Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVEPERSON INCLPSN · Entity 7365 | SVP, Global & Corp Controller | April 07, 2021 | April 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVEPERSON INC
Report date April 07, 2021 · Filed April 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,173 |
Reported balance
After 2021-04-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-07 · Exercise / conversion · Acquired 20,000 · Balance 79,173 F1: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.34 · Expires 2023-10-31 | Direct | 0 |
Reported balance
After 2021-04-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-07 · Exercise / conversion · Disposed 20,000 · Balance 0 F1: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: The Option is fully exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
F3: The Option is fully exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 07, 2021 Filed Apr 9, 2021 21:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $9.34 | $0.00 |
DisclosureSEC source: 0001102993-21-000067 · wf-form4_161800515351394.xml · derivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 21:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 20,000 | $9.34 | $186,800.00 |
DisclosureSEC source: 0001102993-21-000067 · wf-form4_161800515351394.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:11 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-21-000057 · wf-form4_161784067450953.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,173 F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets. F2 · balance_after: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:49 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $9.34 | $0.00 |
DisclosureSEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · derivative · entry 4 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2023-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:49 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 2,500 shares Expires 2027-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:49 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 10,000 | $9.34 | $93,400.00 |
DisclosureSEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:49 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 2,500 | $7.60 | $19,000.00 |
DisclosureSEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:01 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-21-000033 · wf-form4_161524084470226.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,273 F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 23:25 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,061 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,557 Underlying: Common Stock · 2,061 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 22,118 underlying shares (after taking into account prior exercises, but including the 2,061 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 17,500 underlying shares in four remaining equal installments on each of May 16, August 16 and November 16, 2021 and February 16, 2022. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 23:25 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,061 | $70.72 | $145,753.92 |
DisclosureSEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,973 F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 23:25 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 2,061 | $12.45 | $25,659.45 |
DisclosureSEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 23:07 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 138 | $0.00 Strike: $28.18 | $0.00 |
DisclosureSEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,225 Underlying: Common Stock · 138 shares Expires 2029-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 412 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 23:07 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 138 | $70.00 | $9,660.00 |
DisclosureSEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,973 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 23:07 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 138 | $28.18 | $3,888.84 |
DisclosureSEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 109 | $65.56 | $7,146.04 |
DisclosureSEC source: 0001102993-21-000006 · wf-form4_161195719486829.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,973 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 95 | $64.43 | $6,120.85 |
DisclosureSEC source: 0001102993-21-000006 · wf-form4_161195719486829.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,082 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on January 26, 2021. F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 137 | $0.00 Strike: $28.18 | $0.00 |
DisclosureSEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · derivative · entry 5 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,363 Underlying: Common Stock · 137 shares Expires 2029-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · derivative.exercise_date: The Option is vested and exercisable with respect to 550 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,598 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · derivative · entry 4 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,618 Underlying: Common Stock · 2,598 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 20,341 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,735 | $67.50 | $184,612.50 |
DisclosureSEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.51, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 137 | $28.18 | $3,860.66 |
DisclosureSEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 2,598 | $12.45 | $32,345.10 |
DisclosureSEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 138 | $0.00 Strike: $28.18 | $0.00 |
DisclosureSEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · derivative · entry 5 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 138 shares Expires 2029-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 688 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,598 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · derivative · entry 4 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,216 Underlying: Common Stock · 2,598 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 22,939 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,736 | $65.00 | $177,840.00 |
DisclosureSEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 138 | $28.18 | $3,888.84 |
DisclosureSEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 2,598 | $12.45 | $32,345.10 |
DisclosureSEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:23 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 261 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,814 Underlying: Common Stock · 261 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:23 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 261 | $60.00 | $15,660.00 |
DisclosureSEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:23 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 261 | $12.45 | $3,249.45 |
DisclosureSEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 02:12 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 261 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,075 Underlying: Common Stock · 261 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 02:12 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 261 | $57.50 | $15,007.50 |
DisclosureSEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 02:12 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 261 | $12.45 | $3,249.45 |
DisclosureSEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 19, 2020 Filed Nov 24, 2020 02:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 261 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · derivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,336 Underlying: Common Stock · 261 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| November 19, 2020 Filed Nov 24, 2020 02:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 261 | $55.00 | $14,355.00 |
DisclosureSEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 19, 2020 Filed Nov 24, 2020 02:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 261 | $12.45 | $3,249.45 |
DisclosureSEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:28 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,044 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · derivative · entry 4 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,597 Underlying: Common Stock · 1,044 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:28 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 783 | $50.36 | $39,431.88 |
DisclosureSEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:28 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 261 | $52.50 | $13,702.50 |
DisclosureSEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,960 F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:28 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 1,044 | $12.45 | $12,997.80 |
DisclosureSEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| October 28, 2020 Filed Oct 29, 2020 23:17 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 78 | $56.26 | $4,388.28 |
DisclosureSEC source: 0001102993-20-000141 · wf-form4_160401342270871.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 23:17 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 157 | $57.21 | $8,981.97 |
DisclosureSEC source: 0001102993-20-000141 · wf-form4_160401342270871.xml · nonDerivative · entry 1 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,255 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on October 26, 2020. F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 10 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2027-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,625 | $0.00 Strike: $10.13 | $0.00 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 9 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,625 shares Expires 2024-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,824 | $0.00 Strike: $9.34 | $0.00 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 8 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 12,824 shares Expires 2023-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,827 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 7 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,641 Underlying: Common Stock · 1,827 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: The Option is fully exercisable. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 1,250 | $7.60 | $9,500.00 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 6 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 2,625 | $10.13 | $26,591.25 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 5 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 12,824 | $9.34 | $119,776.16 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 4 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 261 | $60.00 | $15,660.00 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 3 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,713 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:41 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 1,566 | $58.95 | $92,315.70 |
DisclosureSEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 2 Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,974 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.