Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2021 Filed Dec 21, 2021 01:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 60,000 | $80.61 | $4,836,882.00 |
DisclosureSEC source: 0001225208-21-015165 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,515,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $80.50 to $81.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 20, 2021 Filed Dec 23, 2021 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 173,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015200 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,489,144 Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 01:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 312,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015165 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,575,178 Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 23:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 29,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015135 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,662,774 Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 23:59 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,000 | $6.41 | $6,408.90 |
DisclosureSEC source: 0001209191-21-068188 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 616,826 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.40 to $6.4099. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 22:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $82.25 | $2,019,181.04 |
DisclosureSEC source: 0001225208-21-014114 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,692,174 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.17 to $82.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 22:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $82.25 | $2,019,183.49 |
DisclosureSEC source: 0001225208-21-014114 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,716,724 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.17 to $82.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 20:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $82.37 | $2,022,212.96 |
DisclosureSEC source: 0001225208-21-014032 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,741,274 F2 · price: This transaction was executed in multiple trades at prices ranging from $82.285 to $82.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 20:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $82.48 | $2,024,893.82 |
DisclosureSEC source: 0001225208-21-014032 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,765,824 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.25 to $82.645. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:53 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 8,757,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066564 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 8,757,694 F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F4 · ownership.nature: Shares owned by Live Oak Ventures, LLC. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:53 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 615,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066564 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 615,826 F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F3 · ownership.nature: Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:53 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 2,431,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066564 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,431,653 F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F2 · ownership.nature: Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 115,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013983 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,790,374 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $81.89 | $2,010,399.50 |
DisclosureSEC source: 0001225208-21-013983 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,905,754 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $81.92 | $2,011,013.25 |
DisclosureSEC source: 0001225208-21-013983 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,930,304 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.91 to $81.915. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $81.72 | $2,006,159.72 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,954,854 F4 · price: This transaction was executed in multiple trades at prices ranging from $81.695 to $81.765. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $81.72 | $2,006,255.46 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,979,404 F3 · price: This transaction was executed in multiple trades at prices ranging from $81.70 to $81.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $81.89 | $2,010,311.12 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,003,954 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.63 to $82.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 24,550 | $82.05 | $2,014,271.04 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,028,504 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.63 to $82.215. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 20:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,973 | $81.75 | $161,292.75 |
DisclosureSEC source: 0001225208-21-013666 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,447,606 Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 23:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 22,250 | $81.47 | $1,812,674.13 |
DisclosureSEC source: 0001225208-21-013696 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,890,824 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.41 to $81.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 23:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 22,250 | $81.62 | $1,816,000.50 |
DisclosureSEC source: 0001225208-21-013696 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,913,074 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.49 to $81.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 59,177 | $81.80 | $4,840,660.85 |
DisclosureSEC source: 0001225208-21-013643 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,449,579 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.75 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 20:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 61,150 | $82.69 | $5,056,285.59 |
DisclosureSEC source: 0001225208-21-013471 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,508,756 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.54 to $82.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 17:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 61,350 | $81.67 | $5,010,202.97 |
DisclosureSEC source: 0001225208-21-013425 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,569,906 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.50 to $82.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 22:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-013349 · doc4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 22:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 150,000 | $82.02 | $12,302,595.00 |
DisclosureSEC source: 0001225208-21-013349 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.83 to $82.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 22:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 150,000 | $13.64 | $2,046,000.00 |
DisclosureSEC source: 0001225208-21-013349 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,085,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 155,890 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-21-013327 · doc4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 155,890 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 155,890 | $81.80 | $12,752,378.79 |
DisclosureSEC source: 0001225208-21-013327 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.55 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 155,890 | $12.45 | $1,940,830.50 |
DisclosureSEC source: 0001225208-21-013327 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,091,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 23:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 768 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-21-013315 · doc4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,890 Underlying: Common Stock · 768 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 23:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 768 | $83.00 | $63,744.00 |
DisclosureSEC source: 0001225208-21-013315 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 23:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 768 | $12.45 | $9,561.60 |
DisclosureSEC source: 0001225208-21-013315 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,936,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 894,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013313 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 96,302 | $83.72 | $8,062,393.81 |
DisclosureSEC source: 0001225208-21-013313 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,829,574 F1 · price: This transaction was executed in multiple trades at prices ranging from $83.11 to $84.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2021 Filed Oct 25, 2021 23:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 23,698 | $83.05 | $1,968,180.51 |
DisclosureSEC source: 0001225208-21-013253 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,925,876 F1 · price: This transaction was executed in multiple trades at prices ranging from $83.00 to $83.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 17:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 120,000 | $82.56 | $9,907,200.00 |
DisclosureSEC source: 0001225208-21-013228 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,949,574 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.50 to $82.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2021 Filed Oct 20, 2021 22:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 24,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013202 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,081,899 Read SEC document |
| October 20, 2021 Filed Oct 20, 2021 22:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 185,250 | $81.18 | $15,039,410.10 |
DisclosureSEC source: 0001225208-21-013202 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,106,560 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.95 to $81.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 12,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013213 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,094,235 Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 22:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 123,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013194 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,291,810 Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 16:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 186,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013148 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,415,610 Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 16:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 13,000 | $80.34 | $1,044,375.80 |
DisclosureSEC source: 0001225208-21-013148 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,602,010 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.22 to $80.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 15:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $78.50 | $2,197,927.20 |
DisclosureSEC source: 0001225208-21-013079 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,631,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $77.86 to $78.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 07, 2021 Filed Oct 7, 2021 23:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013047 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,615,010 Read SEC document |
| October 04, 2021 Filed Oct 4, 2021 19:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $74.47 | $2,085,070.40 |
DisclosureSEC source: 0001225208-21-012725 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,659,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.11 to $75.065. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 27, 2021 Filed Sep 27, 2021 19:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $77.04 | $2,157,134.00 |
DisclosureSEC source: 0001225208-21-012567 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,687,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $77.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 23, 2021 Filed Sep 23, 2021 17:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 14,000 | $72.00 | $1,008,000.00 |
DisclosureSEC source: 0001225208-21-012514 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,715,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. Read SEC document |
| September 22, 2021 Filed Sep 22, 2021 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 14,000 | $70.02 | $980,287.00 |
DisclosureSEC source: 0001225208-21-012507 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,729,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.