Tapewire

Nasdaq · USD

PFX

PhenixFIN Corp

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Tapewire entity
6843
SEC CIK
0001490349
Parsed reports
173

Last 12 months

Inside the activity.

17 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 3, 2026 21:23 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 3,183 $45.49 $144,794.67
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 6

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,854

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:23 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 800 $44.40 $35,520.00
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 5

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,671

Read SEC document
June 02, 2026 Filed Jun 3, 2026 21:23 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 2,473 $44.95 $111,161.35
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,871

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:23 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 836 $44.99 $37,611.64
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,398

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:23 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 1,363 $44.37 $60,476.31
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,562

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:23 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 1 $41.20 $41.20
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,199

Read SEC document
May 12, 2026 Filed May 14, 2026 21:39 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 42,065 $39.95 $1,680,496.75
Disclosure

SEC source: 0001213900-26-056877 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,198

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.00 to $40.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 56,537 shares received as an in-kind distribution from FrontFour Master Fund, Ltd. In prior reports, the reporting person reported beneficial ownership of 81,662.416 shares of PhenixFIN Corporation common stock held by FrontFour Master Fund, Ltd.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:25 UTC
Amster HowardDirector · 10% owner
PurchaseCOMMON STOCK, $0.001 par value 11,500 $42.56 $489,440.00
Disclosure

SEC source: 0001213900-26-024222 · ownership.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,248

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:30 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 572 $46.05 $26,340.60
Disclosure

SEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,596

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.76 to $46.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 21:30 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 133 $45.59 $6,063.47
Disclosure

SEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.33 to $45.68, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 21:30 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCOMMON STOCK, $0.001 par value 150 $45.33 $6,798.98
Disclosure

SEC source: 0001213900-25-126079 · ownership.xml · nonDerivative · entry 2

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,428

Read SEC document
December 22, 2025 Filed Dec 29, 2025 21:30 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 1,000 $45.44 $45,440.00
Disclosure

SEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,891

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 21:30 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCOMMON STOCK, $0.001 par value 6 $45.00 $270.00
Disclosure

SEC source: 0001213900-25-126079 · ownership.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,278

Read SEC document
December 17, 2025 Filed Dec 17, 2025 22:20 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 908 $44.74 $40,623.92
Disclosure

SEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,891

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.48 to $44.75, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 17, 2025 Filed Dec 20, 2025 00:32 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCOMMON STOCK, $0.001 par value 37 $44.00 $1,628.00
Disclosure

SEC source: 0001213900-25-124030 · ownership.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,272

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:20 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 138 $44.45 $6,134.10
Disclosure

SEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,983

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.44 to $44.47, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:20 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 100 $44.33 $4,433.00
Disclosure

SEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,845

Read SEC document
September 23, 2025 Filed Sep 25, 2025 20:55 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCOMMON STOCK, $0.001 par value 248 $47.75 $11,842.00
Disclosure

SEC source: 0001213900-25-091704 · ownership.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,235

Read SEC document
September 17, 2025 Filed Sep 18, 2025 21:35 UTC PurchaseCOMMON STOCK, $0.001 par value 44 $48.26 $2,123.44
Disclosure

SEC source: 0001213900-25-089089 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.15 to $48.27, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 21:35 UTC PurchaseCOMMON STOCK, $0.001 par value 86 $48.09 $4,135.74
Disclosure

SEC source: 0001213900-25-089089 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,956

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.05 to $48.10, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
September 12, 2025 Filed Sep 15, 2025 22:38 UTC PurchaseCOMMON STOCK, $0.001 par value 100 $48.09 $4,809.00
Disclosure

SEC source: 0001213900-25-087773 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,870

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.05 to $48.10, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 22:38 UTC PurchaseCOMMON STOCK, $0.001 par value 162 $48.05 $7,784.10
Disclosure

SEC source: 0001213900-25-087773 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,770

Read SEC document
September 10, 2025 Filed Sep 11, 2025 21:35 UTC PurchaseCOMMON STOCK, $0.001 par value 34 $48.05 $1,633.70
Disclosure

SEC source: 0001213900-25-086911 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,608

Read SEC document
September 09, 2025 Filed Sep 11, 2025 21:35 UTC PurchaseCOMMON STOCK, $0.001 par value 250 $48.17 $12,042.50
Disclosure

SEC source: 0001213900-25-086911 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,574

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.15 to $48.20, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
September 05, 2025 Filed Sep 5, 2025 20:34 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 100 $48.93 $4,893.00
Disclosure

SEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,745

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:43 UTC PurchaseCOMMON STOCK, $0.001 par value 49 $48.15 $2,359.35
Disclosure

SEC source: 0001213900-25-085571 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,324

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:34 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 300 $48.41 $14,523.00
Disclosure

SEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,645

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.25 to $48.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 20:34 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 200 $47.83 $9,566.00
Disclosure

SEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,345

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.82 to $47.84, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
September 03, 2025 Filed Sep 8, 2025 20:43 UTC PurchaseCOMMON STOCK, $0.001 par value 100 $48.23 $4,823.00
Disclosure

SEC source: 0001213900-25-085571 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.00 to $48.75, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 19:26 UTC PurchaseCOMMON STOCK, $0.001 par value 75 $49.28 $3,696.00
Disclosure

SEC source: 0001213900-25-079332 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,175

Read SEC document
August 19, 2025 Filed Aug 21, 2025 19:26 UTC PurchaseCOMMON STOCK, $0.001 par value 189 $49.25 $9,308.25
Disclosure

SEC source: 0001213900-25-079332 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.10 to $49.27, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 18, 2025 Filed Aug 18, 2025 20:49 UTC PurchaseCOMMON STOCK, $0.001 par value 100 $49.03 $4,903.00
Disclosure

SEC source: 0001213900-25-077974 · ownership.xml · nonDerivative · entry 3

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,911

Read SEC document
August 15, 2025 Filed Aug 18, 2025 20:49 UTC PurchaseCOMMON STOCK, $0.001 par value 15 $48.87 $733.05
Disclosure

SEC source: 0001213900-25-077974 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,811

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:52 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCOMMON STOCK, $0.001 par value 350 $49.25 $17,237.50
Disclosure

SEC source: 0001213900-25-077978 · ownership.xml · nonDerivative · entry 2

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,987

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:49 UTC PurchaseCOMMON STOCK, $0.001 par value 132 $48.90 $6,454.14
Disclosure

SEC source: 0001213900-25-077974 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.70 to $49.25, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 12, 2025 Filed Aug 12, 2025 21:04 UTC PurchaseCOMMON STOCK, $0.001 par value 36 $49.13 $1,768.68
Disclosure

SEC source: 0001213900-25-075060 · ownership.xml · nonDerivative · entry 3

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,664

Read SEC document
August 11, 2025 Filed Aug 12, 2025 21:04 UTC PurchaseCOMMON STOCK, $0.001 par value 101 $49.13 $4,962.13
Disclosure

SEC source: 0001213900-25-075060 · ownership.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,628

Read SEC document
August 08, 2025 Filed Aug 12, 2025 21:04 UTC PurchaseCOMMON STOCK, $0.001 par value 27 $49.00 $1,323.00
Disclosure

SEC source: 0001213900-25-075060 · ownership.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527

Read SEC document
June 23, 2025 Filed Aug 18, 2025 20:52 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCOMMON STOCK, $0.001 par value 1 $48.12 $48.12
Disclosure

SEC source: 0001213900-25-077978 · ownership.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,637

Read SEC document
June 18, 2025 Filed Jun 18, 2025 22:35 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 300 $49.56 $14,868.00
Disclosure

SEC source: 0001213900-25-055719 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,145

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.15 to $49.77, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 21:00 UTC
Amster HowardDirector · 10% owner
PurchaseCommon Stock, $0.001 par value 157 $50.04 $7,856.28
Disclosure

SEC source: 0001213900-25-056285 · ownership.xml · nonDerivative · entry 3

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,608

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.01 to $50.14, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 21:00 UTC
Amster HowardDirector · 10% owner
PurchaseCommon Stock, $0.001 par value 167 $49.87 $8,328.29
Disclosure

SEC source: 0001213900-25-056285 · ownership.xml · nonDerivative · entry 2

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,451

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.74 to $49.96, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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June 17, 2025 Filed Jun 20, 2025 21:00 UTC
Amster HowardDirector · 10% owner
PurchaseCommon Stock, $0.001 par value 315 $48.64 $15,321.60
Disclosure

SEC source: 0001213900-25-056285 · ownership.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,284

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.12 to $48.64, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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June 16, 2025 Filed Jun 18, 2025 22:35 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCOMMON STOCK 700 $47.91 $33,537.00
Disclosure

SEC source: 0001213900-25-055719 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,845

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.85 to $47.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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April 23, 2025 Filed Apr 24, 2025 20:30 UTC
Amster HowardDirector · 10% owner
GiftCommon Stock, $0.001 par value 200 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-035095 · ownership.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Samuel J. Heller Trust U/A 08/07/2002

Disclosed balance after: 0

F1 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002.

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March 10, 2025 Filed Mar 11, 2025 23:05 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCommon Stock, $0.001 par value 173 $53.75 $9,298.75
Disclosure

SEC source: 0001140361-25-008143 · form4.xml · nonDerivative · entry 2

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,636

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March 07, 2025 Filed Mar 11, 2025 23:05 UTC
McMillan EllidaCHIEF FINANCIAL OFFICER
PurchaseCommon Stock, $0.001 par value 127 $53.95 $6,851.65
Disclosure

SEC source: 0001140361-25-008143 · form4.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,463

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $53.75 and $54.00. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (1) to this Form 4.

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March 05, 2025 Filed Mar 6, 2025 02:46 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCommon Stock, $0.001 par value 100 $54.35 $5,435.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,145

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March 05, 2025 Filed Mar 6, 2025 02:46 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCommon Stock, $0.001 par value 900 $53.87 $48,483.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,045

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.27 to $54.22, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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March 04, 2025 Filed Mar 6, 2025 02:46 UTC
Lorber David ADirector · CHAIRMAN AND CEO · 10% owner
PurchaseCommon Stock, $0.001 par value 200 $53.29 $10,658.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,145

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.