Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2017 Filed Oct 26, 2017 22:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,065 | $44.78 | $226,804.62 |
DisclosureSEC source: 0001225208-17-016580 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,301,913 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.75 to $44.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2017 Filed Oct 25, 2017 21:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 394,935 | $44.78 | $17,685,307.78 |
DisclosureSEC source: 0001225208-17-016550 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,306,978 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.75 to $44.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 24, 2017 Filed Oct 24, 2017 22:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 225,000 | $44.89 | $10,101,240.00 |
DisclosureSEC source: 0001225208-17-016539 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 33,274,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.795 to $45.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 23:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 98,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014973 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,701,913 Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 23:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 290,000 | $43.27 | $12,547,198.00 |
DisclosureSEC source: 0001225208-17-013317 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,800,563 F1 · price: This transaction was executed in multiple trades at prices ranging from $43.07 to $43.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 23:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013317 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,090,563 Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 22:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 350,000 | $43.10 | $15,086,295.00 |
DisclosureSEC source: 0001225208-17-013100 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 33,499,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $43.065 to $43.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 19:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 47,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013051 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,096,663 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 19:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 26,000 | $42.80 | $1,112,805.20 |
DisclosureSEC source: 0001225208-17-013051 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,143,663 F1 · price: This transaction was executed in multiple trades at prices ranging from $42.755 to $42.845. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 27, 2017 Filed Jun 27, 2017 21:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011617 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,429,063 Read SEC document |
| May 16, 2017 Filed May 16, 2017 23:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 123,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009956 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 13,094,050.33 Read SEC document |
| May 08, 2017 Filed May 8, 2017 22:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009334 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,464,313 Read SEC document |
| April 26, 2017 Filed Apr 26, 2017 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $40.25 | $12,075,150.00 |
DisclosureSEC source: 0001225208-17-008438 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,514,313 F1 · price: This transaction was executed in multiple trades at prices ranging from $40.25 to $40.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,906 | $42.42 | $292,952.52 |
DisclosureSEC source: 0001225208-17-005675 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,814,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,015 | $42.51 | $170,677.65 |
DisclosureSEC source: 0001225208-17-005675 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,807,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 126,147 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005458 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,147 Underlying: Common Stock · 126,147 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 11,049 | $42.38 | $468,256.62 |
DisclosureSEC source: 0001225208-17-005458 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,803,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 00:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $42.22 | $10,556,125.00 |
DisclosureSEC source: 0001225208-17-003629 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,792,343 F2 · price: This transaction was executed in multiple trades at prices ranging from $42.04 to $42.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 488,000 | $41.24 | $20,127,413.60 |
DisclosureSEC source: 0001225208-17-003629 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 33,849,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $41.145 to $41.395. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 00:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 260,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043577 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,898,668 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 00:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 16,000 | $38.51 | $616,132.80 |
DisclosureSEC source: 0001225208-16-042366 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,158,668 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.43 to $38.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 22:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042120 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,174,668 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 00:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 132,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042057 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,193,668 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 18:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041976 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,325,918 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 41,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041750 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,332,768 Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $35.43 | $10,628,310.00 |
DisclosureSEC source: 0001225208-16-041750 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 34,337,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.23 to $35.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 23:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 121,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041427 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,421,943 Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 23:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 567,790 | $33.33 | $18,922,566.99 |
DisclosureSEC source: 0001225208-16-041427 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,542,943 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.50 to $33.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 23:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 32,210 | $32.50 | $1,046,850.77 |
DisclosureSEC source: 0001225208-16-041427 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,110,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.50 to $32.51. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 29, 2016 Filed Aug 1, 2016 17:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-037191 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,142,943 Read SEC document |
| July 22, 2016 Filed Jul 25, 2016 14:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 21,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-036986 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,160,593 Read SEC document |
| July 22, 2016 Filed Feb 10, 2017 22:09 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 21,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002792 · doc4a.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 3,806,450.33 Read SEC document |
| May 20, 2016 Filed May 23, 2016 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 67,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-033801 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,426,968 Read SEC document |
| May 17, 2016 Filed May 18, 2016 16:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 71,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-033591 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,494,393 Read SEC document |
| April 28, 2016 Filed Apr 28, 2016 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 78,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-031953 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,565,493 Read SEC document |
| April 27, 2016 Filed Apr 28, 2016 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 50,950 | $29.88 | $1,522,457.33 |
DisclosureSEC source: 0001225208-16-031953 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,643,993 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.86 to $29.915. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2016 Filed Feb 10, 2017 22:09 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 417,300 | $30.33 | $12,654,789.42 |
DisclosureSEC source: 0001225208-17-002792 · doc4a.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,837,293 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2016 Filed Feb 10, 2017 22:09 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 630,000 | $30.17 | $19,004,643.00 |
DisclosureSEC source: 0001225208-17-002792 · doc4a.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,550,543 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2016 Filed Apr 21, 2016 23:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 280,000 | $29.14 | $8,159,200.00 |
DisclosureSEC source: 0001225208-16-031615 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,694,943 F2 · price: This transaction was executed in multiple trades at prices ranging from $29.01 to $29.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2016 Filed Apr 21, 2016 23:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 280,000 | $28.91 | $8,094,268.00 |
DisclosureSEC source: 0001225208-16-031615 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,974,943 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.64 to $29.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,907 | $26.73 | $184,624.11 |
DisclosureSEC source: 0001225208-16-029190 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,497,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,016 | $26.54 | $106,594.68 |
DisclosureSEC source: 0001225208-16-029097 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,490,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 179,857 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029097 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 179,857 Underlying: Common Stock · 179,857 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 21,359 | $25.90 | $553,198.10 |
DisclosureSEC source: 0001225208-16-029097 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,486,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 28, 2016 Filed Jan 29, 2016 17:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025132 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,465,461 Read SEC document |
| December 23, 2015 Filed Dec 24, 2015 14:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,214,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-022899 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,485,461 Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 9,065 | $30.98 | $280,788.38 |
DisclosureSEC source: 0001225208-15-020385 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,699,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 23, 2015 Filed Oct 26, 2015 16:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 84,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-019869 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,690,396 Read SEC document |
| October 20, 2015 Filed Oct 21, 2015 16:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $29.08 | $7,270,850.00 |
DisclosureSEC source: 0001225208-15-019809 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,774,661 F2 · price: This transaction was executed in multiple trades at prices ranging from $28.5000 to $29.3800. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 19, 2015 Filed Oct 21, 2015 16:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100,000 | $28.50 | $2,850,480.00 |
DisclosureSEC source: 0001225208-15-019809 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,024,661 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.4400 to $28.5750. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.