Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2019 Filed Feb 21, 2019 22:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 95,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003276 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,729,844 Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 108,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002712 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,825,394 Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $47.04 | $11,760,200.00 |
DisclosureSEC source: 0001225208-19-001684 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,249,369 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.775 to $47.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 00:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 84,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001492 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,499,369 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 00:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 884,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,985,564 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 00:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 22,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,869,664 Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 00:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 21,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,891,789 Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 00:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 5,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 17,571,605.33 Read SEC document |
| November 26, 2018 Filed Nov 30, 2018 00:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 44,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,912,964 Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 370,000 | $46.97 | $17,377,383.00 |
DisclosureSEC source: 0001225208-18-015544 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,957,149 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.67 to $47.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 13,000 | $47.11 | $612,420.90 |
DisclosureSEC source: 0001225208-18-015544 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,327,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.03 to $47.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2018 Filed Nov 13, 2018 21:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 142,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015460 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,340,149 Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 22:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 3,562,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015295 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,482,621 Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 17:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 5,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012910 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,730,616 Read SEC document |
| July 24, 2018 Filed Jul 24, 2018 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 190,500 | $52.75 | $10,049,275.05 |
DisclosureSEC source: 0001225208-18-011927 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,735,691 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.65 to $52.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 16:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 10,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011921 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,926,191 Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 22:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 208,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010503 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,936,941 Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 275,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009778 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,145,076 Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 174,750 | $59.85 | $10,458,385.58 |
DisclosureSEC source: 0001225208-18-009778 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,420,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.75 to $60.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 21, 2018 Filed May 21, 2018 21:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 357,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009658 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,806,036 Read SEC document |
| May 21, 2018 Filed May 21, 2018 22:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 210,750 | $59.45 | $12,529,003.20 |
DisclosureSEC source: 0001225208-18-009667 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,952,666 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.345 to $59.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 16, 2018 Filed May 17, 2018 00:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 101,970 | $59.13 | $6,029,312.75 |
DisclosureSEC source: 0001225208-18-009493 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,163,416 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.10 to $59.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 10, 2018 Filed May 10, 2018 20:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 137,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009098 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,265,386 Read SEC document |
| May 09, 2018 Filed May 9, 2018 20:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $57.99 | $17,397,150.00 |
DisclosureSEC source: 0001225208-18-008993 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,609,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.75 to $58.335. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2018 Filed May 8, 2018 23:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 17,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008949 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,402,386 Read SEC document |
| May 08, 2018 Filed May 8, 2018 23:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $57.23 | $14,307,050.00 |
DisclosureSEC source: 0001225208-18-008949 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,419,551 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.85 to $57.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2018 Filed May 8, 2018 23:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008949 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 17,892,180.33 Read SEC document |
| May 07, 2018 Filed May 7, 2018 22:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $57.01 | $14,253,100.00 |
DisclosureSEC source: 0001225208-18-008850 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,669,551 F2 · price: This transaction was executed in multiple trades at prices ranging from $56.88 to $57.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 04, 2018 Filed May 7, 2018 22:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200,000 | $56.19 | $11,238,860.00 |
DisclosureSEC source: 0001225208-18-008850 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,919,551 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.985 to $56.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 23:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 89,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008263 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,941,721 Read SEC document |
| April 25, 2018 Filed Apr 25, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200,000 | $54.60 | $10,919,440.00 |
DisclosureSEC source: 0001225208-18-008036 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 33,074,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.86 to $54.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 22:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 165,000 | $55.23 | $9,113,395.50 |
DisclosureSEC source: 0001225208-18-008120 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 33,109,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $55.01 | $13,751,650.00 |
DisclosureSEC source: 0001225208-18-008016 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,031,391 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.575 to $55.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 12,000 | $55.27 | $663,237.60 |
DisclosureSEC source: 0001225208-18-008016 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,281,391 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.06 to $55.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2018 Filed Apr 23, 2018 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $54.99 | $13,747,475.00 |
DisclosureSEC source: 0001225208-18-007980 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,293,391 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.84 to $55.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,282 | $52.82 | $384,635.24 |
DisclosureSEC source: 0001225208-18-005530 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,543,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 19,826 | $51.62 | $1,023,318.99 |
DisclosureSEC source: 0001225208-18-005343 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,536,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 109,594 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005343 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,594 Underlying: Common Stock · 109,594 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 74,450 | $52.17 | $3,884,294.74 |
DisclosureSEC source: 0001225208-18-003013 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,516,283 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.91 to $52.275. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 00:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 240,000 | $54.03 | $12,966,096.00 |
DisclosureSEC source: 0001225208-18-001824 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,113,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.89 to $54.2175. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2018 Filed Jan 25, 2018 19:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 240,000 | $54.49 | $13,076,664.00 |
DisclosureSEC source: 0001225208-18-001488 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,353,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.175 to $54.905. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2018 Filed Jan 24, 2018 23:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 240,000 | $55.13 | $13,230,744.00 |
DisclosureSEC source: 0001225208-18-001451 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,593,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.955 to $55.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 22:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $55.31 | $16,593,900.00 |
DisclosureSEC source: 0001225208-18-001251 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,833,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.135 to $55.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 211,620 | $48.30 | $10,221,817.37 |
DisclosureSEC source: 0001225208-17-017749 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,429,443 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.16 to $48.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 22:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 175,000 | $44.78 | $7,836,657.50 |
DisclosureSEC source: 0001225208-17-017419 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,542,413 F2 · price: This transaction was executed in multiple trades at prices ranging from $44.60 to $45.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 22:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 175,000 | $44.53 | $7,792,365.00 |
DisclosureSEC source: 0001225208-17-017419 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,717,413 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.355 to $44.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 16:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200,000 | $44.29 | $8,857,960.00 |
DisclosureSEC source: 0001225208-17-017200 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,892,413 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.155 to $44.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016761 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,092,413 Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 121,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016633 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,114,413 Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 22:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 66,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016580 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,235,913 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.