Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2020 Filed May 29, 2020 21:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 97,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008348 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,327,407 Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 231,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006471 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,425,313 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 10,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005853 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,656,398 Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 134,367 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004395 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,367 Underlying: Common Stock · 134,367 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 19,767 | $40.81 | $806,691.27 |
DisclosureSEC source: 0001225208-20-004395 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,666,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,250 | $47.76 | $202,961.73 |
DisclosureSEC source: 0001225208-20-001938 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,343,271 F2 · price: This transaction was executed in multiple trades at prices ranging from $47.755 to $47.765. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,250 | $47.76 | $202,972.35 |
DisclosureSEC source: 0001225208-20-001938 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,347,521 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.745 to $47.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 23:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 19,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002240 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,323,816 Read SEC document |
| February 03, 2020 Filed Feb 3, 2020 23:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 220,000 | $45.73 | $10,061,150.00 |
DisclosureSEC source: 0001225208-20-001521 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,351,771 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.635 to $45.935. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 107,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,571,771 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 112,360 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · derivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,360 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 215,000 | $47.16 | $10,139,443.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,679,621 F2 · price: This transaction was executed in multiple trades at prices ranging from $47.14 to $47.215. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 112,360 | $47.24 | $5,307,448.20 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,894,621 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.175 to $47.275. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 112,360 | $18.25 | $2,050,570.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,006,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 20:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 102,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000893 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,894,621 Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-016024 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,996,921 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 189,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015932 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,192,921 Read SEC document |
| November 27, 2019 Filed Nov 28, 2019 00:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $49.77 | $14,929,680.00 |
DisclosureSEC source: 0001225208-19-015029 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,598,871 F2 · price: This transaction was executed in multiple trades at prices ranging from $49.485 to $49.965. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 30,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015029 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,898,871 Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $49.01 | $14,702,880.00 |
DisclosureSEC source: 0001225208-19-015029 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,929,346 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.775 to $49.285. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 00:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 2,537,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014408 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,805,746 Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 20:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 48,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013990 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,343,566 Read SEC document |
| October 23, 2019 Filed Oct 23, 2019 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 24,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013777 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,496,811 Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 16:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 25,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013605 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,521,011 Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 18:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 105,422 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-012318 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,422 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 18:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 105,422 | $42.03 | $4,430,949.91 |
DisclosureSEC source: 0001225208-19-012318 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,546,361 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $42.00 to $42.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 18:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 105,422 | $17.38 | $1,832,234.36 |
DisclosureSEC source: 0001225208-19-012318 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,651,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 17:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 105,422 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-012185 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,422 Underlying: Common Stock · 105,422 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 17:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 105,422 | $40.08 | $4,225,408.64 |
DisclosureSEC source: 0001225208-19-012185 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,546,361 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.245. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 17:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 105,422 | $17.38 | $1,832,234.36 |
DisclosureSEC source: 0001225208-19-012185 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,651,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 18:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,810 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-012103 · doc4.xml · derivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,844 Underlying: Common Stock · 22,810 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 18:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 22,810 | $38.47 | $877,404.90 |
DisclosureSEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,546,361 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $38.33 to 38.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 18:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 22,810 | $17.38 | $396,437.80 |
DisclosureSEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,569,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 18:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 82,612 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-012103 · doc4.xml · derivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,654 Underlying: Common Stock · 82,612 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 18:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 82,612 | $38.02 | $3,140,528.22 |
DisclosureSEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,546,361 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 18:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 82,612 | $17.38 | $1,435,796.56 |
DisclosureSEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,628,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 18:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-011972 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,546,361 Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 18:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 45,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010427 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,553,111 Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010425 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,598,836 Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 22,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007837 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,683,836 Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 4,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007837 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 18,175,245.33 Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 109,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000741 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 18,179,670.33 Read SEC document |
| May 03, 2019 Filed May 3, 2019 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 45,450 | $46.27 | $2,102,912.42 |
DisclosureSEC source: 0001225208-19-007720 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,705,966 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.195 to $46.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 03, 2019 Filed May 3, 2019 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,830 | $46.29 | $501,357.52 |
DisclosureSEC source: 0001225208-19-007720 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,751,416 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.215 to $46.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2019 Filed Apr 29, 2019 20:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $45.97 | $11,492,100.00 |
DisclosureSEC source: 0001225208-19-007276 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,762,246 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.805 to $46.035. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 25, 2019 Filed Apr 25, 2019 21:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $45.56 | $11,390,300.00 |
DisclosureSEC source: 0001225208-19-007198 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,012,246 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.355 to $45.715. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 16:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $45.57 | $11,391,300.00 |
DisclosureSEC source: 0001225208-19-007170 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,262,246 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.435 to $45.735. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 15:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $45.29 | $11,321,550.00 |
DisclosureSEC source: 0001225208-19-007115 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,512,246 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.1875 to $45.415. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 149,919 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004572 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,919 Underlying: Common Stock · 149,919 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 32,402 | $46.77 | $1,515,441.54 |
DisclosureSEC source: 0001225208-19-004572 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,762,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.