Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director · CHAIRMAN AND CEO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,633 |
Ending reported balance
After 2026-07-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 52,932 · Balance 160,565 Row 2 · 2026-07-28 · Tax withholding · Disposed 34,912 · Balance 125,653 Row 3 · 2026-07-28 · Sale · Disposed 16,120 · Balance 109,533 F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2026-07-28 · Sale · Disposed 1,900 · Balance 107,633 F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-28 · Exercise / conversion · Disposed 52,932 · Balance 0 F4: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,738.321 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,738.321 F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4: Fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 579 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 67 · Balance 579 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,339 | $197.87 | $660,687.93 |
DisclosureSEC source: 0001179110-21-001102 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,249 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 52,415 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001102 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,415 Underlying: Common Stock · 52,415 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 17,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001102 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,588 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,088 | $211.27 | $652,401.76 |
DisclosureSEC source: 0001179110-21-000915 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,855 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 186,058 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 186,058 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,016 | $185.45 | $744,747.12 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,943 F3 · price: Reflects the weighted average price of 4,016 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $185.40 to $185.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 18,300 | $184.85 | $3,382,731.21 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,959 F2 · price: Reflects the weighted average price of 18,300 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $184.40 to $185.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 30,086 | $183.97 | $5,535,047.78 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,259 F1 · price: Reflects the weighted average price of 30,086 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $183.40 to $184.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 158,772 | $184.00 | $29,214,048.00 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,345 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 186,058 | $128.76 | $23,956,828.08 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,705 | $173.59 | $643,140.58 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,059 F4 · price: Reflects the weighted average price of 3,705 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 5, 2020 with sale prices ranging from $173.50 to $173.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 25,800 | $172.84 | $4,459,261.68 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,764 F3 · price: Reflects the weighted average price of 25,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 5, 2020 with sale prices ranging from $172.30 to $173.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 16,500 | $171.61 | $2,831,637.60 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,564 F2 · price: Reflects the weighted average price of 16,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 5, 2020 with sale prices ranging from $171.10 to $172.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 191,808 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · derivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 191,808 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 28,534 | $171.79 | $4,901,781.67 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,064 F1 · price: Reflects the weighted average price of 28,534 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 4, 2020 with sale prices ranging from $170.00 to $172.73 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 145,774 | $172.58 | $25,157,676.92 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,598 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 191,808 | $87.79 | $16,838,824.32 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 25,429 | $178.59 | $4,541,461.74 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,564 F3 · price: Reflects the weighted average price of 25,429 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 19, 2020 with sale prices ranging from $178.22 to $179.0449 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 169,313 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · derivative · entry 10 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 169,313 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Fully vested. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 70,108 | $177.46 | $12,441,365.68 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,993 F2 · price: Reflects the weighted average price of 70,108 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.22 to $177.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 136,377 | $178.82 | $24,386,935.14 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,101 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 169,313 | $107.61 | $18,219,771.93 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 1,623.1406 | $178.82 | $290,250.00 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,271.3094 Underlying: Common Stock · 1,623.1406 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F6 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F6 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 37,172 | $178.82 | $6,647,097.04 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,165 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 76,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,337 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 46,081 | $178.28 | $8,215,265.38 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,241 F1 · price: Reflects the weighted average price of 46,081 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.92 to $178.82 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,142 | $175.91 | $376,799.22 |
DisclosureSEC source: 0001179110-20-001390 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,322 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 5,722 | $165.41 | $946,476.02 |
DisclosureSEC source: 0001179110-20-001014 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,464 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 77,932 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001014 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,932 Underlying: Common Stock · 77,932 shares Expires 2030-01-31 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 20,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001014 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,186 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,901 | $167.57 | $486,120.57 |
DisclosureSEC source: 0001179110-20-000835 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,674 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 2,443.3731 | $130.68 | $319,300.00 |
DisclosureSEC source: 0001179110-19-002177 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,836.1215 Underlying: Common Stock · 2,443.3731 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 26,558 | $130.68 | $3,470,599.44 |
DisclosureSEC source: 0001179110-19-002177 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,575 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 51,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002177 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,133 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,107 | $126.69 | $266,935.83 |
DisclosureSEC source: 0001179110-19-001665 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,146 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 129,401 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001360 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,401 Underlying: Common Stock · 129,401 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,918 | $126.89 | $370,265.02 |
DisclosureSEC source: 0001179110-19-001360 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,253 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 33,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001360 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,171 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,793 | $121.12 | $338,288.16 |
DisclosureSEC source: 0001179110-19-001039 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,623 Read SEC document |
| May 10, 2018 Filed May 10, 2018 22:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | PurchaseCommon Stock | 7,400 | $136.04 | $1,006,677.50 |
DisclosureSEC source: 0001179110-18-006581 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,416 F1 · price: Reflects the weighted average price of 7,400 shares of common stock of Ameriprise Financial, Inc. purchased by the reporting person in multiple transactions on May 10, 2018 with purchase prices ranging from $135.88 to $136.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,053 | $160.56 | $329,629.68 |
DisclosureSEC source: 0001179110-18-001842 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,016 F1 · balance_after: The balance reflects the correction of shares withheld and reported on the Form 4 filed on February 5, 2018. The number of shares withheld was overstated by 145 shares. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 3,340.2985 | $167.50 | $559,500.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,878.0181 Underlying: Common Stock · 3,340.2985 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,834 | $167.50 | $474,695.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,924 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 16,748 | $167.50 | $2,805,290.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,758 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 34,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,506 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,044 | $171.08 | $520,767.52 |
DisclosureSEC source: 0001179110-18-001548 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,500 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 119,834 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001252 · edgar.xml · derivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,834 Underlying: Common Stock · 119,834 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 23,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001252 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,544 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,600 | $160.03 | $256,054.40 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,213 F4 · price: Reflects the weighted average price of 1,600 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2017 with sale prices ranging from $160.02 to $160.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 33,400 | $159.07 | $5,312,971.40 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,813 F3 · price: Reflects the weighted average price of 33,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2017 with sale prices ranging from $159.00 to $159.17 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.