Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director · CHAIRMAN AND CEO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,633 |
Ending reported balance
After 2026-07-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 52,932 · Balance 160,565 Row 2 · 2026-07-28 · Tax withholding · Disposed 34,912 · Balance 125,653 Row 3 · 2026-07-28 · Sale · Disposed 16,120 · Balance 109,533 F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2026-07-28 · Sale · Disposed 1,900 · Balance 107,633 F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-28 · Exercise / conversion · Disposed 52,932 · Balance 0 F4: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,738.321 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,738.321 F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4: Fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 579 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 67 · Balance 579 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 150,000 | $35.29 | $5,293,800.00 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 14,000 | $36.44 | $510,132.00 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 16:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 23,531 | $0.00 Strike: $51.21 | $0.00 |
DisclosureSEC source: 0000004962-04-000145 · doc4.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,531 Underlying: Common Shares · 23,531 shares Expires 2008-07-26 F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 16:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,000 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0000004962-04-000145 · doc4.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Shares · 29,000 shares Expires 2008-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1,000 of these options became exercisable on 7/27/2001, 14,000 on 7/27/2002, and 14,000 on 7/27/2003. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 16:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 23,531 | $51.21 | $1,205,022.51 |
DisclosureSEC source: 0000004962-04-000145 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,304 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 16:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 29,000 | $36.44 | $1,056,702.00 |
DisclosureSEC source: 0000004962-04-000145 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 5,571 | $0.00 Strike: $52.97 | $0.00 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,571 Underlying: Common Shares · 5,571 shares Expires 2008-07-26 Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 20,249 | $0.00 Strike: $52.97 | $0.00 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,249 Underlying: Common Shares · 20,249 shares Expires 2008-02-22 Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Shares · 7,000 shares Expires 2008-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,600 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 28,600 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 20,249 | $52.97 | $1,072,488.29 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,390.763 Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 5,571 | $52.97 | $295,068.02 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,639.763 Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 7,000 | $36.44 | $255,066.00 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,210.763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2004 Filed Feb 25, 2004 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 28,600 | $29.30 | $838,037.20 |
DisclosureSEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,210.763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 3,465 | $52.99 | $183,610.35 |
DisclosureSEC source: 0000004962-04-000076 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,196.497 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,097 | $0.00 Strike: $39.51 | $0.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · derivative · entry 11 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,097 shares Expires 2004-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,333 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · derivative · entry 10 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,333 shares Expires 2004-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,491 | $0.00 Strike: $39.51 | $0.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,491 shares Expires 2004-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 5,600 | $53.72 | $300,832.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,661.497 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 400 | $53.73 | $21,492.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,261.497 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 4,000 | $53.76 | $215,040.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,661.497 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 13,055 | $53.77 | $701,967.35 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,661.497 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 7,491 | $39.51 | $295,969.41 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,716.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 2,097 | $39.51 | $82,852.47 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,225.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 15,333 | $39.00 | $597,987.00 |
DisclosureSEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,128.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 23:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 9,000 | $52.80 | $475,200.00 |
DisclosureSEC source: 0000004962-04-000048 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,795.497 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 23:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 8,700 | $52.82 | $459,534.00 |
DisclosureSEC source: 0000004962-04-000048 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,795.497 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 23:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 300 | $52.86 | $15,858.00 |
DisclosureSEC source: 0000004962-04-000048 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,495.497 Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 180,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000020 · doc4.xml · derivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Shares · 180,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 4,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000020 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,795.497 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 13:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 70 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000020 · doc4.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457 Underlying: Common Shares · 70 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 33,990 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 11 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,990 Underlying: Common Shares · 33,990 shares Expires 2008-07-26 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 27,103 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 10 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,167 Underlying: Common Shares · 27,103 shares Expires 2008-02-22 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 43,064 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,064 Underlying: Common Shares · 43,064 shares Expires 2008-02-22 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 40,000 shares Expires 2008-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 57,200 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,600 Underlying: Common Shares · 57,200 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,000 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 104,157 | $47.50 | $4,947,457.50 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,819.497 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 40,000 | $36.44 | $1,457,520.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,976.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 36,000 | $29.30 | $1,054,872.00 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,976.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 18:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 57,200 | $29.30 | $1,676,074.40 |
DisclosureSEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,976.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,531 | $0.00 Strike: $39.51 | $0.00 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · derivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,531 shares Expires 2003-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,178 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,178 shares Expires 2003-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 12,400 | $45.66 | $566,184.00 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,303.19 Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 100 | $45.67 | $4,567.00 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,703.19 Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 209 | $45.68 | $9,547.12 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,803.19 Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 1,531 | $39.51 | $60,489.81 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,012.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 11,178 | $39.00 | $435,942.00 |
DisclosureSEC source: 0000004962-03-000162 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,481.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2003 Filed Jun 2, 2003 19:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $43.00 | $430,000.00 |
DisclosureSEC source: 0000004962-03-000105 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,365.527 Read SEC document |
| May 29, 2003 Filed Jun 2, 2003 19:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 4,986 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0000004962-03-000105 · doc4.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,986 Underlying: Common Shares · 4,986 shares Expires 2007-02-23 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.