Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amprius Technologies, Inc.KCAC · Entity 4742 | Director | March 01, 2022 | March 02, 2022 |
| Jason Industries, Inc.JASN · Entity 149778 | Director | July 01, 2019 | July 02, 2019 |
| Kensington Capital Acquisition Corp. IIKCAC · Entity 142143 | Director | February 25, 2021 | February 26, 2021 |
| Kensington Capital Acquisition Corp. VKCGI · Entity 136336 | Director | August 12, 2021 | August 12, 2021 |
| Kensington Capital Acquisition Corp. VIKCAC · Entity 9322 | Director | March 03, 2026 | July 07, 2026 |
| QuantumScape CorpKCAC · Entity 4158 | Director | June 25, 2020 | June 26, 2020 |
| RBC Bearings INCROLL · Entity 3343 | Director | August 13, 2018 | August 14, 2018 |
| STAR EQUITY HOLDINGS, INC.STRR · Entity 76212 | Director | May 23, 2024 | May 28, 2024 |
| Williams Industrial Services Group Inc.WLMS · Entity 114766 | Director | February 02, 2023 | February 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amprius Technologies, Inc.
Report date March 01, 2022 · Filed March 02, 2022
This filing explicitly reported no securities owned.
Jason Industries, Inc.
Report date July 01, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 117,630 |
Reported balance
After 2019-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-01 · Grant · Acquired 40,000 · Balance 117,630 F1: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 13,000 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Profit Sharing Account | 52,900 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,900 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service.
Kensington Capital Acquisition Corp. II
Report date February 25, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
Kensington Capital Acquisition Corp. V
Report date August 12, 2021 · Filed August 12, 2021
This filing explicitly reported no securities owned.
Kensington Capital Acquisition Corp. VI
Report date March 03, 2026 · Filed July 07, 2026
This filing explicitly reported no securities owned.
QuantumScape Corp
Report date June 25, 2020 · Filed June 26, 2020
This filing explicitly reported no securities owned.
RBC Bearings INC
Report date August 13, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,000 |
Last balance in matching sequence
After 2018-08-13 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
10 source rowsRow 1 · 2018-08-13 · Exercise / conversion · Acquired 2,500 · Balance 10,500 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 2 · 2018-08-13 · Sale · Disposed 2,500 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 3 · 2018-08-13 · Exercise / conversion · Acquired 1,600 · Balance 9,600 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 4 · 2018-08-13 · Sale · Disposed 1,600 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 5 · 2018-08-13 · Exercise / conversion · Acquired 1,200 · Balance 9,200 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 6 · 2018-08-13 · Sale · Disposed 1,200 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 7 · 2018-08-13 · Exercise / conversion · Acquired 800 · Balance 8,800 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 8 · 2018-08-13 · Sale · Disposed 800 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 9 · 2018-08-13 · Exercise / conversion · Acquired 400 · Balance 8,400 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 10 · 2018-08-13 · Sale · Disposed 400 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $51.08 · Expires 2020-06-14 | Direct | 0 |
Reported balance
After 2018-08-13 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-08-13 · Exercise / conversion · Disposed 2,500 · Balance 0 F3: Options to purchase shares of Common Stock expire 7 years from grant date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $64.15 · Expires 2021-07-01 | Direct | 400 |
Reported balance
After 2018-08-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-08-13 · Exercise / conversion · Disposed 1,600 · Balance 400 F4: Options to purchase shares of Common Stock vest on 7/1/2019. Options expire 7 years from grant date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $72.83 · Expires 2022-07-01 | Direct | 800 |
Reported balance
After 2018-08-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-08-13 · Exercise / conversion · Disposed 1,200 · Balance 800 F5: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/2 vest on 7/1/2019 and 1/2 vest on 7/1/2020. Options expire 7 years from grant date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $72.94 · Expires 2023-07-08 | Direct | 1,200 |
Reported balance
After 2018-08-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-08-13 · Exercise / conversion · Disposed 800 · Balance 1,200 F6: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/3 vest on 7/8/2019, 1/3 vest on 7/8/2020 and 1/3 vest on 7/8/2021. Options expire 7 years from grant date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $99.64 · Expires 2024-06-27 | Direct | 1,600 |
Reported balance
After 2018-08-13 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-08-13 · Exercise / conversion · Disposed 400 · Balance 1,600 F7: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/4 vest on 6/27/2019, 1/4 vest on 6/27/2020, 1/4 vest on 6/27/2021 and 1/4 vest on 6/27/2022. Options expire 7 years from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F3: Options to purchase shares of Common Stock expire 7 years from grant date.
F4: Options to purchase shares of Common Stock vest on 7/1/2019. Options expire 7 years from grant date.
F5: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/2 vest on 7/1/2019 and 1/2 vest on 7/1/2020. Options expire 7 years from grant date.
F6: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/3 vest on 7/8/2019, 1/3 vest on 7/8/2020 and 1/3 vest on 7/8/2021. Options expire 7 years from grant date.
F7: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/4 vest on 6/27/2019, 1/4 vest on 6/27/2020, 1/4 vest on 6/27/2021 and 1/4 vest on 6/27/2022. Options expire 7 years from grant date.
STAR EQUITY HOLDINGS, INC.
Report date May 23, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,556 |
Reported balance
After 2024-05-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-23 · Grant · Acquired 4,556 · Balance 4,556 F4: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 22, 2024 of $0.90. F6: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date. |
| Common StockSEC Table I · non-derivative | Direct | 148,089 |
Reported balance
Holding disclosure · report date 2024-05-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 148,089 |
| Common StockSEC Table I · non-derivative | IndirectBy Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 | 109,047 |
Reported balance
Holding disclosure · report date 2024-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 109,047 F1: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 12,300 |
Reported balance
Holding disclosure · report date 2024-05-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,300 |
| Common StockSEC Table I · non-derivative | IndirectBy Industrial Manufacturing Institute, LLC | 3,200 |
Reported balance
Holding disclosure · report date 2024-05-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,200 F2: Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust Partnership, LLC | 300 |
Reported balance
Holding disclosure · report date 2024-05-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 300 F3: Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
F2: Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F3: Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F4: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F5: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 22, 2024 of $0.90.
F6: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date.
Williams Industrial Services Group Inc.
Report date February 02, 2023 · Filed February 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 182,168 |
Reported balance
After 2023-02-02 transaction · row 1
1 source rowRow 1 · 2023-02-02 · Grant · Acquired 85,821 · Balance 182,168 F1: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AstroNova, Inc.
Report date August 26, 2026 · Filed August 26, 2026
Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Disposition to issuer · Disposed 108,910 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). |
| Common StockSEC Table I · non-derivative | IndirectHeld in a trust of which the reporting person is a trustee | 0 |
Reported balance
After 2026-08-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-26 · Disposition to issuer · Disposed 16,701 · Balance 0 F2: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement. |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2027-05-17 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0 F4: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
F2: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement.
F3: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.
F4: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.
HARDINGE INC
Report date May 25, 2018 · Filed May 30, 2018
Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-05-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-25 · Exercise / conversion · Acquired 21,230 · Balance 59,097.32 F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). Row 2 · 2018-05-25 · Disposition to issuer · Disposed 59,097.32 · Balance 0 F2: Shares disposed of for cash consideration pursuant to the Merger Agreement. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2018-05-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-05-25 · Disposition to issuer · Disposed 1,902 · Balance 0 F2: Shares disposed of for cash consideration pursuant to the Merger Agreement. |
| Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-25 · Exercise / conversion · Disposed 21,230 · Balance 0 F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").
F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.
XERIUM TECHNOLOGIES INC
Report date October 17, 2018 · Filed October 17, 2018
Section 16 reporting ended · disclosed 2018-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-17 transaction · row 1
1 source rowRow 1 · 2018-10-17 · Disposition to issuer · Disposed 22,765 · Balance 0 F1: Represents the conversion of outstanding shares of common stock of Xerium Technologies, Inc. (the "Company") and vested director deferred stock units into the right to receive $13.50 per share or unit in connection with the merger of the Company with an indirect wholly owned subsidiary of Andritz AG on October 17, 2018 (the "Merger"), pursuant to an Agreement and Plan of Merger dated June 24, 2018. |
| Common StockSEC Table I · non-derivative | IndirectVia family trust | 0 |
Reported balance
After 2018-10-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-17 · Disposition to issuer · Disposed 20,502 · Balance 0 F2: Represents the conversion of outstanding shares of common stock of the Company into the right to receive $13.50 per share in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of outstanding shares of common stock of Xerium Technologies, Inc. (the "Company") and vested director deferred stock units into the right to receive $13.50 per share or unit in connection with the merger of the Company with an indirect wholly owned subsidiary of Andritz AG on October 17, 2018 (the "Merger"), pursuant to an Agreement and Plan of Merger dated June 24, 2018.
F2: Represents the conversion of outstanding shares of common stock of the Company into the right to receive $13.50 per share in connection with the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2021 Filed Dec 17, 2021 23:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 1,000 | $13.90 | $13,900.00 |
DisclosureSEC source: 0001062993-21-013176 · form4.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,853 Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 23:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 1,000 | $13.90 | $13,900.00 |
DisclosureSEC source: 0001062993-21-013176 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,853 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 15:14 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | Exercise / conversionRestricted Stock Unit · Derivative | 3,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-21-001616 · e621099_4-quain.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: On November 19, 2020 the Reporting Person was granted 3,719 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 19, 2021 F6 · derivative.expiration_date: On November 19, 2020 the Reporting Person was granted 3,719 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 19, 2021 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 15:14 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | Exercise / conversionCommon Stock | 3,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-21-001616 · e621099_4-quain.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 19:19 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | GrantRestricted Stock Unit · Derivative | 8,631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002719 · form409271004qua_11172021.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,631 Underlying: Common Stock · 8,631 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $21,750.00. The number of Restricted Stock Units granted was determined using the closing sales price per share on November 12, 2021 (the last trading day before the November 15, 2021 grant date) of $2.52. F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · price: Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $21,750.00. The number of Restricted Stock Units granted was determined using the closing sales price per share on November 12, 2021 (the last trading day before the November 15, 2021 grant date) of $2.52. F6 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 15, 2021, subject to the reporting person continuing to be a service provider through such date. F6 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 15, 2021, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 21:10 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | Exercise / conversionRestricted Stock Unit · Derivative | 3,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002167 · form409271004qua_08192021.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_date: On August 17, 2020 the Reporting Person was granted 3,358 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 17, 2021. F6 · derivative.expiration_date: On August 17, 2020 the Reporting Person was granted 3,358 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 17, 2021. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 21:10 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | Exercise / conversionCommon Stock | 3,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002167 · form409271004qua_08192021.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 18:17 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | GrantRestricted Stock Unit · Derivative | 8,451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002141 · form409271qua_08172021.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,451 Underlying: Common Stock · 8,451 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $22,225.54. The number of Restricted Stock Units granted was determined using the closing sales price per share on August 13, 2021 (the last trading day before the August 15, 2021 vesting date, which fell on a weekend) of $2.63. F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · price: Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $22,225.54. The number of Restricted Stock Units granted was determined using the closing sales price per share on August 13, 2021 (the last trading day before the August 15, 2021 vesting date, which fell on a weekend) of $2.63. F6 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 15, 2021, subject to the reporting person continuing to be a service provider through such date. F6 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 15, 2021, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| August 07, 2021 Filed Aug 10, 2021 18:54 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | Exercise / conversionRestricted Stock Unit · Derivative | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-001970 · form409271qua_08102021.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_date: On August 7, 2020 the Reporting Person was granted 12,000 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 7, 2021. F6 · derivative.expiration_date: On August 7, 2020 the Reporting Person was granted 12,000 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 7, 2021. Read SEC document |
| August 07, 2021 Filed Aug 10, 2021 18:54 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-001970 · form409271qua_08102021.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document |
| June 28, 2021 Filed Jul 1, 2021 15:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 1,000 | $13.51 | $13,510.00 |
DisclosureSEC source: 0001209191-21-044247 · doc4.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,853 Read SEC document |
| June 25, 2021 Filed Jul 1, 2021 15:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 3,000 | $13.92 | $41,750.10 |
DisclosureSEC source: 0001209191-21-044247 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,853 F1 · shares: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $14.00, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $14.00, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 25, 2021 16:10 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | OtherWarrant · Derivative | 22,000 | Not disclosed Strike: $2.25 | Not disclosed |
DisclosureSEC source: 0000921895-21-001709 · form409271004_06242021.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2025-05-28 F1 · date: Warrants were exercised on June 15, 2021, but confirmation of execution and settlement was provided to Mr. Quain by his broker on June 22, 2021. F6 · price: As previously reported, Mr. Quain purchased warrants directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on May 28, 2020, with a price per warrant of $0.01. Read SEC document |
| June 15, 2021 Filed Jun 25, 2021 16:10 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | OtherCommon Stock | 11,000 | $2.25 | $24,750.00 |
DisclosureSEC source: 0000921895-21-001709 · form409271004_06242021.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 Disclosed balance after: 39,047 F1 · date: Warrants were exercised on June 15, 2021, but confirmation of execution and settlement was provided to Mr. Quain by his broker on June 22, 2021. F2 · ownership.nature: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee. F3 · ownership.nature: Includes 28,047 shares of Common Stock previously held directly by Mr. Quain, and which are now held indirectly by Mr. Quain, as the trustee of the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, as a result of a change in the form of beneficial ownership of such shares. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 19:54 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 4,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039154 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,853 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:49 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | GrantRestricted Stock Unit · Derivative | 8,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-001408 · form409271004qua_05182021.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,881 Underlying: Common Stock · 8,881 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan and in lieu of cash committee fees and a quarterly cash board retainer fee in the amount of $23,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 14, 2021 ($2.59). F3 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan and in lieu of cash committee fees and a quarterly cash board retainer fee in the amount of $23,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 14, 2021 ($2.59). F5 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 15, 2021, subject to the reporting person continuing to be a service provider through such date. F5 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 15, 2021, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 17:41 UTC | STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 | GrantRestricted Stock Unit · Derivative | 2,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-000927 · form409271qua_04022021.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885 Underlying: Common Stock · 2,885 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on the grant date ($3.12). F3 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on the grant date ($3.12). F5 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of March 31, 2021, subject to the reporting person continuing to be a service provider through such date. F5 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of March 31, 2021, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 16:21 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | GrantCommon Stock, $0.01 par value per share | 27,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-013715 · a4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,698 F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 4, 2022. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 18:09 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | GrantRestricted Stock Unit · Derivative | 3,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-003066 · form409271004qua_11202020.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,719 Underlying: Common Stock · 3,719 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Digirad Corporation 2018 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on the grant date ($2.42). F3 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · price: Award of Restricted Stock Units made in accordance with the Digirad Corporation 2018 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on the grant date ($2.42). F5 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 19, 2020, subject to the reporting person continuing to be a service provider through such date. F5 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 19, 2020, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:23 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | GrantRestricted Stock Unit · Derivative | 3,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-002283 · form409271004qua_08182020.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,358 Underlying: Common Stock · 3,358 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Digirad Corporation 2018 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on the grant date ($2.68). F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · price: Award of Restricted Stock Units made in accordance with the Digirad Corporation 2018 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of Restricted Stock Units granted was determined using the closing sales price per share on the grant date ($2.68). F7 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 17, 2020, subject to the reporting person continuing to be a service provider through such date. F7 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 17, 2020, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 21:23 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | Exercise / conversionRestricted Stock Unit · Derivative | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-002283 · form409271004qua_08182020.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,250 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 16, 2020. F5 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,250 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 16, 2020. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 21:23 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | Exercise / conversionCommon Stock | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-002283 · form409271004qua_08182020.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 19:50 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | GrantRestricted Stock Unit · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-002155 · form409271004qua_08112020.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 7, 2020, subject to the reporting person continuing to be a service provider through such date. F4 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 7, 2020, subject to the reporting person continuing to be a service provider through such date. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034503 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,771 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:03 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseWarrant · Derivative | 22,000 | $0.01 Strike: $2.25 | $220.00 |
DisclosureSEC source: 0000921895-20-001649 · form409271004qua_05292020.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 11,000 shares Expires 2025-05-28 F1 · shares: The Reporting Person purchased the shares of common stock and the warrants reported on this Form 4 directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on May 28, 2020. Each share of common stock was sold together with one warrant to purchase 0.5 shares of common stock at a price of $2.25 per share and warrant, of which the price per share for common stock was $2.24 and the price per warrant was $0.01. F1 · price: The Reporting Person purchased the shares of common stock and the warrants reported on this Form 4 directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on May 28, 2020. Each share of common stock was sold together with one warrant to purchase 0.5 shares of common stock at a price of $2.25 per share and warrant, of which the price per share for common stock was $2.24 and the price per warrant was $0.01. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:03 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseCommon Stock | 22,000 | $2.24 | $49,280.00 |
DisclosureSEC source: 0000921895-20-001649 · form409271004qua_05292020.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,478 F1 · shares: The Reporting Person purchased the shares of common stock and the warrants reported on this Form 4 directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on May 28, 2020. Each share of common stock was sold together with one warrant to purchase 0.5 shares of common stock at a price of $2.25 per share and warrant, of which the price per share for common stock was $2.24 and the price per warrant was $0.01. F1 · price: The Reporting Person purchased the shares of common stock and the warrants reported on this Form 4 directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on May 28, 2020. Each share of common stock was sold together with one warrant to purchase 0.5 shares of common stock at a price of $2.25 per share and warrant, of which the price per share for common stock was $2.24 and the price per warrant was $0.01. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:54 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | GrantCommon Stock | 3,797 | $2.37 | $8,998.89 |
DisclosureSEC source: 0000921895-20-001527 · form409271004qua_05192020.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,478 F1 · shares: Award made in accordance with the Digirad Corporation 2018 Incentive Plan (the "Plan") and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of shares granted pursuant to the award and the Plan was determined using the closing sales price per share on the grant date (which also equals the price disclosed in this Form 4). F1 · price: Award made in accordance with the Digirad Corporation 2018 Incentive Plan (the "Plan") and in lieu of a quarterly cash board retainer fee in the amount of $9,000. The number of shares granted pursuant to the award and the Plan was determined using the closing sales price per share on the grant date (which also equals the price disclosed in this Form 4). F2 · balance_after: On June 4, 2019, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 16:13 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | GrantRestricted Stock Unit · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-002279 · form409271qua_08192019.xml · derivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 16, 2019, subject to the Reporting Person continuing to be a service provider through such date. F5 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 16, 2019, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:20 UTC | Jason Industries, Inc. JASN · Entity 149778 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001579252-19-000106 · wf-form4_156209880567208.xml · derivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,630 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F1 · derivative.exercise_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F1 · derivative.expiration_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 15:55 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 2,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035432 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,171 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:19 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseCommon Stock | 3,000 | $0.75 | $2,250.00 |
DisclosureSEC source: 0000921895-19-001540 · form409271001qua_05162019.xml · nonDerivative · entry 4 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Partnership, LLC Disclosed balance after: 3,000 F3 · ownership.nature: Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:19 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseCommon Stock | 3,000 | $0.71 | $2,130.00 |
DisclosureSEC source: 0000921895-19-001540 · form409271001qua_05162019.xml · nonDerivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 3,000 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:19 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseCommon Stock | 32,000 | $0.75 | $24,000.00 |
DisclosureSEC source: 0000921895-19-001540 · form409271001qua_05162019.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Industrial Manufacturing Institute, LLC Disclosed balance after: 32,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.73 to $0.75, inclusive. Mr. Quain undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the purchase price at which such shares were purchased. F2 · ownership.nature: Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner. Read SEC document |
| May 13, 2019 Filed May 14, 2019 21:17 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseCommon Stock | 69,000 | $0.68 | $46,920.00 |
DisclosureSEC source: 0000921895-19-001460 · form409271001qua_05142019.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,803 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.66 to $0.70, inclusive. Mr. Quain undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the purchase price at which such shares were purchased. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:33 UTC | STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212 | PurchaseCommon Stock | 97,803 | $0.76 | $74,330.28 |
DisclosureSEC source: 0000921895-19-000808 · form409271001qua_03182019.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,803 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.71 to $0.84, inclusive. Mr. Quain undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the purchase price at which such shares were purchased. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:06 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006703 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,560 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant. Read SEC document |
| October 28, 2018 Filed Oct 31, 2018 14:16 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056625 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,991 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| October 17, 2018 Filed Oct 17, 2018 16:10 UTC | XERIUM TECHNOLOGIES INC XRM · Entity 162923 | Disposition to issuerCommon Stock | 20,502 | $13.50 | $276,777.00 |
DisclosureSEC source: 0001287151-18-000115 · wf-form4_153980699433120.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via family trust Disclosed balance after: 0 F2 · shares: Represents the conversion of outstanding shares of common stock of the Company into the right to receive $13.50 per share in connection with the Merger. Read SEC document |
| October 17, 2018 Filed Oct 17, 2018 16:10 UTC | XERIUM TECHNOLOGIES INC XRM · Entity 162923 | Disposition to issuerCommon Stock | 22,765 | $13.50 | $307,327.50 |
DisclosureSEC source: 0001287151-18-000115 · wf-form4_153980699433120.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents the conversion of outstanding shares of common stock of Xerium Technologies, Inc. (the "Company") and vested director deferred stock units into the right to receive $13.50 per share or unit in connection with the merger of the Company with an indirect wholly owned subsidiary of Andritz AG on October 17, 2018 (the "Merger"), pursuant to an Agreement and Plan of Merger dated June 24, 2018. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 400 | $99.64 Strike: $99.64 | $39,856.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · derivative · entry 15 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 400 shares Expires 2024-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/4 vest on 6/27/2019, 1/4 vest on 6/27/2020, 1/4 vest on 6/27/2021 and 1/4 vest on 6/27/2022. Options expire 7 years from grant date. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 800 | $72.94 Strike: $72.94 | $58,352.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · derivative · entry 14 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 800 shares Expires 2023-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/3 vest on 7/8/2019, 1/3 vest on 7/8/2020 and 1/3 vest on 7/8/2021. Options expire 7 years from grant date. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,200 | $72.83 Strike: $72.83 | $87,396.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · derivative · entry 13 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 1,200 shares Expires 2022-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/2 vest on 7/1/2019 and 1/2 vest on 7/1/2020. Options expire 7 years from grant date. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,600 | $64.15 Strike: $64.15 | $102,640.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · derivative · entry 12 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 1,600 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options to purchase shares of Common Stock vest on 7/1/2019. Options expire 7 years from grant date. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,500 | $51.08 Strike: $51.08 | $127,700.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · derivative · entry 11 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options to purchase shares of Common Stock expire 7 years from grant date. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | SaleCommon Stock | 400 | $140.19 | $56,077.16 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · nonDerivative · entry 10 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · balance_after: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionCommon Stock | 400 | $99.64 | $39,856.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · nonDerivative · entry 9 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | SaleCommon Stock | 800 | $140.19 | $112,154.32 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · nonDerivative · entry 8 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · balance_after: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionCommon Stock | 800 | $72.94 | $58,352.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · nonDerivative · entry 7 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | SaleCommon Stock | 1,200 | $140.19 | $168,231.48 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · nonDerivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · balance_after: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:01 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionCommon Stock | 1,200 | $72.83 | $87,396.00 |
DisclosureSEC source: 0001593968-18-001115 · primary_01.xml · nonDerivative · entry 5 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.