Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director · CHAIRMAN AND CEO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,633 |
Ending reported balance
After 2026-07-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 52,932 · Balance 160,565 Row 2 · 2026-07-28 · Tax withholding · Disposed 34,912 · Balance 125,653 Row 3 · 2026-07-28 · Sale · Disposed 16,120 · Balance 109,533 F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2026-07-28 · Sale · Disposed 1,900 · Balance 107,633 F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-28 · Exercise / conversion · Disposed 52,932 · Balance 0 F4: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,738.321 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,738.321 F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4: Fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 579 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 67 · Balance 579 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2003 Filed Jun 2, 2003 19:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,107 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-03-000105 · doc4.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,107 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2003 Filed Jun 2, 2003 19:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 4,986 | $41.36 | $206,196.03 |
DisclosureSEC source: 0000004962-03-000105 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,365.527 Read SEC document |
| May 29, 2003 Filed Jun 2, 2003 19:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 7,107 | $22.15 | $157,391.62 |
DisclosureSEC source: 0000004962-03-000105 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,351.527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: As of May 29, 2003, 4,629 shares were held in Mr. Cracchiolo's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.