDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 13,751 $1.11 $15,236.11
Disclosure

SEC source: 0001171200-24-000021 · ownership.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,263,766

Read SEC document
July 06, 2023 Filed Dec 12, 2024 18:49 UTC GrantCommon Stock 2,821 $1.02 $2,877.42
Disclosure

SEC source: 0001171200-24-000351 · ownership.xml · nonDerivative · entry 1

Alexander James S · CIK 0001970864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,821

F1 · kind: Restricted shares granted on July 6, 2023, as compensation for services as a director for the period April 17, 2023 through November 17, 2023, all of which vested on December 6, 2024.

Read SEC document
March 29, 2023 Filed Dec 12, 2024 22:37 UTC Amendment GrantCommon Stock 2,924 $1.71 $5,000.04
Disclosure

SEC source: 0001171200-24-000359 · ownership.xml · nonDerivative · entry 1

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

F1 · kind: Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.

Read SEC document
March 29, 2023 Filed Dec 12, 2024 21:58 UTC GrantCommon Stock 2,924 $1.71 $5,000.04
Disclosure

SEC source: 0001171200-24-000357 · ownership.xml · nonDerivative · entry 1

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

F1 · kind: Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.

Read SEC document
March 29, 2023 Filed Dec 12, 2024 18:51 UTC GrantCommon Stock 2,924 $1.71 $5,000.04
Disclosure

SEC source: 0001171200-24-000354 · ownership.xml · nonDerivative · entry 1

Mullins Derek Jason · CIK 0001317507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

F1 · kind: Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.

Read SEC document
March 29, 2023 Filed Dec 12, 2024 18:50 UTC
Harris JoyaDirector
GrantCommon Stock 2,924 $1.71 $5,000.04
Disclosure

SEC source: 0001171200-24-000353 · ownership.xml · nonDerivative · entry 1

Harris Joya · CIK 0001702951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

F1 · kind: Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.

Read SEC document
March 29, 2023 Filed Dec 12, 2024 18:50 UTC
Grogan ErinDirector
GrantCommon Stock 2,924 $1.71 $5,000.04
Disclosure

SEC source: 0001171200-24-000352 · ownership.xml · nonDerivative · entry 1

Grogan Erin · CIK 0001702539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

F1 · kind: Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.

Read SEC document
October 13, 2022 Filed Oct 13, 2022 20:15 UTC
Neibert David WayneDirector · Chief Operations Officer · Secretary
Purchasecommon stock 7,500 $1.30 $9,720.00
Disclosure

SEC source: 0001524687-22-000002 · primary_doc.xml · nonDerivative · entry 1

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,948

Read SEC document
July 22, 2022 Filed Aug 25, 2022 23:42 UTC PurchaseCommon Stock 2,000 $1.38 $2,760.00
Disclosure

SEC source: 0001171200-22-000300 · ownership.xml · nonDerivative · entry 1

Rooney Kathryn D. · CIK 0001702380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 23, 2022 Filed May 23, 2022 18:36 UTC
Neibert David WayneDirector · Chief Operations Officer
Purchasecommon stock 3,500 $1.10 $3,850.00
Disclosure

SEC source: 0001524687-22-000001 · primary_doc.xml · nonDerivative · entry 3

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,448

Read SEC document
May 20, 2022 Filed May 23, 2022 19:00 UTC
Gerber Nicholas DanielDirector · President & CEO · 10% owner
PurchaseCommon Stock 120,000 $1.07 $128,412.00
Disclosure

SEC source: 0001306734-22-000001 · primary_doc.xml · nonDerivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Nicholas & Melinda Gerber Living Trust

Disclosed balance after: 18,250,015

F1 · ownership.nature: Direct owner: Nicholas & Melinda Gerber Living Trust

Read SEC document
May 20, 2022 Filed May 23, 2022 18:36 UTC
Neibert David WayneDirector · Chief Operations Officer
Purchasecommon stock 100 $1.12 $112.00
Disclosure

SEC source: 0001524687-22-000001 · primary_doc.xml · nonDerivative · entry 2

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,948

Read SEC document
May 20, 2022 Filed May 23, 2022 18:36 UTC
Neibert David WayneDirector · Chief Operations Officer
Purchasecommon stock 3,400 $1.13 $3,842.00
Disclosure

SEC source: 0001524687-22-000001 · primary_doc.xml · nonDerivative · entry 1

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,848

Read SEC document
May 22, 2019 Filed May 22, 2019 18:11 UTC
Neibert David WayneDirector · Chief Operations Officer
PurchaseCommon stock 500 $1.09 $545.00
Disclosure

SEC source: 0001524687-19-000002 · primary_doc.xml · nonDerivative · entry 1

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,748

Read SEC document
February 20, 2019 Filed Feb 20, 2019 20:37 UTC
Neibert David WayneDirector · Chief Operations Officer
PurchaseCommon stock 350 $1.25 $437.50
Disclosure

SEC source: 0001524687-19-000001 · primary_doc.xml · nonDerivative · entry 1

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,248

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:11 UTC
Gerber Nicholas DanielDirector · CEO & Chairman of the Board · 10% owner
ConversionSeries B Voting, Convertible Preferred Stock · Derivative 383,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002173 · rdgdoc.xml · derivative · entry 2

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 0

Underlying: Common Stock · 7,678,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Series B Voting, Convertible Preferred Stock is convertible into 20 shares of common stock.

F1 · kind: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · price: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · derivative.expiration_date: These derivatives do not expire.

F2 · ownership.nature: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:11 UTC ConversionSeries B Voting, Convertible Preferred Stock · Derivative 383,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002174 · rdgdoc.xml · derivative · entry 2

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,678,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Series B Voting, Convertible Preferred Stock is convertible into 20 shares of common stock.

F1 · kind: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · price: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · derivative.expiration_date: These derivatives do not expire.

F2 · ownership.direct: Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:11 UTC
Gerber Nicholas DanielDirector · CEO & Chairman of the Board · 10% owner
ConversionCommon Stock 7,678,380 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002173 · rdgdoc.xml · nonDerivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 18,130,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · kind: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · price: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F2 · ownership.nature: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

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February 07, 2019 Filed Feb 8, 2019 23:11 UTC ConversionCommon Stock 7,678,380 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002174 · rdgdoc.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · kind: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · price: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F2 · ownership.direct: Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

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May 31, 2018 Filed Jun 1, 2018 17:12 UTC
Neibert David WayneDirector · Chief Operations Officer
PurchaseCommon stock 1,000 $1.00 $1,000.00
Disclosure

SEC source: 0001524687-18-000001 · primary_doc.xml · nonDerivative · entry 1

Neibert David Wayne · CIK 0001524687 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,898

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.