Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director · CHAIRMAN AND CEO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,633 |
Ending reported balance
After 2026-07-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 52,932 · Balance 160,565 Row 2 · 2026-07-28 · Tax withholding · Disposed 34,912 · Balance 125,653 Row 3 · 2026-07-28 · Sale · Disposed 16,120 · Balance 109,533 F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2026-07-28 · Sale · Disposed 1,900 · Balance 107,633 F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-28 · Exercise / conversion · Disposed 52,932 · Balance 0 F4: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,738.321 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,738.321 F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4: Fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 579 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 67 · Balance 579 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2017 Filed Nov 9, 2017 22:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,800 | $160.01 | $768,062.40 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,213 F2 · price: Reflects the weighted average price of 4,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2017 with sale prices ranging from $160.00 to $160.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 22:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,428 | $161.07 | $391,075.53 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,013 F1 · price: Reflects the weighted average price of 2,428 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 7, 2017 with sale prices ranging from $161.01 to $161.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 21:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 16,446 | $143.74 | $2,363,952.97 |
DisclosureSEC source: 0001179110-17-011545 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,441 F2 · price: Reflects the weighted average price of 16,446 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 16, 2017 with sale prices ranging from $143.26 to $144.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 23,004 | $145.05 | $3,336,658.89 |
DisclosureSEC source: 0001179110-17-011545 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,887 F1 · price: Reflects the weighted average price of 23,004 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 14, 2017 with sale prices ranging from $144.93 to $145.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 13,418 | $146.25 | $1,962,343.59 |
DisclosureSEC source: 0001179110-17-011200 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,891 F1 · price: Reflects the weighted average price of 13,418 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 3, 2017 with sale prices ranging from $145.97 to $146.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 166,967 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · derivative · entry 10 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,967 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 44,421 | $145.39 | $6,458,169.30 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,309 F2 · price: Reflects the weighted average price of 44,421 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 2, 2017 with sale prices ranging from $145.22 to $145.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 122,546 | $145.92 | $17,881,912.32 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,730 Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 166,967 | $65.31 | $10,904,614.77 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 176,830 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,830 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,124 | $144.74 | $452,167.76 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,309 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 50,000 | $144.04 | $7,201,790.00 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,433 F1 · price: Reflects the weighted average price of 50,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 31, 2017 with sale prices ranging from $143.71 to $144.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 123,706 | $144.45 | $17,869,331.70 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,433 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 176,830 | $54.33 | $9,607,173.90 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Mar 19, 2025 21:27 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 33,692 | $144.56 | $4,870,663.76 |
DisclosureSEC source: 0001415889-25-008603 · form4-03192025_090357.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,752 F1 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 9,602 | $124.46 | $1,195,090.85 |
DisclosureSEC source: 0001179110-17-002331 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,309 F2 · price: Reflects the weighted average price of 9,602 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2017 with sale prices ranging from $124.43 to $124.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 44,508 | $123.65 | $5,503,454.26 |
DisclosureSEC source: 0001179110-17-002331 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,911 F1 · price: Reflects the weighted average price of 44,508 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2017 with sale prices ranging from $123.45 to $124.32 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 176,343 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,343 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,344 | $123.18 | $411,913.92 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,419 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 131,835 | $123.37 | $16,264,483.95 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,763 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 176,343 | $58.70 | $10,351,334.10 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 108,334 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,334 Underlying: Common Stock · 108,334 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 13,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,255 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 2,580.4057 | $121.26 | $312,900.00 |
DisclosureSEC source: 0001179110-17-001899 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,419.257 Underlying: Common Stock · 2,580.4057 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 19,352 | $121.26 | $2,346,623.52 |
DisclosureSEC source: 0001179110-17-001899 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,092 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 37,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001899 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,444 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,989 | $117.90 | $352,403.10 |
DisclosureSEC source: 0001179110-17-001645 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,122 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,058 | $113.08 | $345,798.64 |
DisclosureSEC source: 0001179110-17-001645 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,111 Read SEC document |
| August 19, 2005 Filed Aug 23, 2005 12:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 51,293 | $56.07 | $2,876,003.64 |
DisclosureSEC source: 0000004962-05-000192 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,718 Read SEC document |
| June 13, 2005 Filed Jun 15, 2005 16:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 562 | $54.98 | $30,898.76 |
DisclosureSEC source: 0000004962-05-000151 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,611 Read SEC document |
| June 13, 2005 Filed Jun 15, 2005 16:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 900 | $54.96 | $49,464.00 |
DisclosureSEC source: 0000004962-05-000151 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,173 Read SEC document |
| June 13, 2005 Filed Jun 15, 2005 16:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 63,700 | $54.95 | $3,500,315.00 |
DisclosureSEC source: 0000004962-05-000151 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,073 Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right ot buy) · Derivative | 24,396 | $0.00 Strike: $39.51 | $0.00 |
DisclosureSEC source: 0000004962-05-000079 · doc4.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,396 shares Expires 2005-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 20,076 | $54.19 | $1,087,918.44 |
DisclosureSEC source: 0000004962-05-000079 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,260 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 24,396 | $39.51 | $963,885.96 |
DisclosureSEC source: 0000004962-05-000079 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 3,465 | $54.02 | $187,186.23 |
DisclosureSEC source: 0000004962-05-000062 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,940 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 22:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000311 · form5.xml · derivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 67 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 636 | $53.08 | $33,758.88 |
DisclosureSEC source: 0000004962-05-000031 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,933 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 145,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000019 · doc4.xml · derivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Shares · 145,000 shares Expires 2015-01-24 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 19,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000019 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,569 F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 500 | $56.72 | $28,360.00 |
DisclosureSEC source: 0000004962-05-000002 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,970 Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 3,700 | $56.70 | $209,790.00 |
DisclosureSEC source: 0000004962-05-000002 · doc4.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,470 Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 5,800 | $56.71 | $328,918.00 |
DisclosureSEC source: 0000004962-05-000002 · doc4.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,170 Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000019 · doc4.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512 Underlying: Common Shares · 55 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 117,594 | $0.00 Strike: $52.72 | $0.00 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,594 Underlying: Common Shares · 117,594 shares Expires 2009-02-21 Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 11,174 | $0.00 Strike: $52.72 | $0.00 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,174 Underlying: Common Shares · 11,174 shares Expires 2008-07-26 Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,000 shares Expires 2008-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 117,594 | $52.72 | $6,199,555.68 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,970 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 11,174 | $52.72 | $589,093.28 |
DisclosureSEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,564 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.