Last 12 months
Inside the activity.
73 purchase rows · 24 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 24 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 19 | 0 |
| Mar 2026 | 13 | 0 |
| Apr 2026 | 9 | 0 |
| May 2026 | 8 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 7 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 5 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 13, 2026 20:05 UTC |
GOLDSTEIN PHILLIPDirector · Secretary · Affiliate of the Adviser
|
PurchaseCommon Stock | 5,000 | $5.73 | $28,637.00 |
DisclosureSEC source: 0001398344-26-018160 · fp0101444-1_4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Secretary · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,229 Read SEC document |
| October 01, 2026 Filed Oct 13, 2026 20:05 UTC |
GOLDSTEIN PHILLIPDirector · Secretary · Affiliate of the Adviser
|
OtherCommon Stock | 15 | $5.71 | $85.65 |
DisclosureSEC source: 0001398344-26-018160 · fp0101444-1_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Secretary · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,229 Read SEC document |
| September 28, 2026 Filed Sep 30, 2026 20:00 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,000 | $5.77 | $11,530.00 |
DisclosureSEC source: 0001398344-26-017612 · fp0100998-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| September 28, 2026 Filed Sep 29, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 9,000 | $5.77 | $51,930.00 |
DisclosureSEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 5 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| September 28, 2026 Filed Sep 29, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 1,000 | $5.76 | $5,760.00 |
DisclosureSEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 2,351 | $5.82 | $13,682.82 |
DisclosureSEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 7,649 | $5.81 | $44,440.69 |
DisclosureSEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,649 Read SEC document |
| August 31, 2026 Filed Sep 1, 2026 20:16 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 3,000 | $5.98 | $17,940.00 |
DisclosureSEC source: 0001398344-26-016344 · fp0100739-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:05 UTC |
Das Rajeev PSecretary
|
PurchaseCommon Stock | 1,366 | $5.93 | $8,100.38 |
DisclosureSEC source: 0001398344-26-015537 · fp0100619-1_4.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:05 UTC |
Das Rajeev PSecretary
|
PurchaseCommon Stock | 1,700 | $5.93 | $10,080.32 |
DisclosureSEC source: 0001398344-26-015537 · fp0100619-1_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,034 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:00 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,000 | $5.91 | $5,910.00 |
DisclosureSEC source: 0001398344-26-014213 · ownership.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 23, 2026 Filed Jul 24, 2026 20:00 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,000 | $5.86 | $11,720.00 |
DisclosureSEC source: 0001398344-26-012674 · fp0100176-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 20:00 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 517 | $5.90 | $3,050.30 |
DisclosureSEC source: 0001398344-26-012674 · fp0100176-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 21, 2026 Filed Jul 22, 2026 20:22 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 483 | $5.90 | $2,849.70 |
DisclosureSEC source: 0001398344-26-012496 · fp0100121-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,729 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 20:22 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,000 | $5.93 | $5,930.00 |
DisclosureSEC source: 0001398344-26-012496 · fp0100121-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 06, 2026 Filed Jul 8, 2026 20:05 UTC |
GOLDSTEIN PHILLIPDirector · Secretary · Affiliate of the Adviser
|
PurchaseCommon Stock | 5,980 | $5.95 | $35,581.00 |
DisclosureSEC source: 0001398344-26-011905 · fp0099789-2_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Secretary · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,214 Read SEC document |
| July 02, 2026 Filed Jul 7, 2026 20:27 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 4,767 | $5.92 | $28,222.07 |
DisclosureSEC source: 0001398344-26-011834 · fp0099789-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 131,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| July 02, 2026 Filed Jul 7, 2026 20:27 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 233 | $5.92 | $1,379.36 |
DisclosureSEC source: 0001398344-26-011834 · fp0099789-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 126,233 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| June 29, 2026 Filed Jun 30, 2026 20:25 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,000 | $5.93 | $11,850.00 |
DisclosureSEC source: 0001398344-26-011448 · fp0099691-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 20:25 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,091 | $5.89 | $12,305.54 |
DisclosureSEC source: 0001398344-26-011448 · fp0099691-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 20:23 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,853 | $5.91 | $10,951.23 |
DisclosureSEC source: 0001398344-26-011111 · fp0099508-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,155 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:23 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 147 | $5.91 | $868.77 |
DisclosureSEC source: 0001398344-26-011111 · fp0099508-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,302 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:17 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,000 | $5.96 | $11,920.00 |
DisclosureSEC source: 0001398344-26-010969 · fp0099444-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,155 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:17 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 155 | $5.95 | $922.25 |
DisclosureSEC source: 0001398344-26-010969 · fp0099444-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,155 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 20:25 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,000 | $6.01 | $6,010.00 |
DisclosureSEC source: 0001398344-26-010110 · fp0099253-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| May 28, 2026 Filed May 29, 2026 20:09 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 5,400 | $5.99 | $32,346.00 |
DisclosureSEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 126,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| May 28, 2026 Filed May 29, 2026 20:09 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 100 | $5.98 | $598.00 |
DisclosureSEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 120,600 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:09 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 3,000 | $5.98 | $17,940.00 |
DisclosureSEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 120,500 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:09 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 4,500 | $5.97 | $26,865.00 |
DisclosureSEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 117,500 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| May 20, 2026 Filed May 20, 2026 20:14 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 2,987 | $5.96 | $17,802.52 |
DisclosureSEC source: 0001398344-26-009503 · fp0099056-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 113,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| May 19, 2026 Filed May 20, 2026 20:14 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 13 | $5.95 | $77.35 |
DisclosureSEC source: 0001398344-26-009503 · fp0099056-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 110,013 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| May 18, 2026 Filed May 20, 2026 20:14 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 4,000 | $5.95 | $23,800.00 |
DisclosureSEC source: 0001398344-26-009503 · fp0099056-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 110,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 20:05 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,002 | $6.07 | $6,077.13 |
DisclosureSEC source: 0001398344-26-007317 · fp0098731-1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| April 17, 2026 Filed Apr 20, 2026 20:22 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 3,000 | $6.09 | $18,270.00 |
DisclosureSEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 106,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 16, 2026 Filed Apr 20, 2026 20:22 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 547 | $6.04 | $3,303.88 |
DisclosureSEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| April 16, 2026 Filed Apr 20, 2026 20:22 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 3,000 | $6.05 | $18,150.00 |
DisclosureSEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 103,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 16, 2026 Filed Apr 20, 2026 20:22 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 4,718 | $6.06 | $28,591.08 |
DisclosureSEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 100,000 F2 · balance_after: The Form 4 filed on behalf of Mr. Dakos on March 31, 2026 contained an error in the amount of shares held Indirectly following the reported transactions. The amounts shown herein reflect the correct amount. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 08, 2026 Filed Apr 9, 2026 20:06 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 4,000 | $5.98 | $23,900.00 |
DisclosureSEC source: 0001398344-26-006337 · fp0098466-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limitied Partnership Disclosed balance after: 94,282 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 07, 2026 Filed Apr 9, 2026 20:06 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 2,000 | $5.95 | $11,900.00 |
DisclosureSEC source: 0001398344-26-006337 · fp0098466-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limitied Partnership Disclosed balance after: 90,282 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 06, 2026 Filed Apr 6, 2026 20:38 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 100 | $5.95 | $595.00 |
DisclosureSEC source: 0001398344-26-006168 · fp0098280-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 88,282 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 20:38 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 4,863 | $5.93 | $28,827.86 |
DisclosureSEC source: 0001398344-26-006168 · fp0098280-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 88.182 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 30, 2026 Filed Mar 31, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 5,300 | $5.91 | $31,312.40 |
DisclosureSEC source: 0001398344-26-005935 · fp0098198-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 83,319 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 5,900 | $5.92 | $34,928.00 |
DisclosureSEC source: 0001398344-26-005935 · fp0098198-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 78,019 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 20:25 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 1,000 | $5.95 | $5,950.00 |
DisclosureSEC source: 0001398344-26-005700 · fp0098119-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 73,119 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 20:25 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 5,000 | $5.96 | $29,800.00 |
DisclosureSEC source: 0001398344-26-005700 · fp0098119-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 72,119 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:20 UTC |
GOLDSTEIN PHILLIPDirector · Secretary · Affiliate of the Adviser
|
PurchaseCommon Stock | 10,000 | $5.98 | $59,800.00 |
DisclosureSEC source: 0001398344-26-005431 · fp0098037-1_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Secretary · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,234 Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 21:08 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 3,324 | $6.00 | $19,944.00 |
DisclosureSEC source: 0001398344-26-005168 · fp0097965-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 67,119 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 21:08 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 1,700 | $6.00 | $10,200.00 |
DisclosureSEC source: 0001398344-26-005168 · fp0097965-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 63,795 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 06, 2026 Filed Mar 9, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 12,500 | $5.97 | $74,625.00 |
DisclosureSEC source: 0001398344-26-004896 · fp0097911-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 62,095 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:05 UTC |
Dakos AndrewDirector · President and CEO · Affiliate of Adviser
|
PurchaseCommon Stock | 12,000 | $6.01 | $72,120.00 |
DisclosureSEC source: 0001398344-26-004896 · fp0097911-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 49,595 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.