MXE

SEC source: 0001104659-23-002339 · tm232846-1_5seq1.xml · nonDerivative · entry 1

Abraham Richard Leo · CIK 0001505315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,598

SEC source: 0001104659-21-127227 · tm2130391d3_4.xml · nonDerivative · entry 2

Das Rajeev P · CIK 0001340982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

SEC source: 0001104659-21-127227 · tm2130391d3_4.xml · nonDerivative · entry 1

Das Rajeev P · CIK 0001340982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001104659-21-127226 · tm2130391d2_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001104659-21-127225 · tm2130391d1_4.xml · nonDerivative · entry 1

Abraham Richard Leo · CIK 0001505315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001104659-20-012597 · tm207127d1_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported securities were purchased by the issuer in a cash tender offer.

SEC source: 0001144204-19-009347 · tv514390_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583

F1 · kind: The reported securities were purchased by the issuer in a cash tender offer.

F2 · balance_after: This amount includes 4 shares of MXE that were previously held in the Reporting Person's registered name at US Bancorp and were moved into a brokerage account in the name of the Reporting Person in August 2018.

SEC source: 0001072613-18-000493 · mexicoequity-4_18247.xml · nonDerivative · entry 3

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 190,041

F3 · security: These securities are beneficially owned by Emerging Markets Global Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-18-000324 · mexicoequity-4_18182.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,319,950

F12 · security: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-18-000259 · mexicoequity-4_18182.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,373,528

F12 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-18-000183 · mexicoequity-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 10,746

F11 · security: These securities are beneficially owned EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-18-000183 · mexicoequity-4_18182.xml · nonDerivative · entry 4

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 192,951

F4 · security: These securities are beneficially owned by Emerging Markets Investable Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001144204-18-012183 · tv487517_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,615

F1 · kind: The reported securities were purchased by the issuer in a cash tender offer.

F1 · balance_after: The reported securities were purchased by the issuer in a cash tender offer.

SEC source: 0001072613-18-000134 · mexicoequity-4_18136.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,353,474

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-18-000096 · mexicoequity-4_18136.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,350,302

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-18-000003 · mexicoequity-4_18136.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,347,402

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-17-000607 · mexicoequity-4_18111.xml · nonDerivative · entry 5

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 201,819

F5 · security: These securities are beneficially owned by Global Emerging Markets Fund.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-17-000586 · mexicoequity-4_18111.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,338,102

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-17-000517 · mexicoequity-4_18111.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,333,302

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-17-000517 · mexicoequity-4_18111.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,335,127

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001072613-17-000397 · mexicoequity-4_18052.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,341,028

F11 · security: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

SEC source: 0001144204-17-031188 · v468510_form4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

SEC source: 0001144204-18-003122 · tv483805_form4a.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F1 · balance_after: The original Form 4 filed on June 5, 2017 is amended by this Form 4 amendment to correctly reflect the reporting person's ownership of Common Stock. No other changes have been made to the original Form 4.

SEC source: 0001144204-17-024491 · v466132_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

SEC source: 0001072613-17-000264 · mexicoequity-4_18052.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,334,414

F11 · security: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.