Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVEPERSON INCLPSN · Entity 7365 | SVP, Global & Corp Controller | April 07, 2021 | April 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVEPERSON INC
Report date April 07, 2021 · Filed April 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,173 |
Reported balance
After 2021-04-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-07 · Exercise / conversion · Acquired 20,000 · Balance 79,173 F1: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.34 · Expires 2023-10-31 | Direct | 0 |
Reported balance
After 2021-04-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-07 · Exercise / conversion · Disposed 20,000 · Balance 0 F1: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: The Option is fully exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
F3: The Option is fully exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2019 Filed Jun 7, 2019 21:14 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 7,176 | $27.71 | $198,846.96 |
DisclosureSEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 4 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,701 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.70 to $27.74, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:14 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 7,176 | $9.34 | $67,023.84 |
DisclosureSEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:14 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 4,875 | $27.71 | $135,086.25 |
DisclosureSEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,701 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.70 to $27.74, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:14 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 4,875 | $10.13 | $49,383.75 |
DisclosureSEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| May 29, 2019 Filed May 31, 2019 21:58 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 6,316 | $0.00 Strike: $28.18 | $0.00 |
DisclosureSEC source: 0001102993-19-000067 · wf-form4_155933991482416.xml · derivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,316 Underlying: Common Stock · 6,316 shares Expires 2029-05-29 F3 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on each of May 29, 2020, 2021, 2022, and 2023, subject to the reporting person's employment through each such vesting date. Read SEC document |
| May 29, 2019 Filed May 31, 2019 21:58 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 2,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-19-000067 · wf-form4_155933991482416.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,701 F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan consisting of a grant of 2,588 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on each of May 29, 2020, 2021, 2022, and 2023, subject to the reporting person's employment through each such vesting date. F2 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| May 29, 2019 Filed Jun 20, 2019 21:47 UTC Amendment | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $28.18 | $0.00 |
DisclosureSEC source: 0001102993-19-000088 · wf-form4a_156106724798862.xml · derivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires 2029-05-29 F3 · shares: The number reported includes an additional grant of 284 stock options under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported. F3 · derivative.exercise_date: The number reported includes an additional grant of 284 stock options under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported. Read SEC document |
| May 29, 2019 Filed Jun 20, 2019 21:47 UTC Amendment | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-19-000088 · wf-form4a_156106724798862.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,813 F1 · shares: The number reported includes an additional grant of 112 restricted stock units under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported. F2 · balance_after: Number reported includes 112 additional shares of common stock added to the previously reported number of shares beneficially held in order to reconcile inadvertent clerical errors previously reported. Therefore, the number of unvested restricted stock units granted to and held by the reporting person following the reported transaction is adjusted to 7,700. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 418 | $29.44 | $12,305.92 |
DisclosureSEC source: 0001102993-19-000053 · wf-form4_155666409568833.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,092 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 25, 2019. F2 · balance_after: Number reported includes 5,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 21:25 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 812 | $28.43 | $23,085.16 |
DisclosureSEC source: 0001102993-19-000034 · wf-form4_155303073646518.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,933 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018. Read SEC document |
| March 16, 2019 Filed Apr 18, 2019 23:48 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 423 | $28.82 | $12,190.86 |
DisclosureSEC source: 0001102993-19-000041 · wf-form4_155563129104504.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,510 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2019. F2 · balance_after: Number reported includes 6,250 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 21:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 750 | $20.00 | $15,000.00 |
DisclosureSEC source: 0001102993-19-000004 · wf-form4_154707072693283.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,745 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 21:10 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 436 | $18.82 | $8,205.52 |
DisclosureSEC source: 0001102993-18-000156 · wf-form4_154542658797440.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,495 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2018. Read SEC document |
| September 18, 2018 Filed Sep 21, 2018 20:42 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 788 | $26.55 | $20,921.40 |
DisclosureSEC source: 0001102993-18-000140 · wf-form4_153756251318119.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,931 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018. Read SEC document |
| September 17, 2018 Filed Sep 21, 2018 20:42 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 435 | $26.55 | $11,549.25 |
DisclosureSEC source: 0001102993-18-000140 · wf-form4_153756251318119.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,719 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 16, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $9.34 | $0.00 |
DisclosureSEC source: 0001102993-18-000135 · wf-form4_153427999261199.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 10,000 shares Expires 2023-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and currently exercisable. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 10,000 | $24.01 | $240,100.00 |
DisclosureSEC source: 0001102993-18-000135 · wf-form4_153427999261199.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,154 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.05 to $24.005, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 10,000 | $9.34 | $93,400.00 |
DisclosureSEC source: 0001102993-18-000135 · wf-form4_153427999261199.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:35 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 1,493 | $22.20 | $33,144.60 |
DisclosureSEC source: 0001102993-18-000127 · wf-form4_153194612693371.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,154 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:58 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 425 | $23.80 | $10,115.00 |
DisclosureSEC source: 0001102993-18-000121 · wf-form4_152970827027443.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,647 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2018. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-18-000052 · wf-form4_152486890442697.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,072 F1 · shares: The reporting person was granted restricted stock units, each of which represents a contingent right to receive one share of common stock. The restricted stock units vest as follows: 25% of the units vest on April 25, 2018 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date. F2 · balance_after: Number reported includes 11,250 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:44 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 438 | $15.30 | $6,701.40 |
DisclosureSEC source: 0001102993-18-000037 · wf-form4_152175144423832.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,072 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.46, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:48 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 4,754 | $15.56 | $73,962.73 |
DisclosureSEC source: 0001102993-18-000022 · wf-form4_152089128003456.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,510 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.575 to 15.550, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-18-000016 · wf-form4_151924993274470.xml · derivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-02-16 F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on February 16, 2019 and 6.25% each quarter thereafter. Read SEC document |
| December 20, 2017 Filed Dec 26, 2017 21:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 500 | $11.45 | $5,725.00 |
DisclosureSEC source: 0001102993-17-000126 · wf-form4_151432252626383.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,264 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2017. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:45 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 462 | $13.71 | $6,331.71 |
DisclosureSEC source: 0001102993-17-000107 · wf-form4_150611671529431.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,764 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 16, 2017. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:50 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 527 | $11.45 | $6,034.15 |
DisclosureSEC source: 0001102993-17-000079 · wf-form4_149816461605313.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,226 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 11.45 to 11.4772, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:33 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001102993-17-000050 · wf-form4_149436200623270.xml · derivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-05 F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 480 | $6.65 | $3,192.00 |
DisclosureSEC source: 0001102993-17-000011 · wf-form4_149030338356314.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,753 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 22:08 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 450 | $8.05 | $3,622.50 |
DisclosureSEC source: 0001102993-16-000125 · wf-form4_148253088932605.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,233 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.013 to $8.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:32 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 468 | $8.15 | $3,814.20 |
DisclosureSEC source: 0001102993-16-000086 · wf-form4_147448994219879.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,683 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 16, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.