organization · Reporting owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD

Disclosed activity across 1 company

Tapewire entity: 147196
SEC CIK: 0001205824

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PhenixFIN Corp

Report date August 12, 2020 · Filed August 14, 2020

Jointly reported with Fortress Investment Group LLC, DB Med Investor I LLC, Drawbridge Special Opportunities Fund LP, Drawbridge Special Opportunities GP LLC, DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC, Fortress Principal Investment Holdings IV LLC, FIG LLC, Fortress Operating Entity I LP, FIG Blue LLC

Section 16 reporting ended · disclosed 2020-08-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	271,781	Reported balance After 2020-08-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-12 · Sale · Disposed 1,000 · Balance 271,781 F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 17, 2019 Filed Dec 19, 2019 22:07 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	167,839	$2.14	$358,839.78	Disclosure SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,160,536 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.115 to $2.155 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 16, 2019 Filed Dec 16, 2019 22:23 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	67,162	$2.13	$142,920.74	Disclosure SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,328,375 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.170 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:23 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	86,952	$2.12	$184,599.10	Disclosure SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,395,537 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 12, 2019 Filed Dec 16, 2019 22:23 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	7,991	$2.14	$17,124.71	Disclosure SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,482,489 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.140 to $2.160 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:51 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	5,552	$2.25	$12,475.34	Disclosure SEC source: 0001209191-19-060090 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,490,480 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.265 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:51 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	19,721	$2.25	$44,332.81	Disclosure SEC source: 0001209191-19-060090 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,496,032 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.250 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 04, 2019 Filed Dec 4, 2019 22:31 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	2,300	$2.22	$5,115.20	Disclosure SEC source: 0001209191-19-059118 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,515,753 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.215 to $2.255 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 03, 2019 Filed Dec 4, 2019 22:31 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	4,400	$2.19	$9,653.60	Disclosure SEC source: 0001209191-19-059118 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,518,053 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.175 to $2.210 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:31 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	100,000	$2.16	$215,500.00	Disclosure SEC source: 0001209191-19-059118 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,522,453 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.145 to $2.180 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 27, 2019 Filed Nov 27, 2019 22:30 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	15,099	$2.13	$32,206.17	Disclosure SEC source: 0001209191-19-058368 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,622,453 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.120 to $2.140 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 26, 2019 Filed Nov 27, 2019 22:30 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	75,936	$2.09	$158,402.50	Disclosure SEC source: 0001209191-19-058368 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,637,552 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.070 to $2.115 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 22, 2019 Filed Nov 22, 2019 22:44 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	5,100	$2.05	$10,470.30	Disclosure SEC source: 0001209191-19-057854 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,713,488 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.05 to $2.06 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:44 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	13,784	$2.02	$27,816.11	Disclosure SEC source: 0001209191-19-057854 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,718,588 F3 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.015 to $2.020 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:44 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	20,830	$2.00	$41,660.00	Disclosure SEC source: 0001209191-19-057854 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,732,372 F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:34 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	1,400	$1.98	$2,772.00	Disclosure SEC source: 0001209191-19-057185 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,753,202 F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:34 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	1,736	$1.99	$3,452.90	Disclosure SEC source: 0001209191-19-057185 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,754,602 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.98 to $2.00 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:25 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	600	$2.04	$1,221.00	Disclosure SEC source: 0001209191-19-056431 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,756,338 F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.