Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2022 Filed Nov 21, 2022 21:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 83,975 | $79.66 | $6,689,498.89 |
DisclosureSEC source: 0001062993-22-022567 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,752,262 F1 · price: The transaction was executed in multiple trades at prices ranging from $79.30 to $79.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 64,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022405 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,836,237 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 48,075 | $78.28 | $3,763,253.31 |
DisclosureSEC source: 0001062993-22-022203 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,159,531 F2 · price: This transaction was executed in multiple trades at prices ranging from $78.15 to $78.465. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 83,975 | $78.30 | $6,575,301.28 |
DisclosureSEC source: 0001062993-22-022203 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,900,447 F1 · price: This transaction was executed in multiple trades at prices ranging from $78.19 to $78.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 22:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 38,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,984,422 Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 22:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,703 | $80.16 | $377,010.35 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,022,467 F2 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 22:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 130,297 | $79.22 | $10,322,662.56 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,027,170 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 25,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,157,467 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 380 | $79.81 | $30,326.81 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,182,722 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.80 to $79.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 380 | $79.83 | $30,335.40 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,183,102 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,400 | $79.85 | $111,796.44 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,183,482 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.850 to $79.865. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 135,000 | $79.49 | $10,731,109.50 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,184,882 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.03 to $79.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 21:14 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 2,400,000 | $2.50 | $6,000,000.00 |
DisclosureSEC source: 0001209191-22-054559 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 11,157,694 F1 · kind: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share. F1 · price: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share. F3 · ownership.nature: Shares owned by Live Oak Ventures, LLC. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 21:14 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 600,000 | $2.50 | $1,500,000.00 |
DisclosureSEC source: 0001209191-22-054559 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,040,653 F1 · kind: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share. F1 · price: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share. F2 · ownership.nature: Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 22:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 294,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009792 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,319,882 Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 17:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 135,300 | $69.43 | $9,393,635.46 |
DisclosureSEC source: 0001225208-22-009075 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,613,930 F2 · price: This transaction was executed in multiple trades at prices ranging from $69.08 to $69.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 149,600 | $65.36 | $9,778,559.12 |
DisclosureSEC source: 0001225208-22-009075 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,749,230 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.07 to $65.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 15:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 588,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008887 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,898,830 Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 15:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 120,000 | $62.52 | $7,501,884.00 |
DisclosureSEC source: 0001225208-22-008887 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,486,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 476,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008876 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,606,926 Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 120,000 | $62.70 | $7,524,384.00 |
DisclosureSEC source: 0001225208-22-008876 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,083,305 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.985. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2022 Filed Jul 20, 2022 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 655,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008876 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,203,305 Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,982,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007551 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,858,382 Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 51,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007415 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,372,453 Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 147,275 | $68.96 | $10,155,966.18 |
DisclosureSEC source: 0001225208-22-007415 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,423,993 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.83 to $69.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 18,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007415 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,571,268 Read SEC document |
| April 26, 2022 Filed Apr 26, 2022 22:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 312,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006124 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,207,606 Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 89,446 | $0.00 Strike: $77.86 | $0.00 |
DisclosureSEC source: 0001225208-22-004198 · doc4.xml · derivative · entry 5 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,446 Underlying: Common Stock · 89,446 shares Expires 2032-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 31,389 | $80.06 | $2,513,081.81 |
DisclosureSEC source: 0001225208-22-004198 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,589,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 24, 2022 Filed Feb 24, 2022 22:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 71,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003316 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,582,573 Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 24,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003462 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,629,569 Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 22:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 351,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003316 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,653,813 Read SEC document |
| February 22, 2022 Filed Feb 22, 2022 22:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 78,430 | $85.91 | $6,738,023.26 |
DisclosureSEC source: 0001225208-22-002958 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,005,463 F2 · price: This transaction was executed in multiple trades at prices ranging from $85.45 to $86.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2022 Filed Feb 22, 2022 22:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 78,430 | $85.95 | $6,740,933.01 |
DisclosureSEC source: 0001225208-22-002958 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,083,893 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.515 to $86.135. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 35,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002958 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,162,323 Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 00:59 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 58,140 | $86.63 | $5,036,935.64 |
DisclosureSEC source: 0001225208-22-002660 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,197,943 F1 · price: This transaction was executed in multiple trades at prices ranging from $86.445 to $86.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 19:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 13,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002142 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,256,083 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 7,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002142 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,270,043 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 220,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001858 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,277,907 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 30,873 | $95.50 | $2,948,430.16 |
DisclosureSEC source: 0001225208-22-001858 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,497,971 F1 · price: This transaction was executed in multiple trades at prices ranging from $95.50 to $95.515. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 17:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 119,280 | $92.59 | $11,043,872.78 |
DisclosureSEC source: 0001225208-22-001580 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,528,844 F1 · price: This transaction was executed in multiple trades at prices ranging from $92.50 to $92.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 00:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 119,280 | $90.20 | $10,759,449.62 |
DisclosureSEC source: 0001225208-22-001465 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,648,124 F1 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 02, 2022 Filed Feb 2, 2022 21:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 119,280 | $89.75 | $10,705,749.77 |
DisclosureSEC source: 0001225208-22-001304 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,767,404 F1 · price: This transaction was executed in multiple trades at prices ranging from $89.57 to $89.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 21:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001304 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,886,684 Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 21:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,420 | $89.43 | $126,986.77 |
DisclosureSEC source: 0001225208-22-001304 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,889,462 Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 23:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 60,000 | $90.07 | $5,404,302.00 |
DisclosureSEC source: 0001225208-22-000680 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,895,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $89.06 to $92.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 2,560,000 shares that were inadvertently omitted from Forms 4 filed on December 17, 2021, December 20, 2021, December 22, 2021, December 28, 2021, and January 4, 2022. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 21:03 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 9,000 | $7.24 | $65,159.10 |
DisclosureSEC source: 0001209191-22-001624 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,440,653 F3 · ownership.nature: Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 21:03 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 10,000 | $7.23 | $72,257.00 |
DisclosureSEC source: 0001209191-22-001624 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 626,826 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.18 to $7.239. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 23:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 60,000 | $84.84 | $5,090,124.00 |
DisclosureSEC source: 0001225208-22-000261 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,395,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $84.18 to $85.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 00:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 60,000 | $85.43 | $5,125,614.00 |
DisclosureSEC source: 0001225208-21-015264 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,455,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $85.05 to $85.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.