person · Reporting owner

ALPERT BRUCE N

Disclosed activity across 12 companies

Tapewire entity: 125695
SEC CIK: 0001185528

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819	President	February 08, 2021	May 19, 2021
GABELLI DIVIDEND & INCOME TRUSTGDV.K · Entity 4315	President	March 14, 2022	March 15, 2022
GABELLI EQUITY TRUST INCGAB.J · Entity 8814	President	January 31, 2022	February 02, 2022
GABELLI GLOBAL UTILITY & INCOME TRUSTGLU · Entity 8903	President	June 30, 2022	July 01, 2022
GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433	President	August 31, 2021	September 02, 2021
GABELLI UTILITY TRUSTGUT.A · Entity 8864	President	January 31, 2022	February 01, 2022
GAMCO Global Gold, Natural Resources & Income TrustGGN.B · Entity 8912	President	May 20, 2021	May 25, 2021
GAMCO INVESTORS, INC. ET ALGBL · Entity 16148	Senior Vice President	December 15, 2021	December 16, 2021
GAMCO Natural Resources, Gold & Income TrustGNT.A · Entity 6508	President	May 20, 2021	May 25, 2021
Gabelli Global Small & Mid Cap Value TrustGGZ.A · Entity 9007	President	February 28, 2021	March 02, 2022
Gabelli Go Anywhere TrustGGO · Entity 135007	President	September 30, 2021	October 01, 2021
Gabelli Healthcare & WellnessRx TrustGRX.B · Entity 8957	President	December 24, 2020	December 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report date February 08, 2021 · Filed May 19, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivative	Direct	3,850.854	Reported balance After 2021-02-08 transaction · row 1 1 source row Row 1 · 2021-02-08 · Other · Acquired 1,541 · Balance 3,850.854 F1: The shares being reported were acquired from an estate inheritance.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were acquired from an estate inheritance.

GABELLI DIVIDEND & INCOME TRUST

Report date March 14, 2022 · Filed March 15, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series K Cumulative Preferred SharesSEC Table I · non-derivative	IndirectBy spouse	4,000	Reported balance After 2022-03-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-03-14 · Purchase · Acquired 4,000 · Balance 4,000

GABELLI EQUITY TRUST INC

Report date January 31, 2022 · Filed February 02, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series J Cumulative Preferred SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2022-01-31 transaction · row 1 1 source row Row 1 · 2022-01-31 · Other · Disposed 4,312 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022.
Series J Cumulative Preferred SharesSEC Table I · non-derivative	IndirectBy spouse	0	Reported balance After 2022-01-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-01-31 · Other · Disposed 4,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022.

GABELLI GLOBAL UTILITY & INCOME TRUST

Report date June 30, 2022 · Filed July 01, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	4,956	Reported balance After 2022-06-30 transaction · row 1 1 source row Row 1 · 2022-06-30 · Other · Acquired 992 · Balance 4,956 F1: The reporting person acquired these common shares through the exercise of common share purchase rights.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these common shares through the exercise of common share purchase rights.

GABELLI MULTIMEDIA TRUST INC.

Report date August 31, 2021 · Filed September 02, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivative	Direct	2,593	Reported balance After 2021-08-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-08-31 · Other · Acquired 2,119 · Balance 2,593 F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.
Common Stock, Par Value $0.001SEC Table I · non-derivative	Direct	2,230	Reported balance After 2021-08-31 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2021-08-31 · Other · Acquired 2,046 · Balance 2,230 F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F2: Joint Account

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

F2: Joint Account

GABELLI UTILITY TRUST

Report date January 31, 2022 · Filed February 01, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Cumulative Preferred SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2022-01-31 transaction · row 1 1 source row Row 1 · 2022-01-31 · Other · Disposed 208 · Balance 0 F1: The shares being reported were redeemed in accordance with the announced redemption by the issuer of all outstanding Series A Cumulative Preferred Shares on January 31, 2022

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were redeemed in accordance with the announced redemption by the issuer of all outstanding Series A Cumulative Preferred Shares on January 31, 2022

GAMCO Global Gold, Natural Resources & Income Trust

Report date May 20, 2021 · Filed May 25, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Cumulative Preferred SharesSEC Table I · non-derivative	Direct	4,416	Reported balance After 2021-05-20 transaction · row 1 1 source row Row 1 · 2021-05-20 · Other · Acquired 416 · Balance 4,416 F1: The shares being reported were acquired from an estate inheritance. F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited.
Series B Cumulative Preferred SharesSEC Table I · non-derivative	IndirectBy spouse	4,000	Reported balance Holding disclosure · report date 2021-05-20 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,000

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were acquired from an estate inheritance.

F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited.

GAMCO INVESTORS, INC. ET AL

Report date December 15, 2021 · Filed December 16, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	10,655	Reported balance After 2021-12-15 transaction · row 1 1 source row Row 1 · 2021-12-15 · Tax withholding · Disposed 1,029 · Balance 10,655

GAMCO Natural Resources, Gold & Income Trust

Report date May 20, 2021 · Filed May 25, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Cumulative Preferred SharesSEC Table I · non-derivative	Direct	608	Reported balance After 2021-05-20 transaction · row 1 1 source row Row 1 · 2021-05-20 · Other · Acquired 208 · Balance 608 F1: The shares being reported were acquired from an estate inheritance. F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited.
Series A Cumulative Preferred SharesSEC Table I · non-derivative	IndirectBy spouse	2,000	Reported balance Holding disclosure · report date 2021-05-20 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were acquired from an estate inheritance.

F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited.

Gabelli Global Small & Mid Cap Value Trust

Report date February 28, 2021 · Filed March 02, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Cumulative Preferred SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2022-02-28 transaction · row 1 1 source row Row 1 · 2022-02-28 · Other · Disposed 3,170 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022.
Series A Cumulative Preferred SharesSEC Table I · non-derivative	IndirectBy spouse	0	Reported balance After 2022-02-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-02-28 · Other · Disposed 1,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022.

Gabelli Go Anywhere Trust

Report date September 30, 2021 · Filed October 01, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	0	Reported balance After 2021-09-30 transaction · row 1 1 source row Row 1 · 2021-09-30 · Other · Disposed 390 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectBy spouse	0	Reported balance After 2021-09-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-09-30 · Other · Disposed 309 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

Gabelli Healthcare & WellnessRx Trust

Report date December 24, 2020 · Filed December 28, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Cumulative Preferred SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2020-12-24 transaction · row 1 1 source row Row 1 · 2020-12-24 · Other · Disposed 4,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020.
Series B Cumulative Preferred SharesSEC Table I · non-derivative	IndirectBy spouse	0	Reported balance After 2020-12-24 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-12-24 · Other · Acquired 4,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 15, 2019 Filed Aug 19, 2019 14:38 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	2,389	$25.15	$60,083.35	Disclosure SEC source: 0001271163-19-000029 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,000 Read SEC document
July 10, 2019 Filed Jul 12, 2019 14:19 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	391	$25.03	$9,786.73	Disclosure SEC source: 0001271163-19-000018 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,888 Read SEC document
June 07, 2019 Filed Jun 10, 2019 18:44 UTC	GABELLI DIVIDEND & INCOME TRUST GDV.H · Entity 4315	PurchaseSeries H Cumulative Preferred Shares	2,000	$25.00	$50,000.00	Disclosure SEC source: 0001271163-19-000012 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,000 Read SEC document
May 07, 2019 Filed May 8, 2019 20:10 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	573	$24.70	$14,153.10	Disclosure SEC source: 0001271163-19-000006 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 6,279 Read SEC document
December 27, 2018 Filed Dec 31, 2018 11:32 UTC	Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007	PurchaseCommon Shares, Par Value $0.001	1,000	$9.58	$9,580.00	Disclosure SEC source: 0001271163-18-000089 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,063 Read SEC document
December 20, 2018 Filed Dec 26, 2018 20:41 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903	OtherSeries B Cumulative Puttable and Callable Preferred Shares	900	$50.00	$45,000.00	Disclosure SEC source: 0001271163-18-000086 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 F1 · shares: The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document
December 20, 2018 Filed Dec 26, 2018 20:38 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903	OtherCommon Shares, Par Value $0.001	900	$17.50	$15,750.00	Disclosure SEC source: 0001271163-18-000085 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document
October 26, 2018 Filed Oct 26, 2018 16:44 UTC	GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819	OtherCommon Stock, Par Value $0.001	524	$5.25	$2,751.00	Disclosure SEC source: 0001271163-18-000059 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896.353 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document
June 08, 2018 Filed Mar 11, 2019 21:55 UTC	GABELLI DIVIDEND & INCOME TRUST GDV.D · Entity 4315	OtherSeries D Cumulative Preferred Shares	50	$25.30	$1,265.00	Disclosure SEC source: 0001271163-19-000004 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 50 F1 · kind: The shares being reported were redeemed in accordance with a partial redemption of the Series D Cumulative Preferred Shares on June 8, 2018. Read SEC document
April 04, 2018 Filed Apr 5, 2018 13:29 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	GrantClass A Common Stock	3,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000807249-18-000063 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,119 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document
December 21, 2017 Filed Dec 21, 2017 19:04 UTC	GABELLI EQUITY TRUST INC GAB · Entity 8814	OtherCommon Stock, Par Value $0.001	687	$5.50	$3,778.50	Disclosure SEC source: 0001271163-17-000064 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,894.09 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document
December 14, 2017 Filed Dec 14, 2017 12:04 UTC	Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007	OtherCommon Shares, Par Value $0.001	1,674	$11.50	$19,251.00	Disclosure SEC source: 0001271163-17-000056 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document
November 06, 2017 Filed Nov 8, 2017 17:10 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	200	$25.20	$5,040.00	Disclosure SEC source: 0001271163-17-000044 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,852 Read SEC document
October 26, 2017 Filed Oct 30, 2017 15:54 UTC	GAMCO Natural Resources, Gold & Income Trust GNT.A · Entity 6508	PurchaseSeries A Cumulative Preferred Shares	2,000	$25.00	$50,000.00	Disclosure SEC source: 0001271163-17-000042 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document
October 26, 2017 Filed Oct 30, 2017 15:54 UTC	GAMCO Natural Resources, Gold & Income Trust GNT.A · Entity 6508	PurchaseSeries A Cumulative Preferred Shares	400	$25.00	$10,000.00	Disclosure SEC source: 0001271163-17-000042 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document
September 26, 2017 Filed Sep 27, 2017 17:56 UTC	GABELLI MULTIMEDIA TRUST INC. GGT.E · Entity 6433	PurchaseSeries E Cumulative Preferred Stock	2,000	$25.00	$50,000.00	Disclosure SEC source: 0001271163-17-000037 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document
September 26, 2017 Filed Sep 27, 2017 17:56 UTC	GABELLI MULTIMEDIA TRUST INC. GGT.E · Entity 6433	PurchaseSeries E Cumulative Preferred Stock	2,000	$25.00	$50,000.00	Disclosure SEC source: 0001271163-17-000037 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
August 31, 2017 Filed Sep 1, 2017 11:07 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	Tax withholdingClass A Common Stock	1,128	$29.47	$33,242.16	Disclosure SEC source: 0000807249-17-000144 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,119 Read SEC document
August 07, 2017 Filed Aug 9, 2017 13:41 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	Tax withholdingClass A Common Stock	148	$29.77	$4,405.96	Disclosure SEC source: 0000807249-17-000126 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,247 Read SEC document
July 20, 2017 Filed Jul 21, 2017 15:34 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	800	$25.02	$20,016.00	Disclosure SEC source: 0001271163-17-000031 · primary_doc.xml · nonDerivative · entry 3 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,052 Read SEC document
July 20, 2017 Filed Jul 21, 2017 15:34 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	3,513	$24.98	$87,754.74	Disclosure SEC source: 0001271163-17-000031 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document
July 19, 2017 Filed Jul 21, 2017 15:34 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	300	$24.98	$7,494.00	Disclosure SEC source: 0001271163-17-000031 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,513 Read SEC document
July 18, 2017 Filed Jul 20, 2017 15:29 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	354	$24.94	$8,828.76	Disclosure SEC source: 0001271163-17-000030 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,389 Read SEC document
July 14, 2017 Filed Jul 18, 2017 16:16 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	350	$24.98	$8,743.00	Disclosure SEC source: 0001271163-17-000029 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,852 Read SEC document
July 12, 2017 Filed Jul 13, 2017 14:53 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	700	$24.98	$17,486.00	Disclosure SEC source: 0001271163-17-000028 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 Read SEC document
July 11, 2017 Filed Jul 13, 2017 14:53 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	999	$24.98	$24,955.02	Disclosure SEC source: 0001271163-17-000028 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,513 Read SEC document
July 11, 2017 Filed Jul 13, 2017 14:43 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	1,300	$24.95	$32,435.00	Disclosure SEC source: 0001271163-17-000027 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,743 Read SEC document
June 27, 2017 Filed Jun 29, 2017 14:56 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	488	$25.01	$12,204.88	Disclosure SEC source: 0001271163-17-000026 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,512 Read SEC document
June 20, 2017 Filed Jun 21, 2017 15:36 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	509	$24.98	$12,714.82	Disclosure SEC source: 0001271163-17-000025 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,043 Read SEC document
June 19, 2017 Filed Jun 21, 2017 15:36 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	348	$24.96	$8,686.08	Disclosure SEC source: 0001271163-17-000025 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,552 Read SEC document
June 15, 2017 Filed Jun 19, 2017 18:52 UTC	GABELLI EQUITY TRUST INC GAB.H · Entity 8814	SaleSeries H Cumulative Preferred Stock	1,798	$24.95	$44,860.10	Disclosure SEC source: 0001271163-17-000024 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,202 Read SEC document
June 15, 2017 Filed Jun 19, 2017 18:46 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	100	$24.90	$2,490.00	Disclosure SEC source: 0001271163-17-000023 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,900 Read SEC document
June 15, 2017 Filed Jun 19, 2017 18:46 UTC	GABELLI EQUITY TRUST INC GAB.G · Entity 8814	SaleSeries G Cumulative Preferred Stock	1,000	$24.90	$24,900.00	Disclosure SEC source: 0001271163-17-000023 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.