Carlough Daryl

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638

Underlying: Common Stock · 137 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 825 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,468

Underlying: Common Stock · 2,076 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · derivative · entry 7

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Underlying: Common Stock · 550 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 1,375 underlying shares (after taking into account prior exercises, but including the 550 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · derivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,544

Underlying: Common Stock · 8,304 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,140

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,353

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325

Underlying: Common Stock · 138 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 1,513 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,848

Underlying: Common Stock · 2,076 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463

Underlying: Common Stock · 137 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 1,650 underlying shares (including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924

Underlying: Common Stock · 2,076 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000103 · wf-form4_159615711311708.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,917

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000103 · wf-form4_159615711311708.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,022

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on July 24, 2020.

F2 · balance_after: Number includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000097 · wf-form4_159533740287095.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000095 · wf-form4_159493253386266.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

SEC source: 0001102993-20-000095 · wf-form4_159493253386266.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000093 · wf-form4_159484898132066.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,328

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

SEC source: 0001102993-20-000073 · wf-form4_159121865121339.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,888

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on May 31, 2020.

F2 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

SEC source: 0001102993-20-000063 · wf-form4_158993956964240.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 14,500 shares

Expires 2030-04-16

F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

SEC source: 0001102993-20-000063 · wf-form4_158993956964240.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 6,400 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

F2 · balance_after: Number reported includes 11,600 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

SEC source: 0001102993-20-000044 · wf-form4_158819940461321.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 24, 2020.

F2 · balance_after: Number includes 5,200 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000021 · wf-form4_158345260575955.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,831

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020.

F2 · balance_after: Number includes 5,512 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000021 · wf-form4_158345260575955.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,549

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number includes 5,512 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000004 · wf-form4_158043480849338.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,949

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on January 25, 2020

F2 · balance_after: Number reported includes 5,512 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

SEC source: 0001102993-19-000125 · wf-form4_157488113465781.xml · derivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 7,000 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option vested with respect to 25% of the option on February 16, 2019 and continues to vest with respect to 6.25% of the option each quarter thereafter.

SEC source: 0001102993-19-000125 · wf-form4_157488113465781.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 3,000 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

SEC source: 0001102993-19-000125 · wf-form4_157488113465781.xml · nonDerivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

F1 · balance_after: The amount reported includes 5,825 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-19-000125 · wf-form4_157488113465781.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes 5,825 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-19-000125 · wf-form4_157488113465781.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

F1 · balance_after: The amount reported includes 5,825 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-19-000125 · wf-form4_157488113465781.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes 5,825 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-19-000113 · wf-form4a_157308085622164.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on October 25, 2019.

F2 · balance_after: Number reported includes 5,825 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-19-000111 · wf-form4_157247263036311.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on October 25, 2019.

F2 · balance_after: Number reported includes 5,825 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-19-000092 · wf-form4_156444600663214.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on July 25, 2019.

F2 · balance_after: The amount reported includes 6,137 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

SEC source: 0001102993-19-000087 · wf-form4_156106717392170.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,542

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2019.

F2 · balance_after: The amount reported includes 6,450 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

SEC source: 0001102993-19-000090 · wf-form4a_156444581284304.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,284

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2019. Correction on this form was due to clerical error by the stock administrator.

F2 · balance_after: The amount reported includes 6,450 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · derivative · entry 7

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,824

Underlying: Common Stock · 7,176 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and currently exercisable.

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · derivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 4,875 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and currently exercisable.

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,588

F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.