Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2021 Filed Sep 16, 2021 20:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 140,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012424 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,618,157 Read SEC document |
| September 14, 2021 Filed Sep 14, 2021 17:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,309 | $72.00 | $454,258.73 |
DisclosureSEC source: 0001225208-21-012334 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,743,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 13, 2021 Filed Sep 13, 2021 22:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 21,691 | $71.80 | $1,557,472.37 |
DisclosureSEC source: 0001225208-21-012323 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,749,565 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.36 to $72.155. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 18:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 137,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012241 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,758,907 Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 18:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $71.91 | $2,013,398.80 |
DisclosureSEC source: 0001225208-21-012073 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,771,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.43 to $72.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 00:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 136,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011990 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,896,757 Read SEC document |
| August 30, 2021 Filed Aug 30, 2021 18:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $75.10 | $2,102,858.80 |
DisclosureSEC source: 0001225208-21-011778 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,799,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.55 to $76.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 30, 2021 Filed Aug 30, 2021 23:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 133,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011809 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,033,287 Read SEC document |
| August 25, 2021 Filed Aug 25, 2021 23:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 70,000 | $74.49 | $5,213,999.00 |
DisclosureSEC source: 0001225208-21-011738 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,167,222 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.39 to $74.645. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2021 Filed Aug 23, 2021 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $72.31 | $2,024,587.60 |
DisclosureSEC source: 0001225208-21-011653 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,827,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.07 to $72.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2021 Filed Aug 16, 2021 18:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $72.54 | $2,031,072.40 |
DisclosureSEC source: 0001225208-21-011481 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,855,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.13 to $73.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 12:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 70,000 | $74.14 | $5,189,702.00 |
DisclosureSEC source: 0001225208-21-011477 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,237,222 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.03 to $74.295. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 09, 2021 Filed Aug 9, 2021 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $71.92 | $2,013,760.00 |
DisclosureSEC source: 0001225208-21-011327 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,883,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $71.53 to $72.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 81,400 | $71.21 | $5,796,461.44 |
DisclosureSEC source: 0001225208-21-011327 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,911,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.06 to $72.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 22:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,600 | $70.00 | $182,003.90 |
DisclosureSEC source: 0001225208-21-010817 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,992,656 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010817 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,792,802 Read SEC document |
| July 13, 2021 Filed Jul 13, 2021 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 13,899 | $72.01 | $1,000,810.00 |
DisclosureSEC source: 0001225208-21-010613 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,995,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 14,000 | $70.05 | $980,687.40 |
DisclosureSEC source: 0001225208-21-010613 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,009,155 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 11,701 | $72.00 | $842,474.34 |
DisclosureSEC source: 0001225208-21-010613 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,023,155 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 06, 2021 Filed Jul 6, 2021 22:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 16,400 | $71.82 | $1,177,844.72 |
DisclosureSEC source: 0001225208-21-010326 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,034,856 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.00 to $72.61. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 28, 2021 Filed Jun 28, 2021 18:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $72.99 | $2,043,605.20 |
DisclosureSEC source: 0001225208-21-009603 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,051,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.64 to $73.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 21, 2021 Filed Jun 21, 2021 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $71.30 | $1,996,288.00 |
DisclosureSEC source: 0001225208-21-009546 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,079,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.19 to $72.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 14, 2021 Filed Jun 14, 2021 17:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $73.05 | $2,045,414.00 |
DisclosureSEC source: 0001225208-21-009331 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,107,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.67 to $73.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 07, 2021 Filed Jun 7, 2021 17:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $75.43 | $2,112,096.00 |
DisclosureSEC source: 0001225208-21-009021 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,135,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.96 to $75.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,000 | $74.71 | $2,092,014.40 |
DisclosureSEC source: 0001225208-21-008865 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,163,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.41 to $75.085. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2021 Filed May 18, 2021 19:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 69,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008258 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,248,552 Read SEC document |
| May 17, 2021 Filed May 18, 2021 19:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 70,000 | $72.64 | $5,085,080.00 |
DisclosureSEC source: 0001225208-21-008258 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,191,256 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.425 to $72.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 14, 2021 Filed May 14, 2021 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 44,380 | $72.00 | $3,195,360.00 |
DisclosureSEC source: 0001225208-21-008183 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,261,256 Read SEC document |
| May 10, 2021 Filed May 11, 2021 19:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 25,620 | $72.01 | $1,844,926.94 |
DisclosureSEC source: 0001225208-21-007936 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,305,636 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 78,685 | $70.33 | $5,533,798.02 |
DisclosureSEC source: 0001225208-21-007506 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 32,331,256 F1 · price: This transaction was executed in multiple trades at prices ranging from $70.21 to $70.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 18:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007205 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,318,052 Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 18:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100,000 | $69.87 | $6,987,280.00 |
DisclosureSEC source: 0001225208-21-007205 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,390,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $69.775 to $69.905. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 13:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 162,751 | $68.26 | $11,109,171.68 |
DisclosureSEC source: 0001225208-21-007082 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,490,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $68.00 to $68.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 13:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100,000 | $68.91 | $6,891,440.00 |
DisclosureSEC source: 0001225208-21-007082 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,653,303 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.645 to $69.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 26, 2021 Filed Apr 26, 2021 23:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 47,249 | $68.00 | $3,213,149.35 |
DisclosureSEC source: 0001225208-21-006991 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,753,303 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.00 to $68.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 123,967 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · derivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,967 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 125,000 | $66.57 | $8,320,737.50 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,800,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $66.305 to $66.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 123,967 | $66.57 | $8,251,925.34 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,925,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.295 to $66.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 123,967 | $13.91 | $1,724,380.97 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,049,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2021 Filed Apr 22, 2021 20:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 150,000 | $65.58 | $9,837,075.00 |
DisclosureSEC source: 0001225208-21-006905 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,925,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.99 to $66.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2021 Filed Apr 22, 2021 20:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 150,000 | $65.60 | $9,839,280.00 |
DisclosureSEC source: 0001225208-21-006905 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,075,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.99 to $66.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 15:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100,000 | $64.88 | $6,488,490.00 |
DisclosureSEC source: 0001225208-21-006896 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,225,552 F3 · price: This transaction was executed in multiple trades at prices ranging from $64.785 to $65.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 15:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100,000 | $64.89 | $6,488,810.00 |
DisclosureSEC source: 0001225208-21-006896 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,325,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.79 to $65.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 15:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 20,710 | $64.89 | $1,343,805.63 |
DisclosureSEC source: 0001225208-21-006896 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,425,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.805 to $65.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006218 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,446,262 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 91,557 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004568 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,557 Underlying: Common Stock · 91,557 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 22,563 | $63.75 | $1,438,391.25 |
DisclosureSEC source: 0001225208-21-004568 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,449,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 18:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 266,000 | $62.61 | $16,654,659.00 |
DisclosureSEC source: 0001225208-21-003421 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,427,300 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.415 to $63.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 21:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 35,000 | $60.91 | $2,131,808.00 |
DisclosureSEC source: 0001225208-21-002954 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,693,300 F2 · price: This transaction was executed in multiple trades at prices ranging from $60.90 to $60.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 21:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 35,000 | $60.91 | $2,131,892.00 |
DisclosureSEC source: 0001225208-21-002954 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,728,300 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.90 to $60.915. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.