Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2010 Filed Nov 4, 2010 18:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 7,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024249 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,106,459 Read SEC document |
| November 01, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 132,576 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-11-003674 · doc5.xml · derivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,576 Underlying: Common Stock · 132,576 shares Expires 2020-11-01 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 130,112 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003674 · doc5.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,112 Underlying: Common Stock · 130,112 shares Expires 2020-08-02 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 17:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 112,360 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-10-006768 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,360 Underlying: Common Stock · 112,360 shares Expires 2020-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 21, 2009 Filed Dec 22, 2009 16:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024827 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,741,887 Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 17:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,291,887 Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 17:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,293,287 Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 17:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,294,687 Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 17:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,296,087 Read SEC document |
| December 11, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,297,487 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,347,487 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,415,287 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,412,487 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,413,887 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,416,687 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,418,087 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,419,487 Read SEC document |
| December 09, 2009 Filed Dec 11, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 81,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 6,884,465.33 Read SEC document |
| November 30, 2009 Filed Dec 1, 2009 18:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-023453 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,099,020 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 23:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022411 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,420,887 Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 19:59 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 316,266 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-09-021607 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,266 Underlying: Common Stock · 316,266 shares Expires 2019-11-02 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 27, 2009 Filed Aug 27, 2009 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017934 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,349,020 Read SEC document |
| August 27, 2009 Filed Aug 27, 2009 21:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 294,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-018054 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 41,111,990 F1 · kind: These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's son and represent a portion of his son's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of the son over which the reporting person serves as trustee, and the trust distributed the shares to a separate account for the son. The reporting person disclaims beneficial ownership of the shares owned by his son. Read SEC document |
| August 20, 2009 Filed Aug 27, 2009 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017934 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,409,020 Read SEC document |
| August 13, 2009 Filed Aug 27, 2009 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017934 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,469,020 Read SEC document |
| August 06, 2009 Filed Aug 27, 2009 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017934 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,529,020 Read SEC document |
| July 30, 2009 Filed Aug 27, 2009 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017934 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,589,020 Read SEC document |
| May 04, 2009 Filed May 5, 2009 23:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300,000 | $18.17 | $5,450,790.00 |
DisclosureSEC source: 0000923738-09-000002 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 41,406,270 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.89 to $18.755. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 133,720,887 shares held in trust, and 6,965,465 shares held by his spouse. Read SEC document |
| December 31, 2008 Filed Dec 31, 2008 19:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000024 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,720,887 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 26, 2008 Filed Dec 29, 2008 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000023 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,782,887 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 26, 2008 Filed Dec 29, 2008 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000023 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,789,287 Read SEC document |
| December 22, 2008 Filed Dec 24, 2008 00:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000021 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,289,287 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 18, 2008 Filed Dec 19, 2008 19:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000019 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,298,887 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 17:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000018 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 6,965,465 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 135,336,887 shares held in trust and 41,706,270 shares held by a limited partnership. Since the reporting person's last report, 39,350,941 shares were transferred from an LLC to a limited partnership. Read SEC document |
| August 25, 2008 Filed Aug 26, 2008 21:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000016 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,649,020 F1 · balance_after: Includes 1,848,509 shares previously held through the ESOP which were distributed to the reporting person on August 26, 2008 and are now owned directly. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 135,336,887 shares held in trust, 39,350,941 shares held by an LLC, 7,085,465 shares held by his spouse, and 2,355,329 shares held by a limited partnership. Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 375,000 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · derivative · entry 31 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375,000 shares Expires 2008-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,400 | $21.64 | $51,930.00 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 30 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,695,422 F1 · balance_after: As of the date of this report, the reporting person also had direct beneficial ownership interest in 5,300,511 shares and an indirect beneficial ownership interest in 39,350,941 shares held by an LLC, 7,085,465 shares held by his spouse, 2,355,329 shares held by a limited partnership, and 1,827,311 shares held in an ESOP. Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,400 | $21.64 | $30,291.80 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 29 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,697,822 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,565 | $21.64 | $98,763.78 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 28 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,699,222 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,000 | $21.63 | $43,260.00 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 27 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,703,787 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,400 | $21.63 | $95,150.00 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 26 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,705,787 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $21.62 | $8,648.00 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 25 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,710,187 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,300 | $21.62 | $28,102.75 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 24 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,710,587 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 375,000 | $7.35 | $2,755,875.00 |
DisclosureSEC source: 0000923738-08-000011 · edgar.xml · nonDerivative · entry 23 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,711,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,750 | $21.75 | $233,812.50 |
DisclosureSEC source: 0000923738-08-000012 · edgar.xml · nonDerivative · entry 30 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,531,015 F1 · balance_after: As of the date of this report, the reporting person also had direct beneficial ownership interest in 5,300,511 shares and an indirect beneficial ownership interest in 39,350,941 shares held by an LLC, 7,085,465 shares held by his spouse, 2,355,329 shares held by a limited partnership, and 1,827,311 shares held in an ESOP. Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300 | $21.75 | $6,523.50 |
DisclosureSEC source: 0000923738-08-000012 · edgar.xml · nonDerivative · entry 29 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,541,765 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 18,800 | $21.74 | $408,712.00 |
DisclosureSEC source: 0000923738-08-000012 · edgar.xml · nonDerivative · entry 28 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,542,065 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 50 | $21.74 | $1,086.75 |
DisclosureSEC source: 0000923738-08-000012 · edgar.xml · nonDerivative · entry 27 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,560,865 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 12,689 | $21.73 | $275,731.97 |
DisclosureSEC source: 0000923738-08-000012 · edgar.xml · nonDerivative · entry 26 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,560,915 Read SEC document |
| April 25, 2008 Filed Apr 25, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300 | $21.73 | $6,517.50 |
DisclosureSEC source: 0000923738-08-000012 · edgar.xml · nonDerivative · entry 25 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,573,604 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.