Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 67,386 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017985 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,386 Underlying: Common Stock · 67,386 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 25, 2014 Filed Jul 28, 2014 18:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 280,000 | $27.54 | $7,710,724.00 |
DisclosureSEC source: 0001225208-14-017481 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,053,962 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.375 to $27.705. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2014 Filed Jul 24, 2014 22:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 280,000 | $27.73 | $7,764,092.00 |
DisclosureSEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,333,962 F3 · price: This transaction was executed in multiple trades at prices ranging from $27.51 to $27.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2014 Filed Jul 24, 2014 22:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 280,000 | $27.55 | $7,712,880.00 |
DisclosureSEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,613,962 F2 · price: This transaction was executed in multiple trades at prices ranging from $27.40 to $27.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 22:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 160,000 | $27.60 | $4,415,424.00 |
DisclosureSEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,893,962 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.525 to $27.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 327,466 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · derivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 327,466 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 74,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,053,962 Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,448 Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 327,466 | $27.60 | $9,037,766.88 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,448 F2 · price: This transaction was executed in multiple trades at prices ranging from $27.19 to $27.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 327,466 | $23.33 | $7,639,618.05 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · derivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,466 Underlying: Common Stock · 160,000 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 160,000 | $27.16 | $4,344,912.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,448 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.02 to $27.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 160,000 | $23.33 | $3,732,720.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2014 Filed May 1, 2014 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $26.59 | $6,648,700.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,127,962 F6 · price: This transaction was executed in multiple trades at prices ranging from $26.42 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2014 Filed May 1, 2014 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 125,000 | $26.60 | $3,324,387.50 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,448 F3 · price: This transaction was executed in multiple trades at prices ranging from $26.43 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2014 Filed May 1, 2014 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $26.47 | $13,234,150.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,377,962 F5 · price: This transaction was executed in multiple trades at prices ranging from $26.31 to $26.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2014 Filed May 1, 2014 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $26.47 | $6,617,100.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,448 F2 · price: This transaction was executed in multiple trades at prices ranging from $26.28 to $26.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 250,000 | $26.59 | $6,648,475.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,877,962 F4 · price: This transaction was executed in multiple trades at prices ranging from $26.55 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 125,000 | $26.59 | $3,324,250.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,448 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.545 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 71,226 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007541 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,226 Underlying: Common Stock · 71,226 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 28,198 | $25.97 | $732,161.07 |
DisclosureSEC source: 0001225208-14-007541 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 27, 2014 Filed Mar 3, 2014 21:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 159,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007047 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,127,962 Read SEC document |
| February 27, 2014 Filed Mar 3, 2014 21:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 285,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007047 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,316,215.33 Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 22:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 150,000 | $24.25 | $3,637,335.00 |
DisclosureSEC source: 0001225208-14-003700 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,137,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.855 to $24.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 05, 2014 Filed Feb 5, 2014 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 150,000 | $23.94 | $3,590,820.00 |
DisclosureSEC source: 0001225208-14-003507 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,287,941 F2 · price: This transaction was executed in multiple trades at prices ranging from $23.75 to $24.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2014 Filed Feb 5, 2014 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100,000 | $24.14 | $2,414,410.00 |
DisclosureSEC source: 0001225208-14-003507 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,437,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.08 to $24.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2014 Filed Feb 5, 2014 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 39,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003507 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,286,987 Read SEC document |
| January 30, 2014 Filed Jan 30, 2014 21:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $25.16 | $12,580,000.00 |
DisclosureSEC source: 0001225208-14-002849 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,326,242 F3 · price: This transaction was executed in multiple trades at prices ranging from $24.875 to $25.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2014 Filed Jan 30, 2014 21:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $24.86 | $12,428,050.00 |
DisclosureSEC source: 0001225208-14-002849 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,826,242 F2 · price: This transaction was executed in multiple trades at prices ranging from $24.63 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 21:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500,000 | $25.12 | $12,558,950.00 |
DisclosureSEC source: 0001225208-14-002849 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,326,242 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.82 to $25.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2014 Filed Jan 21, 2014 23:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 75,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002057 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,250 Read SEC document |
| November 07, 2013 Filed Nov 8, 2013 18:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 157,335 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · derivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 157,335 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2013 Filed Nov 8, 2013 18:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 157,335 | $23.02 | $3,621,946.10 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,822 F2 · price: This transaction was executed in multiple trades at prices ranging from $22.735 to $23.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2013 Filed Nov 8, 2013 18:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 157,335 | $13.12 | $2,063,999.20 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 157,335 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · derivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,335 Underlying: Common Stock · 157,335 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 157,335 | $23.16 | $3,644,114.60 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,822 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.095 to $23.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 157,335 | $13.12 | $2,063,999.20 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 72,047 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022861 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,047 Underlying: Common Stock · 72,047 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 16,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022861 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,822 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 23, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 188,991 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · derivative · entry 13 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,991 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 188,991 | $23.22 | $4,388,276.52 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F3 · price: This transaction was executed in multiple trades at prices ranging from $23.05 to $23.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 188,991 | $18.29 | $3,456,928.88 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 188,991 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · derivative · entry 12 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,991 Underlying: Common Stock · 188,991 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 188,991 | $23.40 | $4,421,538.94 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F2 · price: This transaction was executed in multiple trades at prices ranging from $23.16 to $23.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 188,991 | $18.29 | $3,456,928.88 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 188,991 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · derivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,982 Underlying: Common Stock · 188,991 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 188,991 | $23.69 | $4,477,177.89 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.55 to $23.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 21:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 188,991 | $18.29 | $3,456,928.88 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 77,640 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017290 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,640 Underlying: Common Stock · 77,640 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 16:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-016944 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,826,242 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.