Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2025 Filed Aug 29, 2025 00:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 136,500 | $96.67 | $13,194,909.00 |
DisclosureSEC source: 0000923738-25-000033 · wk-form4_1756426827.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 56,467,949 F1 · price: This transaction was executed in multiple trades at prices ranging from $96.44 to $96.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 23:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 104,500 | $96.84 | $10,120,145.75 |
DisclosureSEC source: 0000923738-25-000031 · wk-form4_1754953349.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 56,604,449 F4 · price: This transaction was executed in multiple trades at prices ranging from $96.59 to $96.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 23:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,653 | $96.60 | $2,767,934.24 |
DisclosureSEC source: 0000923738-25-000031 · wk-form4_1754953349.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 56,708,949 F3 · price: This transaction was executed in multiple trades at prices ranging from $96.51 to $96.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 23:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 22,721 | $96.02 | $2,181,611.35 |
DisclosureSEC source: 0000923738-25-000031 · wk-form4_1754953349.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 56,737,602 F1 · price: This transaction was executed in multiple trades at prices ranging from $96.00 to $96.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reflects transfers of shares between trusts. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:18 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock Purchase Warrant · Derivative | 550,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0000950170-25-103076 · ownership.xml · derivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LLC Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2035-08-01 F1 · security: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · security: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · price: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · price: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · derivative.exercise_date: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · derivative.exercise_date: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F3 · ownership.nature: Securities held by U.S. Bounti, LLC. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:18 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $2.50 | $10,000,000.00 |
DisclosureSEC source: 0000950170-25-103076 · ownership.xml · derivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 4,000,000 shares Expires 2030-08-01 F1 · security: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · security: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · price: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · price: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · derivative.exercise_date: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · derivative.exercise_date: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F3 · ownership.nature: Securities held by U.S. Bounti, LLC. Read SEC document |
| June 11, 2025 Filed Jun 14, 2025 01:22 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | ConversionSeries A Convertible Preferred Stock · Derivative | 10,299,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086500 · ownership.xml · derivative · entry 5 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Common Stock · 10,299,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F5 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F5 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F1 · ownership.nature: Shares owned by U.S. Bounti, LLC. Read SEC document |
| June 11, 2025 Filed Jun 14, 2025 01:22 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | ConversionCommon Stock | 10,299,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086500 · ownership.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares owned by U.S. Bounti, LLC. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 34,585 | $87.50 | $3,026,343.13 |
DisclosureSEC source: 0000923738-25-000024 · wk-form4_1748376913.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 57,569,203 F1 · price: This transaction was executed in multiple trades at prices ranging from $87.40 to $87.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reflects transfers of shares between trusts. Read SEC document |
| May 13, 2025 Filed May 14, 2025 20:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000022 · wk-form4_1747252826.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 58,922,353 Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 120,000 | $85.39 | $10,247,244.00 |
DisclosureSEC source: 0000923738-25-000022 · wk-form4_1747252826.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,002,353 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.23 to $85.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000020 · wk-form4_1746821299.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,122,353 Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000020 · wk-form4_1746821299.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,128,353 Read SEC document |
| May 06, 2025 Filed May 6, 2025 20:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000018 · wk-form4_1746561659.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,190,853 Read SEC document |
| May 05, 2025 Filed May 6, 2025 20:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000018 · wk-form4_1746561659.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,270,853 Read SEC document |
| April 30, 2025 Filed May 2, 2025 00:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 625,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000016 · wk-form4_1746144475.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,345,853 Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 37,585 | $79.55 | $2,989,800.30 |
DisclosureSEC source: 0000923738-25-000014 · wk-form4_1745960433.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,970,853 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.50 to $79.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:14 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseSeries A Non-Voting Convertible Preferred Stock · Derivative | 10,299,277 | $2.00 | $20,598,554.00 |
DisclosureSEC source: 0000950170-25-049570 · ownership.xml · derivative · entry 5 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 10,299,277 Underlying: Common Stock · 10,299,277 shares Expires not disclosed F5 · derivative.exercise_price: On March 31, 2025, U.S. Bounti, LLC, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer 10,299,277 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 6) F6 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date. F5 · derivative.exercise_date: On March 31, 2025, U.S. Bounti, LLC, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer 10,299,277 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 6) F6 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date. F5 · derivative.expiration_date: On March 31, 2025, U.S. Bounti, LLC, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer 10,299,277 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 6) F6 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date. F1 · ownership.nature: Shares owned by U.S. Bounti, LLC. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:14 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,700,723 | $2.00 | $3,401,446.00 |
DisclosureSEC source: 0000950170-25-049570 · ownership.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,700,723 F1 · ownership.nature: Shares owned by U.S. Bounti, LLC. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 91,200 | $0.00 Strike: $78.12 | $0.00 |
DisclosureSEC source: 0000923738-25-000012 · wk-form4_1741135688.xml · derivative · entry 7 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,200 Underlying: Common Stock · 91,200 shares Expires 2035-03-03 F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 26,075 | $79.05 | $2,061,098.38 |
DisclosureSEC source: 0000923738-25-000012 · wk-form4_1741135688.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSU's to a living trust. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 00:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 66,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000012 · wk-form4_1741135688.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,263 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024. Read SEC document |
| February 27, 2025 Filed Mar 4, 2025 00:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 55,598 | $79.14 | $4,399,953.44 |
DisclosureSEC source: 0000923738-25-000010 · wk-form4_1741047466.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 59,968,250 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reflects a transfer of shares between trusts. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 00:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 7,347,842.33 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 00:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,098,858 Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 00:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100 | $82.36 | $8,236.00 |
DisclosureSEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,161,358 Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 00:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 123,900 | $81.90 | $10,147,843.65 |
DisclosureSEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,161,458 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.35 to $82.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 02:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 124,000 | $81.96 | $10,163,449.20 |
DisclosureSEC source: 0000923738-25-000006 · wk-form4_1740018485.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,285,358 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.725 to $82.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 02:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,865 | $81.40 | $477,420.38 |
DisclosureSEC source: 0000923738-25-000006 · wk-form4_1740018485.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,409,358 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.35 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 11,949 | $81.60 | $975,030.04 |
DisclosureSEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,415,223 F4 · price: The transaction was executed in multiple trades at prices ranging from $81.53 to $81.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 113,051 | $81.20 | $9,179,356.83 |
DisclosureSEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,427,172 F3 · price: The transaction was executed in multiple trades at prices ranging from $80.525 to $81.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2025 Filed Feb 15, 2025 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 180,506 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · derivative · entry 8 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,506 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2015. Read SEC document |
| February 12, 2025 Filed Feb 15, 2025 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 180,506 | $82.09 | $14,816,907.21 |
DisclosureSEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,540,223 F2 · price: The transaction was executed in multiple trades at prices ranging from $81.66 to $82.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of shares received upon exercise of the option to a living trust. Read SEC document |
| February 12, 2025 Filed Feb 15, 2025 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 180,506 | $30.17 | $5,445,866.02 |
DisclosureSEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of shares received upon exercise of the option to a living trust. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 22:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 17,225 | $70.90 | $1,221,333.46 |
DisclosureSEC source: 0000923738-24-000028 · wk-form4_1729635612.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,602,146 F1 · price: This transaction was executed in multiple trades at prices ranging from $70.835 to $70.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 21:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 62,345 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0000923738-24-000026 · wk-form4_1729199886.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,345 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 21:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 62,345 | $72.52 | $4,521,483.84 |
DisclosureSEC source: 0000923738-24-000026 · wk-form4_1729199886.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,619,371 F2 · price: The transaction was executed in multiple trades at prices ranging from $72.45 to $72.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 62,345 shares received upon exercise of the option to a living trust. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 21:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 62,345 | $28.44 | $1,773,091.80 |
DisclosureSEC source: 0000923738-24-000026 · wk-form4_1729199886.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 62,345 shares received upon exercise of the option to a living trust. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 67,386 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0000923738-24-000024 · wk-form4_1722635899.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,386 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 67,386 | $65.11 | $4,387,596.80 |
DisclosureSEC source: 0000923738-24-000024 · wk-form4_1722635899.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,619,371 F2 · price: The transaction was executed in multiple trades at prices ranging from $64.91 to $65.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 67,386 shares received upon exercise of the option to a living trust. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 67,386 | $27.45 | $1,849,745.70 |
DisclosureSEC source: 0000923738-24-000024 · wk-form4_1722635899.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 67,386 shares received upon exercise of the option to a living trust. Read SEC document |
| May 20, 2024 Filed May 22, 2024 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 64,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-24-000022 · wk-form4_1716415898.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,619,371 Read SEC document |
| May 15, 2024 Filed May 17, 2024 00:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 58,065 | $78.08 | $4,533,709.39 |
DisclosureSEC source: 0000923738-24-000020 · wk-form4_1715905468.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,683,471 F2 · price: This transaction was executed in multiple trades at prices ranging from $77.94 to $78.265. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 65,360 | $76.89 | $5,025,700.34 |
DisclosureSEC source: 0000923738-24-000020 · wk-form4_1715905468.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,741,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $76.50 to $77.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2024 Filed May 10, 2024 23:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 34,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-24-000018 · wk-form4_1715383642.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,806,896 Read SEC document |
| May 08, 2024 Filed May 10, 2024 23:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 65,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-24-000018 · wk-form4_1715383642.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,840,896 Read SEC document |
| May 06, 2024 Filed May 8, 2024 21:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 65,790 | $76.40 | $5,026,474.42 |
DisclosureSEC source: 0000923738-24-000016 · wk-form4_1715204971.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,906,686 F2 · price: This transaction was executed in multiple trades at prices ranging from $76.21 to $76.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 03, 2024 Filed May 8, 2024 21:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 66,225 | $75.51 | $5,000,424.59 |
DisclosureSEC source: 0000923738-24-000016 · wk-form4_1715204971.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,972,476 F1 · price: This transaction was executed in multiple trades at prices ranging from $75.50 to $75.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 23:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 59,906 | $74.78 | $4,480,010.30 |
DisclosureSEC source: 0000923738-24-000014 · wk-form4_1714519713.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,038,701 F2 · price: This transaction was executed in multiple trades at prices ranging from $74.75 to $74.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 23:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 59,905 | $74.96 | $4,490,418.90 |
DisclosureSEC source: 0000923738-24-000014 · wk-form4_1714519713.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,098,607 F1 · price: The transaction was executed in multiple trades at prices ranging from $74.73 to $75.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.