Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2024 Filed Apr 24, 2024 22:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 89,275 | $74.62 | $6,661,307.69 |
DisclosureSEC source: 0000923738-24-000012 · wk-form4_1713998581.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,641,981 F1 · price: The transaction was executed in multiple trades at prices ranging from $74.26 to $74.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 22:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 26,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-24-000012 · wk-form4_1713998581.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,158,512 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 104,767 | $0.00 Strike: $66.47 | $0.00 |
DisclosureSEC source: 0000923738-24-000010 · wk-form4_1709681714.xml · derivative · entry 7 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,767 Underlying: Common Stock · 104,767 shares Expires 2034-03-01 F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 33,332 | $66.36 | $2,211,784.86 |
DisclosureSEC source: 0000923738-24-000010 · wk-form4_1709681714.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a living trust. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 84,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-24-000010 · wk-form4_1709681714.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,706 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023. Read SEC document |
| February 27, 2024 Filed Feb 15, 2025 02:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 15,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,540,223 F1 · kind: Distribution of shares to a beneficiary of the trust. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 22:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 58,500 | $64.72 | $3,786,196.05 |
DisclosureSEC source: 0000923738-24-000008 · wk-form4_1708985122.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,134,038 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.595 to $64.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 58,500 | $64.60 | $3,779,211.15 |
DisclosureSEC source: 0000923738-24-000008 · wk-form4_1708985122.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,192,538 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.355 to $64.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 71,226 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0000923738-24-000006 · wk-form4_1708480490.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,226 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 3, 2015. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 71,226 | $64.99 | $4,628,999.11 |
DisclosureSEC source: 0000923738-24-000006 · wk-form4_1708480490.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,251,038 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.87 to $65.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 71,226 shares received upon exercise of the option to a living trust. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 71,226 | $25.86 | $1,841,904.36 |
DisclosureSEC source: 0000923738-24-000006 · wk-form4_1708480490.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 71,226 shares received upon exercise of the option to a living trust. Read SEC document |
| February 15, 2024 Filed Feb 15, 2025 02:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 15,441 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,555,639 F1 · kind: Distribution of shares to a beneficiary of the trust. Read SEC document |
| February 13, 2024 Filed Feb 15, 2025 02:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 15,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,571,080 F1 · kind: Distribution of shares to a beneficiary of the trust. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 02:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 80,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-24-000004 · wk-form4_1707790588.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,251,038 Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 02:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 16,390 | $63.94 | $1,047,932.35 |
DisclosureSEC source: 0000923738-24-000002 · wk-form4_1706322781.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,331,688 F1 · price: This transaction was executed in multiple trades at prices ranging from $63.875 to $64.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reflects a transfer of shares between trusts. Read SEC document |
| January 24, 2024 Filed Feb 15, 2025 02:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 15,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,586,496 F1 · kind: Distribution of shares to a beneficiary of the trust. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 23:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 92,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000316709-23-000057 · wk-form4_1699312440.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,515,993 Read SEC document |
| October 30, 2023 Filed Nov 2, 2023 00:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 59,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000316709-23-000053 · wk-form4_1698884224.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,608,293 F1 · balance_after: Reflects a transfer of shares between trusts. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 107,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016270 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,488,748 Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 76,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015788 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,596,443 Read SEC document |
| July 26, 2023 Filed Jul 26, 2023 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 75,760 | $66.60 | $5,045,820.55 |
DisclosureSEC source: 0001062993-23-015356 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,672,778 F3 · kind: This transaction was executed in multiple trades at prices ranging from $66.38 to $66.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 72,047 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001062993-23-015356 · form4.xml · derivative · entry 7 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,047 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on November 1, 2014. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 72,047 | $66.66 | $4,802,984.44 |
DisclosureSEC source: 0001062993-23-015356 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,748,538 F2 · kind: This transaction was executed in multiple trades at prices ranging from $66.595 to $66.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 23:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 72,047 | $23.12 | $1,665,726.64 |
DisclosureSEC source: 0001062993-23-015356 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 22,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012087 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,748,538 Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 77,640 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001062993-23-012087 · form4.xml · derivative · entry 7 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,640 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on August 1, 2014. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 77,640 | $51.76 | $4,018,584.29 |
DisclosureSEC source: 0001062993-23-012087 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,771,278 F2 · kind: This transaction was executed in multiple trades at prices ranging from $51.66 to $51.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 77,640 | $22.67 | $1,760,098.80 |
DisclosureSEC source: 0001062993-23-012087 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 45,871 | $76.46 | $3,507,411.34 |
DisclosureSEC source: 0001062993-23-006127 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a living trust. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 111,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006127 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,730 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 91,200 | $0.00 Strike: $77.41 | $0.00 |
DisclosureSEC source: 0001062993-23-005979 · form4.xml · derivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,200 Underlying: Common Stock · 91,200 shares Expires 2033-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 37,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005094 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,873,334 Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 22:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,775 | $80.65 | $2,320,755.55 |
DisclosureSEC source: 0001062993-23-003689 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,911,309 F2 · price: This transaction was executed in multiple trades at prices ranging from $80.59 to $80.775. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003689 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,940,084 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 95,030 | $81.04 | $7,700,803.57 |
DisclosureSEC source: 0001062993-23-003689 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,002,584 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.82 to $81.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 62,500 | $81.54 | $5,096,087.50 |
DisclosureSEC source: 0001062993-23-002567 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,731,256 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.27 to $81.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 62,890 | $81.07 | $5,098,504.88 |
DisclosureSEC source: 0001062993-23-002567 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,793,756 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.895 to $81.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 62,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002567 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,097,614 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 23:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 62,890 | $80.02 | $5,032,558.42 |
DisclosureSEC source: 0001062993-23-002399 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,160,509 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.815 to $80.225. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 23:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 125,780 | $80.10 | $10,074,613.24 |
DisclosureSEC source: 0001062993-23-002399 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,856,646 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.81 to $80.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 129,030 | $79.76 | $10,291,742.47 |
DisclosureSEC source: 0001062993-23-002399 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,982,426 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.33 to $80.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 121,066 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001062993-23-001982 · form4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121,066 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company???s 2004 Stock Incentive Plan and vested in four equal annual installments beginning on March 1, 2014. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 121,066 | $77.84 | $9,424,152.74 |
DisclosureSEC source: 0001062993-23-001982 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,223,399 F2 · kind: This transaction was executed in multiple trades at prices ranging from $77.50 to $78.155. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a living trust. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 121,066 | $16.40 | $1,985,482.40 |
DisclosureSEC source: 0001062993-23-001982 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a living trust. Read SEC document |
| December 27, 2022 Filed Dec 30, 2022 01:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 6,500,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024551 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,099,757 Read SEC document |
| November 22, 2022 Filed Feb 9, 2023 22:48 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GiftCommon Stock | 139,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008120 · doc5.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 139,861 F2 · ownership.nature: Shares owned by Olive Street Ventures LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 22, 2022 Filed Feb 9, 2023 22:48 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GiftCommon Stock | 139,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008120 · doc5.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,527,618 F1 · ownership.nature: Shares owned by The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 ( the "Trust") of which the insider and his spouse are trustees and beneficiaries. Previously, 635,826 shares were reported as being held by a separate entity, but the Reporting Person is updating to reflect that all shares are owned by the trust with certain shares being held by the Trust with the Reporting Person and his spouse as co-trustees and other shares being held by the Trust with the Reporting Person as sole trustee Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 22:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022755 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,613,482 Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 51,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022638 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,700,982 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 48,075 | $79.66 | $3,829,688.15 |
DisclosureSEC source: 0001062993-22-022567 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,111,456 F2 · price: The transaction was executed in multiple trades at prices ranging from $79.29 to $79.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.