organization · Reporting owner
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PhenixFIN Corp
Report date August 12, 2020 · Filed August 14, 2020
Jointly reported with Fortress Investment Group LLC, DB Med Investor I LLC, Drawbridge Special Opportunities Fund LP, Drawbridge Special Opportunities GP LLC, DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC, Fortress Principal Investment Holdings IV LLC, FIG LLC, Fortress Operating Entity I LP, FIG Blue LLC
Section 16 reporting ended · disclosed 2020-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,781 |
Reported balance
After 2020-08-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-12 · Sale · Disposed 1,000 · Balance 271,781 F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]
F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2020 Filed Aug 14, 2020 21:31 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 1,000 | $16.50 | $16,500.00 |
DisclosureSEC source: 0001209191-20-046835 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 271,781 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:44 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 1,100 | $16.87 | $18,557.00 |
DisclosureSEC source: 0001209191-20-046200 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 272,781 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.77 to $17.26 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 21:44 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 1,160 | $16.38 | $19,000.80 |
DisclosureSEC source: 0001209191-20-046200 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 273,881 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.30 to $16.47 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:44 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 300 | $15.00 | $4,500.00 |
DisclosureSEC source: 0001209191-20-046200 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 275,041 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.98 to $15.02 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 06, 2020 Filed Aug 6, 2020 21:35 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 2,000 | $14.91 | $29,820.00 |
DisclosureSEC source: 0001209191-20-045534 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 275,341 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.80 to $15.00 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 21:35 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 7,500 | $14.51 | $108,825.00 |
DisclosureSEC source: 0001209191-20-045534 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 277,341 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.50 to $14.54 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:35 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 1,000 | $14.36 | $14,360.00 |
DisclosureSEC source: 0001209191-20-045534 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 284,841 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.35 to $14.38 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 21:49 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 2,500 | $14.00 | $35,000.00 |
DisclosureSEC source: 0001209191-20-044539 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 285,841 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.00 to $14.04 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 21:49 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 2,500 | $14.09 | $35,225.00 |
DisclosureSEC source: 0001209191-20-044539 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 288,341 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.08 to $14.10 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:49 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 4,400 | $14.06 | $61,864.00 |
DisclosureSEC source: 0001209191-20-044539 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 290,841 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.00 to $14.15 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 29, 2020 Filed Jul 29, 2020 21:39 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 2,100 | $14.30 | $30,030.00 |
DisclosureSEC source: 0001209191-20-043964 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 295,241 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.00 to $14.43 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:39 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 3,300 | $13.26 | $43,758.00 |
DisclosureSEC source: 0001209191-20-043964 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 297,341 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $12.98 to $13.42 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 21:30 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 25,900 | $0.71 | $18,389.00 |
DisclosureSEC source: 0001209191-20-043635 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,012,830 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.71 to $0.72 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 21:30 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 47,400 | $0.69 | $32,706.00 |
DisclosureSEC source: 0001209191-20-043635 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,038,730 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.68 to $0.71 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:50 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 65,300 | $0.67 | $43,751.00 |
DisclosureSEC source: 0001209191-20-043256 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,086,130 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.66 to $0.71 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 01:50 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 126,952 | $0.65 | $82,518.80 |
DisclosureSEC source: 0001209191-20-043256 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,151,430 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.61 to $0.68 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 17, 2020 Filed Jul 22, 2020 01:50 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 99,600 | $0.74 | $73,704.00 |
DisclosureSEC source: 0001209191-20-043256 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,278,382 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.65 to $0.89 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 21:45 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 38,200 | $0.63 | $24,066.00 |
DisclosureSEC source: 0001209191-20-042674 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,377,982 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.62 to $0.65 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 21:45 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 52,800 | $0.63 | $33,264.00 |
DisclosureSEC source: 0001209191-20-042674 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,416,182 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.62 to $0.68 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 21:45 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 5,495 | $0.64 | $3,516.80 |
DisclosureSEC source: 0001209191-20-042674 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,468,982 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.62 to $0.65 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 22:12 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 878 | $0.70 | $614.60 |
DisclosureSEC source: 0001209191-20-042306 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,474,477 F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 08, 2020 Filed Jul 8, 2020 21:46 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 17,308 | $0.70 | $12,115.60 |
DisclosureSEC source: 0001209191-20-041797 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,475,355 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.70 to $0.72 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 21:46 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 12,713 | $0.73 | $9,280.49 |
DisclosureSEC source: 0001209191-20-041797 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,492,663 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.72 to $0.73 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:46 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 3,400 | $0.72 | $2,448.00 |
DisclosureSEC source: 0001209191-20-041797 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,505,376 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.71 to $0.74 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 21:43 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 18,100 | $0.74 | $13,394.00 |
DisclosureSEC source: 0001209191-20-040570 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,508,776 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.74 to $0.79 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:43 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 38,799 | $0.77 | $29,875.23 |
DisclosureSEC source: 0001209191-20-040570 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,526,876 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.76 to $0.79 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:43 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 12,500 | $0.76 | $9,500.00 |
DisclosureSEC source: 0001209191-20-040570 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,565,675 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.75 to $0.78 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:31 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 8,540 | $0.81 | $6,917.40 |
DisclosureSEC source: 0001209191-20-039134 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,578,175 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.80 to $0.83 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 21:31 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 30,900 | $0.82 | $25,338.00 |
DisclosureSEC source: 0001209191-20-039134 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,586,715 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.82 to $0.85 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:31 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 9,100 | $0.83 | $7,553.00 |
DisclosureSEC source: 0001209191-20-039134 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,617,615 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.83 to $0.85 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:12 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 7,561 | $2.05 | $15,500.05 |
DisclosureSEC source: 0001209191-20-008381 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,626,715 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.050 to $2.095 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| February 06, 2020 Filed Feb 6, 2020 22:58 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 5,400 | $2.10 | $11,340.00 |
DisclosureSEC source: 0001209191-20-007267 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,634,276 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.075 to $2.105 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:58 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 15,000 | $2.10 | $31,500.00 |
DisclosureSEC source: 0001209191-20-007267 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,639,676 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.115 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:58 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 17,707 | $2.10 | $37,184.70 |
DisclosureSEC source: 0001209191-20-007267 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,654,676 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.155 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 30, 2020 Filed Jan 30, 2020 22:00 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 14,900 | $2.18 | $32,482.00 |
DisclosureSEC source: 0001209191-20-005574 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,672,383 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.170 to $2.195 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 22:00 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 15,200 | $2.16 | $32,832.00 |
DisclosureSEC source: 0001209191-20-005574 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,687,283 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.155 to $2.165 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 22:03 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 13,877 | $2.19 | $30,390.63 |
DisclosureSEC source: 0001209191-20-004886 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,702,483 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.185 to $2.195 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:03 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 25,100 | $2.18 | $54,718.00 |
DisclosureSEC source: 0001209191-20-004886 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,716,360 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.175 to $2.200 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 22:00 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 43,924 | $2.21 | $97,072.04 |
DisclosureSEC source: 0001209191-20-004070 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,741,460 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.205 to $2.220 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 22:00 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 39,910 | $2.22 | $88,600.20 |
DisclosureSEC source: 0001209191-20-004070 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,785,384 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.230 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 22:00 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 52,669 | $2.24 | $117,978.56 |
DisclosureSEC source: 0001209191-20-004070 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,825,294 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.210 to $2.255 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 22:07 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 13,597 | $2.20 | $29,913.40 |
DisclosureSEC source: 0001209191-20-003324 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,877,963 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.180 to $2.205 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 22:24 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 20,500 | $2.20 | $45,100.00 |
DisclosureSEC source: 0001209191-20-002813 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,891,560 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.190 to $2.215 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:24 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 31,712 | $2.16 | $68,497.92 |
DisclosureSEC source: 0001209191-20-002813 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,912,060 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.150 to $2.190 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 06, 2020 Filed Jan 6, 2020 22:52 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 20,271 | $2.15 | $43,623.19 |
DisclosureSEC source: 0001209191-20-002056 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,943,772 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.150 to $2.185 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:52 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 2,696 | $2.20 | $5,923.11 |
DisclosureSEC source: 0001209191-20-002056 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,964,043 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.165 to $2.215 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| December 26, 2019 Filed Dec 28, 2019 00:45 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 27,904 | $2.14 | $59,770.37 |
DisclosureSEC source: 0001209191-19-062048 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,966,739 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.140 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| December 23, 2019 Filed Dec 28, 2019 00:45 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 20,280 | $2.17 | $44,027.88 |
DisclosureSEC source: 0001209191-19-062048 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,994,643 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.170 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| December 19, 2019 Filed Dec 19, 2019 22:07 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 78,420 | $2.15 | $168,210.90 |
DisclosureSEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,014,923 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.125 to $2.185 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 22:07 UTC | PhenixFIN Corp MCC · Entity 6843 | SaleCommon Stock | 67,193 | $2.11 | $141,844.42 |
DisclosureSEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,093,343 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.105 to $2.130 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.