Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2013 Filed May 6, 2013 16:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,051,079 | $17.18 | $18,054,804.41 |
DisclosureSEC source: 0001225208-13-011352 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F2 · price: This transaction was executed in multiple trades at prices ranging from $16.63 to $17.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 02, 2013 Filed May 6, 2013 16:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 448,921 | $16.47 | $7,393,055.49 |
DisclosureSEC source: 0001225208-13-011352 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435,869 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.42 to $16.515. The price reported reflects the weighted6 average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 11, 2013 Filed Apr 11, 2013 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 315,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-009915 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,826,242 Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 121,066 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006559 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,066 Underlying: Common Stock · 121,066 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 13,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006559 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,884,790 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 25, 2013 Filed Feb 26, 2013 16:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 440,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005360 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,142,042 Read SEC document |
| February 01, 2013 Filed Feb 4, 2013 17:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 304,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002834 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,582,552 Read SEC document |
| February 01, 2013 Filed Feb 4, 2013 17:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002834 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871,381 Read SEC document |
| December 27, 2012 Filed Dec 27, 2012 18:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-026048 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,502,412 Read SEC document |
| November 28, 2012 Filed Nov 30, 2012 16:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 66,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-024069 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 121,352,412 Read SEC document |
| November 16, 2012 Filed Nov 20, 2012 16:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-023534 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 121,418,412 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $12.85 | $6,423,350.00 |
DisclosureSEC source: 0001225208-12-023139 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931,381 F2 · price: This transaction was executed in multiple trades at prices ranging from $12.70 to $12.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 12, 2012 Filed Nov 14, 2012 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $12.96 | $6,481,600.00 |
DisclosureSEC source: 0001225208-12-023139 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,431,381 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.885 to $13.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2012 Filed Nov 9, 2012 22:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022838 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,986,465.33 Read SEC document |
| November 09, 2012 Filed Nov 9, 2012 22:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $13.18 | $6,590,550.00 |
DisclosureSEC source: 0001225208-12-022838 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,931,381 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.05 to $13.31. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 750,000 | $13.73 | $10,298,400.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 122,643,412 F3 · price: This transaction was executed in multiple trades at prices ranging from $13.65 to $13.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · derivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2022-11-01 F4 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000,000 | $13.59 | $13,590,500.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 123,393,412 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.495 to $13.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 18,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,431,381 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 31, 2012 Filed Oct 31, 2012 21:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,250,000 | $13.50 | $16,874,750.00 |
DisclosureSEC source: 0001225208-12-022072 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 124,393,412 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.38 to $13.5875. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 30, 2012 Filed Oct 31, 2012 21:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 206,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022072 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,643,412 Read SEC document |
| October 30, 2012 Filed Oct 31, 2012 21:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 20,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022072 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,849,852 Read SEC document |
| August 20, 2012 Filed Aug 20, 2012 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $13.13 | $6,565,200.00 |
DisclosureSEC source: 0001225208-12-018176 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,870,812 F3 · price: This transaction was executed in multiple trades at prices ranging from $12.99 to $13.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 17, 2012 Filed Aug 20, 2012 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800,000 | $13.24 | $10,588,720.00 |
DisclosureSEC source: 0001225208-12-018176 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,370,812 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.18 to $13.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2012 Filed Aug 20, 2012 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200,000 | $13.29 | $2,657,880.00 |
DisclosureSEC source: 0001225208-12-018176 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 127,170,812 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.28 to $13.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 15:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 156,658 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-12-017211 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,658 Underlying: Common Stock · 156,658 shares Expires 2022-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 31, 2012 Filed Aug 1, 2012 18:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 700,000 | $12.58 | $8,808,240.00 |
DisclosureSEC source: 0001225208-12-016986 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,537,941 F2 · price: This transaction was executed in multiple trades at prices ranging from $12.495 to $12.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2012 Filed Aug 1, 2012 18:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 113,000 | $12.75 | $1,441,213.30 |
DisclosureSEC source: 0001225208-12-016986 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 39,237,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.745 to $12.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2012 Filed Jul 25, 2012 15:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 147,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-016615 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 127,370,812 Read SEC document |
| May 31, 2012 Filed Jun 1, 2012 16:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 793,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-013501 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,091,465.33 Read SEC document |
| April 25, 2012 Filed Apr 26, 2012 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000,000 | $13.93 | $13,926,700.00 |
DisclosureSEC source: 0001225208-12-010280 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 127,518,517 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.79 to $14.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2012 Filed Apr 26, 2012 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,250,000 | $13.79 | $17,236,750.00 |
DisclosureSEC source: 0001225208-12-010280 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 128,518,517 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.53 to $13.865. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2012 Filed Apr 24, 2012 15:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 750,000 | $13.74 | $10,304,850.00 |
DisclosureSEC source: 0001225208-12-010110 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,768,517 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.68 to $13.825. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2012 Filed Apr 24, 2012 15:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000,000 | $14.03 | $14,028,900.00 |
DisclosureSEC source: 0001225208-12-010110 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,413,233 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.945 to $14.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 16:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 123,967 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-12-006557 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,967 Underlying: Common Stock · 123,967 shares Expires 2022-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 330,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026867 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 39,350,941 F2 · kind: These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's son and represent his son's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of the son over which the reporting person serves as trustee, and the trust distributed the shares to a separate account for the son. The reporting person disclaims beneficial ownership of the shares owned by his son. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 330,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026867 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 39,681,138 F1 · kind: These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's daughter and represent his daughter's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of the daughter over which the reporting person serves as trustees, and the trust distributed the shares to a separate account for the daughter. The reporting person disclaims beneficial ownership of the shares owned by his daughter. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024368 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,413,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 165,877 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024215 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,877 Underlying: Common Stock · 165,877 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024215 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,406,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 147,992 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019191 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,992 Underlying: Common Stock · 147,992 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2011 Filed Jul 27, 2011 15:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-018785 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,397,359 Read SEC document |
| April 26, 2011 Filed Apr 27, 2011 18:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 176,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-012319 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,461,887 Read SEC document |
| April 26, 2011 Filed Apr 27, 2011 18:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 90,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-012319 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,637,887 Read SEC document |
| April 25, 2011 Filed Apr 26, 2011 18:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,000,000 | $18.47 | $36,937,400.00 |
DisclosureSEC source: 0001225208-11-012235 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,728,387 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.3575 to $18.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2011 Filed Apr 22, 2011 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000,000 | $18.72 | $18,715,600.00 |
DisclosureSEC source: 0001225208-11-012157 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 131,728,387 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.64 to $18.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2011 Filed Apr 22, 2011 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 273,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-012157 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,497,359 Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 126,812 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008478 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,812 Underlying: Common Stock · 126,812 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 17, 2010 Filed Dec 20, 2010 16:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-027460 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,728,387 Read SEC document |
| November 29, 2010 Filed Nov 30, 2010 16:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 336,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-025692 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,770,459 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.